Insider: Simon Eli Serruya

Issuer Name: CARFINCO FINANCIAL GROUP INC.
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2013091717 Sep, 13 2013091212 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -5,000 10.2012 52,885
2013091717 Sep, 13 2013091616 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -4,800 10.1688 4,200
2013091717 Sep, 13 2013091616 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -800 10.2 9,000
2013091717 Sep, 13 2013091616 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -4,400 10.1673 9,800
2013091717 Sep, 13 2013091616 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -200 10.175 14,200
2013091717 Sep, 13 2013091616 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -500 10.15 14,400
2013091717 Sep, 13 2013091616 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -100 10.21 14,900
2013091717 Sep, 13 2013091313 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -4,900 10.2004 15,000
2013091717 Sep, 13 2013091313 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -5,000 10.2 19,900
2013091717 Sep, 13 2013091313 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -4,800 10.2108 24,900
2013091717 Sep, 13 2013091313 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -4,900 10.2186 29,700
2013091717 Sep, 13 2013091313 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -5,000 10.2026 34,600
2013091717 Sep, 13 2013091313 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -3,185 10.21 39,600
2013091717 Sep, 13 2013091313 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -10,100 10.25 42,785
2013091717 Sep, 13 2013091313 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -20,000 10.25 0
2013091717 Sep, 13 2013091212 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -4,000 10.22 57,885
2013091717 Sep, 13 2013091212 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -7,600 10.25 61,885
2013091717 Sep, 13 2013091111 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -4,000 10.28 69,485
2013091717 Sep, 13 2013091111 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -400 10.275 73,485
2013091717 Sep, 13 2013091111 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -600 10.27 73,885
2013091717 Sep, 13 2013091111 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -4,700 10.26 74,485
2013091717 Sep, 13 2013091111 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -10,000 10.25 79,185
2013091717 Sep, 13 2013091111 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -5,000 10.24 89,185
2013091717 Sep, 13 2013091111 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -5,000 10.23 94,185
2013091717 Sep, 13 2013091111 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -5,000 10.21 99,185
2013091717 Sep, 13 2013091111 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -10,000 10.2 104,185
2013091717 Sep, 13 2013091010 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -20,000 10.25 114,185
2013091717 Sep, 13 2013091616 Sep, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -4,200 10.2002 0
2013091616 Sep, 13 2012091212 Sep, 12 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -134,185 10.2 0
2012010909 Jan, 12 2012010101 Jan, 12 Direct Ownership : Common Shares 00 - Opening Balance-Initial SEDI Report 0 0 134,185
2012010909 Jan, 12 2012010101 Jan, 12 Indirect Ownership : Charitable Foundation Common Shares 00 - Opening Balance-Initial SEDI Report 0 0 116,903
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: Carfinco Income Fund
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2012010909 Jan, 12 2012010101 Jan, 12 Direct Ownership : Trust Units 36 - Conversion or exchange -134,185 0 0
2012010909 Jan, 12 2012010101 Jan, 12 Indirect Ownership : Charitable Foundation Trust Units 36 - Conversion or exchange -116,903 0 0
2011011010 Jan, 11 2011011010 Jan, 11 Control or Direction : Charitable Foundation Trust Units 35 - Stock dividend 2,905 0 116,903
2011011010 Jan, 11 2011011010 Jan, 11 Direct Ownership : Trust Units 35 - Stock dividend 3,335 0 134,185
2010111212 Nov, 10 2010111212 Nov, 10 Direct Ownership : Trust Units 10 - Acquisition or disposition in the public market 9,800 5.8 130,850
2010052020 May, 10 2010052020 May, 10 Control or Direction : Charitable Foundation Trust Units 10 - Acquisition or disposition in the public market 9,900 0 113,998
2010011313 Jan, 10 2010011111 Jan, 10 Direct Ownership : Trust Units 35 - Stock dividend 3,033 2.499 121,050
2010011313 Jan, 10 2010011111 Jan, 10 Indirect Ownership : Charitable Foundation Trust Units 35 - Stock dividend 2,608 2.499 104,098
2007010808 Jan, 07 2007010404 Jan, 07 Direct Ownership : Trust Units 35 - Stock dividend 820 3.433 118,017
2007010808 Jan, 07 2007010404 Jan, 07 Indirect Ownership : Charitable Foundation Trust Units 35 - Stock dividend 705 3.433 101,490
2006022828 Feb, 06 2002112727 Nov, 02 Indirect Ownership : Charitable Foundation Trust Units 00 - Opening Balance-Initial SEDI Report 0 0 0
2006022828 Feb, 06 2006021616 Feb, 06 Indirect Ownership : Charitable Foundation Trust Units 10 - Acquisition or disposition in the public market 100,785 3.27 100,785
2006011010 Jan, 06 2006010606 Jan, 06 Direct Ownership : Trust Units 35 - Stock dividend 1,378 3.032 117,197
2005042727 Apr, 05 2002112727 Nov, 02 Direct Ownership : Trust Units 00 - Opening Balance-Initial SEDI Report 0 0 110,000
2005042727 Apr, 05 2004123131 Dec, 04 Direct Ownership : Trust Units 35 - Stock dividend 5,819 2.175 115,819
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: Purepoint Uranium Group Inc.
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2005061616 Jun, 05 2005053030 May, 05 Direct Ownership : Common Shares 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition -900,000 0.1 0
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: Casablanca Capital Corp.
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2004062222 Jun, 04 2004021212 Feb, 04 Direct Ownership : Common Shares 00 - Opening Balance-Initial SEDI Report 0 0 900,000
2004062222 Jun, 04 2004021212 Feb, 04 Direct Ownership : Options (Common Shares) 00 - Opening Balance-Initial SEDI Report 0 0 100,000
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: Purepoint Uranium Group Inc.
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2005061616 Jun, 05 2005053030 May, 05 Direct Ownership : Common Shares 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition -900,000 0.1 0
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: Casablanca Capital Corp.
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2004062222 Jun, 04 2004021212 Feb, 04 Direct Ownership : Common Shares 00 - Opening Balance-Initial SEDI Report 0 0 900,000
2004062222 Jun, 04 2004021212 Feb, 04 Direct Ownership : Options (Common Shares) 00 - Opening Balance-Initial SEDI Report 0 0 100,000
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance

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