Insider: Troy Steven Fritz Graf

Issuer Name: CARFINCO FINANCIAL GROUP INC.
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2012091818 Sep, 12 2012091717 Sep, 12 Indirect Ownership : Troy Graf - RSP Common Shares 10 - Acquisition or disposition in the public market -12,406 8.52 502,200
2012091818 Sep, 12 2012091818 Sep, 12 Indirect Ownership : Troy Graf - RSP Common Shares 10 - Acquisition or disposition in the public market -2,200 8.44 500,000
2012091414 Sep, 12 2012091111 Sep, 12 Indirect Ownership : Troy Graf - RSP Common Shares 10 - Acquisition or disposition in the public market -17,800 8.55 526,706
2012091414 Sep, 12 2012091212 Sep, 12 Indirect Ownership : Troy Graf - RSP Common Shares 10 - Acquisition or disposition in the public market -5,600 8.55 521,106
2012091414 Sep, 12 2012091313 Sep, 12 Indirect Ownership : Troy Graf - RSP Common Shares 10 - Acquisition or disposition in the public market -1,600 8.55 519,506
2012091414 Sep, 12 2012091414 Sep, 12 Indirect Ownership : Troy Graf - RSP Common Shares 10 - Acquisition or disposition in the public market -4,900 8.51 514,606
2012062828 Jun, 12 2012062727 Jun, 12 Indirect Ownership : Troy Graf - RSP Common Shares 10 - Acquisition or disposition in the public market -10,000 7.8 544,506
2012010606 Jan, 12 2012010101 Jan, 12 Indirect Ownership : Troy Graf - RSP Common Shares 00 - Opening Balance-Initial SEDI Report 0 0 554,506
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: Carfinco Income Fund
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2012010606 Jan, 12 2012010101 Jan, 12 Indirect Ownership : Troy Graf - RSP Trust Units 36 - Conversion or exchange -554,506 0 0
2011112828 Nov, 11 2011112525 Nov, 11 Direct Ownership : Trust Units 10 - Acquisition or disposition in the public market -18,034 6.56 0
2011112828 Nov, 11 2011112424 Nov, 11 Direct Ownership : Trust Units 10 - Acquisition or disposition in the public market -5,700 6.73 18,034
2011112424 Nov, 11 2011112222 Nov, 11 Direct Ownership : Trust Units 10 - Acquisition or disposition in the public market -3,600 6.8 29,734
2011112424 Nov, 11 2011112323 Nov, 11 Direct Ownership : Trust Units 10 - Acquisition or disposition in the public market -500 6.69 29,234
2011112424 Nov, 11 2011112323 Nov, 11 Direct Ownership : Trust Units 10 - Acquisition or disposition in the public market -2,000 6.75 27,234
2011112424 Nov, 11 2011112323 Nov, 11 Direct Ownership : Trust Units 10 - Acquisition or disposition in the public market -3,500 6.8 23,734
2011111717 Nov, 11 2011111414 Nov, 11 Direct Ownership : Options (Trust Units) 51 - Exercise of options -33,334 0 0
2011111717 Nov, 11 2011111414 Nov, 11 Direct Ownership : Trust Units 51 - Exercise of options 33,334 2 33,334
2011081919 Aug, 11 2011081919 Aug, 11 Indirect Ownership : Troy Graf - RSP Trust Units 10 - Acquisition or disposition in the public market -1,000 6.16 559,506
2011081919 Aug, 11 2011081919 Aug, 11 Indirect Ownership : Troy Graf - RSP Trust Units 10 - Acquisition or disposition in the public market -8,000 6.2 560,506
2011081919 Aug, 11 2011081919 Aug, 11 Indirect Ownership : Troy Graf - RSP Trust Units 10 - Acquisition or disposition in the public market -2,100 6.25 568,506
2011081919 Aug, 11 2011081818 Aug, 11 Indirect Ownership : Troy Graf - RSP Trust Units 10 - Acquisition or disposition in the public market -2,000 6.4 570,606
2011081919 Aug, 11 2011081818 Aug, 11 Indirect Ownership : Troy Graf - RSP Trust Units 10 - Acquisition or disposition in the public market -2,800 6.38 572,606
2011081919 Aug, 11 2011081919 Aug, 11 Indirect Ownership : Troy Graf - RSP Trust Units 10 - Acquisition or disposition in the public market -5,000 6.15 554,506
2011010606 Jan, 11 2011010606 Jan, 11 Indirect Ownership : Troy Graf - RSP Trust Units 90 - Change in the nature of ownership 242 0 575,406
2011010606 Jan, 11 2011010606 Jan, 11 Direct Ownership : Trust Units 90 - Change in the nature of ownership -242 0 0
2011010404 Jan, 11 2011010404 Jan, 11 Direct Ownership : Trust Units 90 - Change in the nature of ownership -9,496 0 242
2011010404 Jan, 11 2010123131 Dec, 10 Direct Ownership : Trust Units 35 - Stock dividend 242 0 9,738
2011010404 Jan, 11 2010123131 Dec, 10 Indirect Ownership : Troy Graf - RSP Trust Units 35 - Stock dividend 14,060 0 565,668
2011010404 Jan, 11 2011010404 Jan, 11 Indirect Ownership : Troy Graf - RSP Trust Units 90 - Change in the nature of ownership 9,496 0 575,164
2010120101 Dec, 10 2010120101 Dec, 10 Direct Ownership : Trust Units 90 - Change in the nature of ownership -1,498 0 9,496
2010120101 Dec, 10 2010120101 Dec, 10 Indirect Ownership : Troy Graf - RSP Trust Units 90 - Change in the nature of ownership 1,498 0 551,608
2010112323 Nov, 10 2010112222 Nov, 10 Direct Ownership : Trust Units 90 - Change in the nature of ownership -22,339 0 10,994
2010112323 Nov, 10 2010112222 Nov, 10 Indirect Ownership : Troy Graf - RSP Trust Units 90 - Change in the nature of ownership 22,339 0 550,110
2010111616 Nov, 10 2010111515 Nov, 10 Direct Ownership : Trust Units 51 - Exercise of options 33,333 2 33,333
2010111616 Nov, 10 2010111515 Nov, 10 Direct Ownership : Options (Trust Units) 51 - Exercise of options -33,333 0 33,334
2010070505 Jul, 10 2010070202 Jul, 10 Direct Ownership : Trust Units 90 - Change in the nature of ownership -3,453 0 0
2010070505 Jul, 10 2010070202 Jul, 10 Indirect Ownership : Troy Graf - RSP Trust Units 90 - Change in the nature of ownership 3,453 0 527,771
2010060101 Jun, 10 2010060101 Jun, 10 Direct Ownership : Trust Units 90 - Change in the nature of ownership -2,383 0 3,453
2010060101 Jun, 10 2010060101 Jun, 10 Indirect Ownership : Troy Graf - RSP Trust Units 90 - Change in the nature of ownership 2,383 0 524,318
2010051919 May, 10 2010051818 May, 10 Direct Ownership : Trust Units 90 - Change in the nature of ownership -27,497 0 5,836
2010051919 May, 10 2010051818 May, 10 Indirect Ownership : Troy Graf - RSP Trust Units 90 - Change in the nature of ownership 27,497 0 521,935
2010051313 May, 10 2010051212 May, 10 Direct Ownership : Trust Units 51 - Exercise of options 33,333 2 33,333
2010051313 May, 10 2010051212 May, 10 Direct Ownership : Options (Trust Units) 51 - Exercise of options -33,333 2 66,667
2010050505 May, 10 2010043030 Apr, 10 Direct Ownership : Debentures Non-Convertable Maturing 04/30/2010 38 - Redemption, retraction, cancellation, repurchase 0 0 0
2010010606 Jan, 10 2010010606 Jan, 10 Direct Ownership : Trust Units 90 - Change in the nature of ownership -372,050 0 0
2010010606 Jan, 10 2010010606 Jan, 10 Indirect Ownership : Troy Graf - RSP Trust Units 90 - Change in the nature of ownership 372,050 0 494,438
2010010606 Jan, 10 2009123131 Dec, 09 Indirect Ownership : Troy Graf - RSP Trust Units 35 - Stock dividend 12,388 0 122,388
2009112020 Nov, 09 2002112727 Nov, 02 Direct Ownership : Options (Trust Units) 00 - Opening Balance-Initial SEDI Report 0 0 0
2009112020 Nov, 09 2009111313 Nov, 09 Direct Ownership : Options (Trust Units) 50 - Grant of options 100,000 0 100,000
2009071010 Jul, 09 2009071010 Jul, 09 Direct Ownership : Trust Units 10 - Acquisition or disposition in the public market 30,000 0.65 372,050
2009062323 Jun, 09 2009062222 Jun, 09 Indirect Ownership : Troy Graf - RSP Trust Units 10 - Acquisition or disposition in the public market 10,000 0.7 110,000
2009061010 Jun, 09 2009060909 Jun, 09 Indirect Ownership : Troy Graf - RSP Debentures Non-Convertable Maturing 04/30/2010 38 - Redemption, retraction, cancellation, repurchase 0 0 0
2009061010 Jun, 09 2009061010 Jun, 09 Indirect Ownership : Troy Graf - RSP Trust Units 10 - Acquisition or disposition in the public market 100,000 0.5 100,000
2009061010 Jun, 09 2002112727 Nov, 02 Indirect Ownership : Troy Graf - RSP Trust Units 00 - Opening Balance-Initial SEDI Report 0 0 0
2009021111 Feb, 09 2009021010 Feb, 09 Direct Ownership : Debentures Non-Convertable Maturing 04/30/2010 36 - Conversion or exchange 0 0 0
2009021111 Feb, 09 2002112727 Nov, 02 Indirect Ownership : Troy Graf - RSP Debentures Non-Convertable Maturing 04/30/2010 00 - Opening Balance-Initial SEDI Report 0 0 0
2009021111 Feb, 09 2009021010 Feb, 09 Indirect Ownership : Troy Graf - RSP Debentures Non-Convertable Maturing 04/30/2010 36 - Conversion or exchange 0 0 0
2008060909 Jun, 08 2008051616 May, 08 Direct Ownership : Debentures Non-Convertable Maturing 04/30/2010 11 - Acquisition or disposition carried out privately 0 0 0
2008060909 Jun, 08 2002112727 Nov, 02 Direct Ownership : Debentures Non-Convertable Maturing 04/30/2010 00 - Opening Balance-Initial SEDI Report 0 0 0
2007071616 Jul, 07 2007062727 Jun, 07 Control or Direction : Cindi Rhea Graf Trust Units 10 - Acquisition or disposition in the public market -2,900 4.25 15,300
2007071616 Jul, 07 2007071616 Jul, 07 Control or Direction : Cindi Rhea Graf Trust Units 10 - Acquisition or disposition in the public market -1,500 4.08 0
2007071313 Jul, 07 2007071111 Jul, 07 Control or Direction : Cindi Rhea Graf Trust Units 10 - Acquisition or disposition in the public market -3,500 4.17 1,500
2007071010 Jul, 07 2007071010 Jul, 07 Control or Direction : Cindi Rhea Graf Trust Units 10 - Acquisition or disposition in the public market -2,800 4.2 5,000
2007070909 Jul, 07 2007070606 Jul, 07 Control or Direction : Cindi Rhea Graf Trust Units 10 - Acquisition or disposition in the public market -2,500 4.2 7,800
2007070404 Jul, 07 2007070404 Jul, 07 Control or Direction : Cindi Rhea Graf Trust Units 10 - Acquisition or disposition in the public market -2,000 4.21 10,800
2007070404 Jul, 07 2007070404 Jul, 07 Control or Direction : Cindi Rhea Graf Trust Units 10 - Acquisition or disposition in the public market -500 4.22 10,300
2007062929 Jun, 07 2007062929 Jun, 07 Control or Direction : Cindi Rhea Graf Trust Units 10 - Acquisition or disposition in the public market -2,500 4.2 12,800
2007062727 Jun, 07 2007062727 Jun, 07 Indirect Ownership : Cindi Rhea Graf Trust Units 10 - Acquisition or disposition in the public market -2,900 4.25 0
2007062626 Jun, 07 2007062525 Jun, 07 Control or Direction : Cindi Rhea Graf Trust Units 10 - Acquisition or disposition in the public market -1,600 4.25 18,200
2007010202 Jan, 07 2006122929 Dec, 06 Direct Ownership : Trust Units 35 - Stock dividend 2,377 0 342,050
2007010202 Jan, 07 2006122929 Dec, 06 Control or Direction : Cindi Rhea Graf Trust Units 35 - Stock dividend 137 0 19,800
2006020606 Feb, 06 2006011212 Jan, 06 Direct Ownership : Trust Units 11 - Acquisition or disposition carried out privately 19,500 3.03 339,673
2006020606 Feb, 06 2006011212 Jan, 06 Control or Direction : Cindi Rhea Graf Trust Units 11 - Acquisition or disposition carried out privately -19,500 3.03 19,663
2006010404 Jan, 06 2005110202 Nov, 05 Control or Direction : Cindi Rhea Graf Trust Units 11 - Acquisition or disposition carried out privately -10,000 2.85 38,703
2006010404 Jan, 06 2005123030 Dec, 05 Control or Direction : Cindi Rhea Graf Trust Units 35 - Stock dividend 460 0 39,163
2006010404 Jan, 06 2005110202 Nov, 05 Direct Ownership : Trust Units 11 - Acquisition or disposition carried out privately 10,000 2.85 316,408
2006010404 Jan, 06 2005123030 Dec, 05 Direct Ownership : Trust Units 35 - Stock dividend 3,765 0 320,173
2005042222 Apr, 05 2005012424 Jan, 05 Control or Direction : Cindi Rhea Graf Trust Units 11 - Acquisition or disposition carried out privately -25,000 2.3 48,703
2005042222 Apr, 05 2004123131 Dec, 04 Control or Direction : Cindi Rhea Graf Trust Units 35 - Stock dividend 3,703 0 73,703
2005042222 Apr, 05 2002112727 Nov, 02 Control or Direction : Cindi Rhea Graf Trust Units 00 - Opening Balance-Initial SEDI Report 0 0 70,000
2005042222 Apr, 05 2002112727 Nov, 02 Direct Ownership : Trust Units 00 - Opening Balance-Initial SEDI Report 0 0 267,270
2005042222 Apr, 05 2004123131 Dec, 04 Direct Ownership : Trust Units 35 - Stock dividend 14,138 0 281,408
2005042222 Apr, 05 2005012424 Jan, 05 Direct Ownership : Trust Units 11 - Acquisition or disposition carried out privately 25,000 2.3 306,408
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: Norstar Securities Trust
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2007050101 May, 07 2006122828 Dec, 06 Control or Direction : Cindi Rhea Graf Trust Units 00 - Opening Balance-Initial SEDI Report 0 0 0
2007050101 May, 07 2007050101 May, 07 Control or Direction : Cindi Rhea Graf Trust Units 11 - Acquisition or disposition carried out privately 2,600 0.25 2,600
2007050101 May, 07 2006122828 Dec, 06 Control or Direction : Taymor Financial Inc. Trust Units 00 - Opening Balance-Initial SEDI Report 0 0 0
2007050101 May, 07 2007050101 May, 07 Control or Direction : Taymor Financial Inc. Trust Units 11 - Acquisition or disposition carried out privately 2,600 0.25 2,600
2007050101 May, 07 2006122828 Dec, 06 Direct Ownership : Trust Units 00 - Opening Balance-Initial SEDI Report 0 0 0
2007050101 May, 07 2007050101 May, 07 Direct Ownership : Trust Units 11 - Acquisition or disposition carried out privately 2,600 0.25 2,600
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: Casablanca Capital Corp.
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2005060101 Jun, 05 2005053030 May, 05 Direct Ownership : Common Shares 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition -50,000 0.1 0
2004061515 Jun, 04 2004061515 Jun, 04 Direct Ownership : Common Shares 00 - Opening Balance-Initial SEDI Report 0 0 50,000
2004061515 Jun, 04 2004061515 Jun, 04 Direct Ownership : Options (Common Shares) 00 - Opening Balance-Initial SEDI Report 0 0 10,000
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: Casablanca Capital Corp.
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2005060101 Jun, 05 2005053030 May, 05 Direct Ownership : Common Shares 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition -50,000 0.1 0
2004061515 Jun, 04 2004061515 Jun, 04 Direct Ownership : Common Shares 00 - Opening Balance-Initial SEDI Report 0 0 50,000
2004061515 Jun, 04 2004061515 Jun, 04 Direct Ownership : Options (Common Shares) 00 - Opening Balance-Initial SEDI Report 0 0 10,000
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance