Insider: S. Wayne Finch
Issuer Name: North American Financial 15 Split Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2020020606 Feb, 20 | 2020020404 Feb, 20 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -2,800 | 7.55 | 71,749 |
| 2020010303 Jan, 20 | 2019123030 Dec, 19 | Direct Ownership : | Class A Shares | 37 - Stock split or consolidation | -9,951 | 0 | 74,549 |
| 2019022525 Feb, 19 | 2019022020 Feb, 19 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -7,400 | 7.2 | 122,600 |
| 2019022525 Feb, 19 | 2019022121 Feb, 19 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -5,000 | 7.32 | 117,600 |
| 2019022525 Feb, 19 | 2019022121 Feb, 19 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -5,000 | 7.27 | 112,600 |
| 2019022525 Feb, 19 | 2019022121 Feb, 19 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -2,600 | 7.2358 | 110,000 |
| 2019022525 Feb, 19 | 2019022222 Feb, 19 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -5,000 | 7.28 | 105,000 |
| 2019022525 Feb, 19 | 2019022222 Feb, 19 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -4,000 | 7.3 | 101,000 |
| 2019022525 Feb, 19 | 2019022222 Feb, 19 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -5,000 | 7.27 | 96,000 |
| 2019022525 Feb, 19 | 2019022525 Feb, 19 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -11,500 | 7.5 | 84,500 |
| 2019011414 Jan, 19 | 2004092929 Sep, 04 | Direct Ownership : | Class A Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2019011414 Jan, 19 | 2018121919 Dec, 18 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 80,000 | 4.35 | 80,000 |
| 2019011414 Jan, 19 | 2018122020 Dec, 18 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 10,000 | 3.8 | 90,000 |
| 2019011414 Jan, 19 | 2018122727 Dec, 18 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 40,000 | 3.64 | 130,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Dividend 15 Split Corp. II
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2019011414 Jan, 19 | 2006102727 Oct, 06 | Direct Ownership : | Class A Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2019011414 Jan, 19 | 2018121919 Dec, 18 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 56,300 | 3.32 | 56,300 |
| 2019011414 Jan, 19 | 2018121919 Dec, 18 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 10,000 | 3.25 | 66,300 |
| 2019011414 Jan, 19 | 2018122020 Dec, 18 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 10,000 | 3.05 | 76,300 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: M Split Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014090303 Sep, 14 | 2007032828 Mar, 07 | Direct Ownership : | Capital Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014090303 Sep, 14 | 2010031919 Mar, 10 | Direct Ownership : | Capital Shares | 36 - Conversion or exchange | 47,240 | 0 | 47,240 |
| 2014090303 Sep, 14 | 2014082525 Aug, 14 | Direct Ownership : | Capital Shares | 36 - Conversion or exchange | -47,240 | 0 | 0 |
| 2014090303 Sep, 14 | 2007032828 Mar, 07 | Direct Ownership : | Capital Shares (2014) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014090303 Sep, 14 | 2014082525 Aug, 14 | Direct Ownership : | Capital Shares (2014) | 36 - Conversion or exchange | 47,240 | 0 | 47,240 |
| 2014090303 Sep, 14 | 2008122323 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 16,000 | 0.5 | 50,000 |
| 2014090303 Sep, 14 | 2010031919 Mar, 10 | Direct Ownership : | Class A Shares | 36 - Conversion or exchange | -50,000 | 0 | 0 |
| 2014090303 Sep, 14 | 2007032828 Mar, 07 | Direct Ownership : | Warrants (Units (Class I Pref, Class II Pref (2014) and Capital Share (2014)) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014090303 Sep, 14 | 2014082525 Aug, 14 | Direct Ownership : | Warrants (Units (Class I Pref, Class II Pref (2014) and Capital Share (2014)) | 53 - Grant of warrants | 47,240 | 8.15 | 47,240 |
| 2009010505 Jan, 09 | 2007032828 Mar, 07 | Direct Ownership : | Class A Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2009010505 Jan, 09 | 2008121919 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 4,500 | 0.5 | 4,500 |
| 2009010505 Jan, 09 | 2008122222 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 29,500 | 0.5 | 34,000 |
| 2009010505 Jan, 09 | 2008122323 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,600 | 0.5 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Income Financial Trust
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2016080808 Aug, 16 | 2016080808 Aug, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -2,000 | 12.11 | 0 |
| 2016080808 Aug, 16 | 2016072626 Jul, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -2,000 | 12.16 | 5,000 |
| 2016080808 Aug, 16 | 2016072626 Jul, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -1,000 | 12.2 | 7,000 |
| 2016080808 Aug, 16 | 2016072626 Jul, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -1,000 | 12.02 | 8,000 |
| 2016080808 Aug, 16 | 2016072626 Jul, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -1,000 | 12.15 | 4,000 |
| 2016080808 Aug, 16 | 2016080808 Aug, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -1,800 | 12.1033 | 2,000 |
| 2016080808 Aug, 16 | 2016080808 Aug, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -200 | 12.1 | 3,800 |
| 2016072525 Jul, 16 | 2016072525 Jul, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -1,000 | 12.235 | 9,000 |
| 2016072525 Jul, 16 | 2016072121 Jul, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -5,000 | 12.136 | 10,000 |
| 2016072525 Jul, 16 | 2016070808 Jul, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -500 | 12.2 | 33,500 |
| 2016071212 Jul, 16 | 2016070808 Jul, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -1,500 | 12 | 42,500 |
| 2016071212 Jul, 16 | 2016071111 Jul, 16 | Direct Ownership : | Trust Units | 11 - Acquisition or disposition carried out privately | -1,100 | 12.22 | 15,000 |
| 2016071212 Jul, 16 | 2016071111 Jul, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -500 | 12.17 | 16,100 |
| 2016071212 Jul, 16 | 2016071111 Jul, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -500 | 12.16 | 16,600 |
| 2016071212 Jul, 16 | 2016071111 Jul, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -6,000 | 12.0737 | 17,100 |
| 2016071212 Jul, 16 | 2016071111 Jul, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -5,400 | 12.0335 | 23,100 |
| 2016071212 Jul, 16 | 2016071111 Jul, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -5,000 | 12.0134 | 28,500 |
| 2016071212 Jul, 16 | 2016070808 Jul, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -8,500 | 12.0189 | 34,000 |
| 2016062828 Jun, 16 | 2016062828 Jun, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -2,000 | 11.8 | 44,000 |
| 2016062828 Jun, 16 | 2016062424 Jun, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -8,400 | 12.06 | 46,000 |
| 2016062828 Jun, 16 | 2016062424 Jun, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -2,700 | 12.02 | 54,400 |
| 2016062828 Jun, 16 | 2016062424 Jun, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -4,000 | 11.85 | 57,100 |
| 2016062828 Jun, 16 | 2016052626 May, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -1,000 | 12.25 | 61,100 |
| 2016062828 Jun, 16 | 2016052626 May, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -500 | 12.24 | 62,100 |
| 2016062828 Jun, 16 | 2016052424 May, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -200 | 12.28 | 62,600 |
| 2016062828 Jun, 16 | 2016052424 May, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -2,000 | 12.25 | 62,800 |
| 2016062828 Jun, 16 | 2016050505 May, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -1,000 | 12.08 | 64,800 |
| 2016062828 Jun, 16 | 2016050505 May, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -2,862 | 12 | 65,800 |
| 2016062828 Jun, 16 | 2014110303 Nov, 14 | Direct Ownership : | Trust Units | 57 - Exercise of rights | 13,732 | 10.72 | 68,662 |
| 2016062828 Jun, 16 | 2014110303 Nov, 14 | Direct Ownership : | Rights (Trust Units) | 58 - Expiration of rights | -2 | 0 | 0 |
| 2016062828 Jun, 16 | 2014110303 Nov, 14 | Direct Ownership : | Rights (Trust Units) | 57 - Exercise of rights | -54,928 | 10.72 | 2 |
| 2014090303 Sep, 14 | 2014082626 Aug, 14 | Direct Ownership : | Rights (Trust Units) | 56 - Grant of rights | 54,930 | 10.72 | 54,930 |
| 2014090303 Sep, 14 | 2006061616 Jun, 06 | Direct Ownership : | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 4,930 | 0 | 4,930 |
| 2014090303 Sep, 14 | 1999102222 Oct, 99 | Direct Ownership : | Rights (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014012222 Jan, 14 | 2014012121 Jan, 14 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 50,000 | 11.05 | 54,930 |
| 2014012222 Jan, 14 | 1999102222 Oct, 99 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011120505 Dec, 11 | 1999102222 Oct, 99 | Indirect Ownership : Quadravest Inc. | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 1,293 |
| 2011120505 Dec, 11 | 2011112929 Nov, 11 | Indirect Ownership : Quadravest Inc. | Trust Units | 10 - Acquisition or disposition in the public market | -1,200 | 7.4 | 93 |
| 2011120505 Dec, 11 | 2011120101 Dec, 11 | Indirect Ownership : Quadravest Inc. | Trust Units | 10 - Acquisition or disposition in the public market | -93 | 7.57 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Canadian Life Companies Split Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2020020606 Feb, 20 | 2020020606 Feb, 20 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -80,000 | 4.66 | 584,791 |
| 2020013131 Jan, 20 | 2020012424 Jan, 20 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -20,000 | 4.7606 | 664,791 |
| 2019051313 May, 19 | 2019041818 Apr, 19 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 367,410 | 3.65 | 684,791 |
| 2019011818 Jan, 19 | 2018122424 Dec, 18 | Direct Ownership : | Class A Shares | 37 - Stock split or consolidation | 15,048 | 0 | 317,381 |
| 2017122828 Dec, 17 | 2017122727 Dec, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -5,700 | 6.45 | 0 |
| 2017122222 Dec, 17 | 2017122222 Dec, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -25,000 | 6.44 | 5,700 |
| 2017122121 Dec, 17 | 2017122020 Dec, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -12,000 | 6.39 | 82,700 |
| 2017122121 Dec, 17 | 2017122121 Dec, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -52,000 | 6.39 | 30,700 |
| 2017121616 Dec, 17 | 2017121313 Dec, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -3,000 | 6.37 | 94,700 |
| 2017121212 Dec, 17 | 2017121212 Dec, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -7,000 | 6.36 | 97,700 |
| 2017120101 Dec, 17 | 2017112828 Nov, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -25,000 | 6.41 | 104,700 |
| 2017112828 Nov, 17 | 2017112727 Nov, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -5,000 | 6.41 | 129,700 |
| 2017112727 Nov, 17 | 2017112323 Nov, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -25,000 | 6.25 | 134,700 |
| 2017031313 Mar, 17 | 2017030808 Mar, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -11,000 | 6.12 | 165,600 |
| 2017031313 Mar, 17 | 2017030909 Mar, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -5,900 | 6.05 | 159,700 |
| 2017030606 Mar, 17 | 2017030101 Mar, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -13,500 | 6.01 | 208,000 |
| 2017030606 Mar, 17 | 2017030303 Mar, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -31,400 | 6.04 | 176,600 |
| 2017022323 Feb, 17 | 2017022121 Feb, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -2,000 | 6.07 | 247,300 |
| 2017022323 Feb, 17 | 2017022222 Feb, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -25,800 | 6.12 | 221,500 |
| 2017021717 Feb, 17 | 2017021313 Feb, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -50,000 | 6.08 | 335,400 |
| 2017021717 Feb, 17 | 2017021515 Feb, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -42,000 | 6.11 | 249,300 |
| 2017021717 Feb, 17 | 2017021414 Feb, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -44,100 | 6.1 | 291,300 |
| 2017021414 Feb, 17 | 2017021010 Feb, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -8,000 | 6.04 | 385,400 |
| 2017013030 Jan, 17 | 2017012626 Jan, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -49,100 | 6.08 | 393,400 |
| 2017012626 Jan, 17 | 2017012525 Jan, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -40,500 | 6.04 | 442,500 |
| 2014102323 Oct, 14 | 2014053030 May, 14 | Direct Ownership : | Warrants (Units) | 54 - Exercise of warrants | -80,000 | 0 | 50,000 |
| 2014102323 Oct, 14 | 2014053030 May, 14 | Direct Ownership : | Class A Shares | 54 - Exercise of warrants | 80,000 | 0 | 302,333 |
| 2014102323 Oct, 14 | 2005033030 Mar, 05 | Direct Ownership : | Preferred Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014102323 Oct, 14 | 2014102222 Oct, 14 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -9,200 | 10.23 | 0 |
| 2014102323 Oct, 14 | 2014102222 Oct, 14 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -11,600 | 10.2 | 9,200 |
| 2014102323 Oct, 14 | 2014102020 Oct, 14 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -4,200 | 10.2 | 20,800 |
| 2014102323 Oct, 14 | 2014062727 Jun, 14 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -11,700 | 10.05 | 25,000 |
| 2014102323 Oct, 14 | 2014062626 Jun, 14 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -23,300 | 10.05 | 36,700 |
| 2014102323 Oct, 14 | 2014062525 Jun, 14 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -20,000 | 10.08 | 60,000 |
| 2014102323 Oct, 14 | 2014053030 May, 14 | Direct Ownership : | Preferred Shares | 54 - Exercise of warrants | 80,000 | 0 | 80,000 |
| 2014062020 Jun, 14 | 2014061616 Jun, 14 | Control or Direction : Quadravest Inc. | Preferred Shares | 10 - Acquisition or disposition in the public market | -25,000 | 10.03 | 24,700 |
| 2014062020 Jun, 14 | 2014061717 Jun, 14 | Control or Direction : Quadravest Inc. | Preferred Shares | 10 - Acquisition or disposition in the public market | -24,700 | 10.03 | 0 |
| 2014060505 Jun, 14 | 2014053030 May, 14 | Control or Direction : Quadravest Inc. | Preferred Shares | 10 - Acquisition or disposition in the public market | -36,700 | 9.97 | 49,700 |
| 2014060202 Jun, 14 | 2014052929 May, 14 | Control or Direction : Quadravest Inc. | Preferred Shares | 10 - Acquisition or disposition in the public market | -36,600 | 9.98 | 86,400 |
| 2014060202 Jun, 14 | 2014052828 May, 14 | Control or Direction : Quadravest Inc. | Preferred Shares | 10 - Acquisition or disposition in the public market | -70,000 | 9.99 | 0 |
| 2014060202 Jun, 14 | 2014052929 May, 14 | Control or Direction : Quadravest Inc. | Preferred Shares | 54 - Exercise of warrants | 123,000 | 0 | 123,000 |
| 2014060202 Jun, 14 | 2014052929 May, 14 | Control or Direction : Quadravest Inc. | Warrants (Units) | 54 - Exercise of warrants | -123,000 | 12.6 | 0 |
| 2014060202 Jun, 14 | 2014052929 May, 14 | Control or Direction : Quadravest Inc. | Class A Shares | 54 - Exercise of warrants | 123,000 | 0 | 483,000 |
| 2014052828 May, 14 | 2014052626 May, 14 | Control or Direction : Quadravest Inc. | Preferred Shares | 10 - Acquisition or disposition in the public market | -60,000 | 10.03 | 42,500 |
| 2014052828 May, 14 | 2014052727 May, 14 | Control or Direction : Quadravest Inc. | Warrants (Units) | 54 - Exercise of warrants | -70,000 | 12.6 | 153,000 |
| 2014052828 May, 14 | 2014052727 May, 14 | Control or Direction : Quadravest Inc. | Preferred Shares | 54 - Exercise of warrants | 70,000 | 0 | 112,500 |
| 2014052828 May, 14 | 2014052727 May, 14 | Control or Direction : Quadravest Inc. | Preferred Shares | 10 - Acquisition or disposition in the public market | -42,500 | 10.02 | 70,000 |
| 2014052828 May, 14 | 2014052727 May, 14 | Control or Direction : Quadravest Inc. | Warrants (Units) | 10 - Acquisition or disposition in the public market | -30,000 | 1.01 | 123,000 |
| 2014052828 May, 14 | 2014052727 May, 14 | Control or Direction : Quadravest Inc. | Class A Shares | 54 - Exercise of warrants | 70,000 | 0 | 360,000 |
| 2014052626 May, 14 | 2014052121 May, 14 | Control or Direction : Quadravest Inc. | Warrants (Units) | 54 - Exercise of warrants | -75,000 | 0 | 438,000 |
| 2014052626 May, 14 | 2014052626 May, 14 | Control or Direction : Quadravest Inc. | Preferred Shares | 54 - Exercise of warrants | 60,000 | 0 | 102,500 |
| 2014052626 May, 14 | 2014052323 May, 14 | Control or Direction : Quadravest Inc. | Preferred Shares | 10 - Acquisition or disposition in the public market | -90,000 | 10.02 | 42,500 |
| 2014052626 May, 14 | 2014052222 May, 14 | Control or Direction : Quadravest Inc. | Preferred Shares | 10 - Acquisition or disposition in the public market | -70,000 | 10.04 | 132,500 |
| 2014052626 May, 14 | 2014052222 May, 14 | Control or Direction : Quadravest Inc. | Preferred Shares | 54 - Exercise of warrants | 155,000 | 0 | 202,500 |
| 2014052626 May, 14 | 2014052121 May, 14 | Control or Direction : Quadravest Inc. | Preferred Shares | 10 - Acquisition or disposition in the public market | -27,500 | 10.03 | 47,500 |
| 2014052626 May, 14 | 2014052121 May, 14 | Control or Direction : Quadravest Inc. | Preferred Shares | 54 - Exercise of warrants | 75,000 | 0 | 75,000 |
| 2014052626 May, 14 | 2014052121 May, 14 | Control or Direction : Quadravest Inc. | Class A Shares | 54 - Exercise of warrants | 75,000 | 0 | 75,000 |
| 2014052626 May, 14 | 2014052222 May, 14 | Indirect Ownership : Quadravest Inc. | Warrants (Units) | 54 - Exercise of warrants | -155,000 | 0 | 283,000 |
| 2014052626 May, 14 | 2014052626 May, 14 | Indirect Ownership : Quadravest Inc. | Warrants (Units) | 54 - Exercise of warrants | -60,000 | 0 | 223,000 |
| 2014052626 May, 14 | 2005033030 Mar, 05 | Control or Direction : Quadravest Inc. | Preferred Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014052626 May, 14 | 2005033030 Mar, 05 | Control or Direction : Quadravest Inc. | Class A Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014052626 May, 14 | 2014052222 May, 14 | Control or Direction : Quadravest Inc. | Class A Shares | 54 - Exercise of warrants | 155,000 | 0 | 230,000 |
| 2014052626 May, 14 | 2014052626 May, 14 | Control or Direction : Quadravest Inc. | Class A Shares | 54 - Exercise of warrants | 60,000 | 0 | 290,000 |
| 2014031010 Mar, 14 | 2012062727 Jun, 12 | Direct Ownership : | Class A Shares | 37 - Stock split or consolidation | -26,267 | 0 | 70,033 |
| 2014031010 Mar, 14 | 2012020303 Feb, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 4,300 | 2 | 96,300 |
| 2014031010 Mar, 14 | 2012012323 Jan, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 7,600 | 2.198 | 22,800 |
| 2013070404 Jul, 13 | 2013070303 Jul, 13 | Control or Direction : Quadravest Inc. | Warrants (Units) | 10 - Acquisition or disposition in the public market | 90,000 | 0.44 | 513,000 |
| 2013062424 Jun, 13 | 2013062121 Jun, 13 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 3,600 | 2.69 | 222,333 |
| 2013062424 Jun, 13 | 2013062121 Jun, 13 | Direct Ownership : | Warrants (Units) | 10 - Acquisition or disposition in the public market | 40,000 | 0.35 | 130,000 |
| 2013062424 Jun, 13 | 2013062020 Jun, 13 | Direct Ownership : | Warrants (Units) | 10 - Acquisition or disposition in the public market | 40,000 | 0.35 | 90,000 |
| 2013062424 Jun, 13 | 2013062121 Jun, 13 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 46,400 | 2.7 | 218,733 |
| 2013052323 May, 13 | 2013052222 May, 13 | Control or Direction : Quadravest Inc. | Warrants (Units) | 10 - Acquisition or disposition in the public market | 75,000 | 0.2558 | 423,000 |
| 2013052222 May, 13 | 2013051717 May, 13 | Control or Direction : Quadravest Inc. | Warrants (Units) | 10 - Acquisition or disposition in the public market | 188,000 | 0.2225 | 188,000 |
| 2013052222 May, 13 | 2013052121 May, 13 | Control or Direction : Quadravest Inc. | Warrants (Units) | 10 - Acquisition or disposition in the public market | 160,000 | 0.2363 | 348,000 |
| 2013052222 May, 13 | 2005033030 Mar, 05 | Control or Direction : Quadravest Inc. | Warrants (Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2013040202 Apr, 13 | 2013032828 Mar, 13 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 4,600 | 2.33 | 172,333 |
| 2013040202 Apr, 13 | 2013032828 Mar, 13 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 15,400 | 2.35 | 167,733 |
| 2013032727 Mar, 13 | 2013032727 Mar, 13 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 82,300 | 2.26 | 152,333 |
| 2012020303 Feb, 12 | 2012020303 Feb, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 2,900 | 2.14 | 86,400 |
| 2012020303 Feb, 12 | 2012020303 Feb, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,000 | 2.11 | 79,800 |
| 2012020303 Feb, 12 | 2012020303 Feb, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 5,600 | 2.15 | 92,000 |
| 2012020303 Feb, 12 | 2012020101 Feb, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 7,200 | 1.95 | 56,800 |
| 2012020303 Feb, 12 | 2012020303 Feb, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 4,800 | 2.1 | 78,800 |
| 2012020303 Feb, 12 | 2012020303 Feb, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 2,000 | 2.09 | 74,000 |
| 2012020303 Feb, 12 | 2012020303 Feb, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 700 | 2.12 | 80,500 |
| 2012020303 Feb, 12 | 2012020101 Feb, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 15,200 | 1.98 | 72,000 |
| 2012020303 Feb, 12 | 2012020303 Feb, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 3,000 | 2.13 | 83,500 |
| 2012020303 Feb, 12 | 2012020101 Feb, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 4,700 | 1.92 | 49,500 |
| 2012020303 Feb, 12 | 2012020101 Feb, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 100 | 1.94 | 49,600 |
| 2012012727 Jan, 12 | 2012012424 Jan, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 2,000 | 2.1 | 24,800 |
| 2012012727 Jan, 12 | 2012012424 Jan, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 9,000 | 2.12 | 33,800 |
| 2012012727 Jan, 12 | 2012012424 Jan, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 5,000 | 2.13 | 38,800 |
| 2012012727 Jan, 12 | 2012012525 Jan, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 6,000 | 2.1 | 44,800 |
| 2012012424 Jan, 12 | 2012012323 Jan, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 700 | 2.23 | 0 |
| 2012012424 Jan, 12 | 2012012020 Jan, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 14,200 | 2 | 15,200 |
| 2012012424 Jan, 12 | 2012011919 Jan, 12 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,000 | 2 | 1,000 |
| 2012012424 Jan, 12 | 2005033030 Mar, 05 | Direct Ownership : | Class A Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010062424 Jun, 10 | 2005033030 Mar, 05 | Direct Ownership : | Warrants (Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010062424 Jun, 10 | 2010062222 Jun, 10 | Direct Ownership : | Warrants (Units) | 10 - Acquisition or disposition in the public market | 50,000 | 0.1 | 50,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: New Commerce Split Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2019122323 Dec, 19 | 2019121717 Dec, 19 | Direct Ownership : | Capital Shares | 37 - Stock split or consolidation | -67,084 | 0 | 92,243 |
| 2019122323 Dec, 19 | 2019121616 Dec, 19 | Direct Ownership : | Class I Preferred Shares | 38 - Redemption, retraction, cancellation, repurchase | -6,054 | 0 | 7,596 |
| 2014090303 Sep, 14 | 2010032626 Mar, 10 | Direct Ownership : | Capital Shares | 36 - Conversion or exchange | 79,777 | 0 | 79,777 |
| 2014090303 Sep, 14 | 2011022828 Feb, 11 | Direct Ownership : | Capital Shares | 54 - Exercise of warrants | 4,550 | 0 | 84,327 |
| 2014090303 Sep, 14 | 2007012424 Jan, 07 | Direct Ownership : | Class I Preferred Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014090303 Sep, 14 | 2010032626 Mar, 10 | Direct Ownership : | Class I Preferred Shares | 36 - Conversion or exchange | 9,100 | 0 | 9,100 |
| 2014090303 Sep, 14 | 2011022828 Feb, 11 | Direct Ownership : | Class I Preferred Shares | 54 - Exercise of warrants | 4,550 | 0 | 13,650 |
| 2014090303 Sep, 14 | 2007012424 Jan, 07 | Direct Ownership : | Class II Preferred Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014090303 Sep, 14 | 2010032626 Mar, 10 | Direct Ownership : | Class II Preferred Shares | 36 - Conversion or exchange | 9,100 | 0 | 9,100 |
| 2014090303 Sep, 14 | 2011022828 Feb, 11 | Direct Ownership : | Class II Preferred Shares | 54 - Exercise of warrants | 4,550 | 0 | 13,650 |
| 2014090303 Sep, 14 | 2011042121 Apr, 11 | Direct Ownership : | Class II Preferred Shares | 10 - Acquisition or disposition in the public market | 28,000 | 3.55 | 41,650 |
| 2014090303 Sep, 14 | 2011042121 Apr, 11 | Direct Ownership : | Class II Preferred Shares | 10 - Acquisition or disposition in the public market | 2,000 | 3.54 | 43,650 |
| 2014090303 Sep, 14 | 2007012424 Jan, 07 | Direct Ownership : | Warrants (Units (Capital Share, Class I Pref Share, Class II Pref Share)) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014090303 Sep, 14 | 2014082626 Aug, 14 | Direct Ownership : | Warrants (Units (Capital Share, Class I Pref Share, Class II Pref Share)) | 53 - Grant of warrants | 159,327 | 12.34 | 159,327 |
| 2014052222 May, 14 | 2007012424 Jan, 07 | Direct Ownership : | Capital Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014052222 May, 14 | 2014052222 May, 14 | Direct Ownership : | Capital Shares | 10 - Acquisition or disposition in the public market | 75,000 | 1.8 | 159,327 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Canadian Banc Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014102727 Oct, 14 | 2014102424 Oct, 14 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -2,400 | 10.3 | 624 |
| 2014102323 Oct, 14 | 2014102222 Oct, 14 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -9,200 | 14.05 | 81,970 |
| 2014102323 Oct, 14 | 2014102323 Oct, 14 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -70 | 14.05 | 81,900 |
| 2014102323 Oct, 14 | 2014102222 Oct, 14 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -5,000 | 10.2 | 8,024 |
| 2014102323 Oct, 14 | 2014102323 Oct, 14 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -5,000 | 10.3 | 3,024 |
| 2014100808 Oct, 14 | 2014100606 Oct, 14 | Direct Ownership : | Class A Shares | 57 - Exercise of rights | 13,024 | 14.18 | 91,170 |
| 2014100808 Oct, 14 | 2005062828 Jun, 05 | Direct Ownership : | Preferred Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014100808 Oct, 14 | 2014100606 Oct, 14 | Direct Ownership : | Preferred Shares | 57 - Exercise of rights | 13,024 | 10 | 13,024 |
| 2014100808 Oct, 14 | 2014100606 Oct, 14 | Direct Ownership : | Rights (Units (Class A Share and Preferred Share)) | 57 - Exercise of rights | -78,144 | 0 | 2 |
| 2014100808 Oct, 14 | 2014100606 Oct, 14 | Direct Ownership : | Rights (Units (Class A Share and Preferred Share)) | 58 - Expiration of rights | -2 | 0 | 0 |
| 2014090303 Sep, 14 | 2012011717 Jan, 12 | Direct Ownership : | Class A Shares | 37 - Stock split or consolidation | 11,946 | 0 | 78,146 |
| 2014090303 Sep, 14 | 2005062828 Jun, 05 | Direct Ownership : | Rights (Units (Class A Share and Preferred Share)) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014090303 Sep, 14 | 2014082626 Aug, 14 | Direct Ownership : | Rights (Units (Class A Share and Preferred Share)) | 56 - Grant of rights | 78,146 | 24.18 | 78,146 |
| 2012040303 Apr, 12 | 2008121818 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 9,000 | 3.35 | 35,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Commerce Split Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014090303 Sep, 14 | 2012022828 Feb, 12 | Direct Ownership : | Warrants 2012 Warrants (Class I, Class II and Capital) | 55 - Expiration of warrants | -9,100 | 0 | 0 |
| 2014090303 Sep, 14 | 2012103131 Oct, 12 | Direct Ownership : | Class A 2010 Shares | 38 - Redemption, retraction, cancellation, repurchase | -31,523 | 0.445 | 0 |
| 2011042525 Apr, 11 | 2010032626 Mar, 10 | Direct Ownership : | Class A Shares | 36 - Conversion or exchange | -111,300 | 0 | 0 |
| 2011042525 Apr, 11 | 2010032626 Mar, 10 | Direct Ownership : | Capital Share | 36 - Conversion or exchange | 79,777 | 0 | 79,777 |
| 2011042525 Apr, 11 | 2007012323 Jan, 07 | Direct Ownership : | Class I Preferred Share | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011042525 Apr, 11 | 2010032626 Mar, 10 | Direct Ownership : | Class I Preferred Share | 36 - Conversion or exchange | 9,100 | 0 | 9,100 |
| 2011042525 Apr, 11 | 2011022828 Feb, 11 | Direct Ownership : | Class I Preferred Share | 54 - Exercise of warrants | 4,550 | 0 | 13,650 |
| 2011042525 Apr, 11 | 2007012323 Jan, 07 | Direct Ownership : | Class II Preferred Share | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011042525 Apr, 11 | 2010032626 Mar, 10 | Direct Ownership : | Class II Preferred Share | 36 - Conversion or exchange | 9,100 | 0 | 9,100 |
| 2011042525 Apr, 11 | 2011022828 Feb, 11 | Direct Ownership : | Class II Preferred Share | 54 - Exercise of warrants | 4,550 | 0 | 13,650 |
| 2011042525 Apr, 11 | 2011042121 Apr, 11 | Direct Ownership : | Class II Preferred Share | 10 - Acquisition or disposition in the public market | 2,000 | 3.54 | 15,650 |
| 2011042525 Apr, 11 | 2011042121 Apr, 11 | Direct Ownership : | Class II Preferred Share | 10 - Acquisition or disposition in the public market | 28,000 | 3.55 | 43,650 |
| 2011042525 Apr, 11 | 2010032626 Mar, 10 | Direct Ownership : | Priority Equity Shares | 36 - Conversion or exchange | -9,100 | 0 | 0 |
| 2011042525 Apr, 11 | 2007012323 Jan, 07 | Direct Ownership : | Warrants 2011 Warrant (Class I, Class II and Capital) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011042525 Apr, 11 | 2010032626 Mar, 10 | Direct Ownership : | Warrants 2011 Warrant (Class I, Class II and Capital) | 36 - Conversion or exchange | 4,550 | 0 | 4,550 |
| 2011042525 Apr, 11 | 2011022828 Feb, 11 | Direct Ownership : | Warrants 2011 Warrant (Class I, Class II and Capital) | 54 - Exercise of warrants | -4,550 | 0 | 0 |
| 2011042525 Apr, 11 | 2007012323 Jan, 07 | Direct Ownership : | Warrants 2012 Warrants (Class I, Class II and Capital) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011042525 Apr, 11 | 2010032626 Mar, 10 | Direct Ownership : | Warrants 2012 Warrants (Class I, Class II and Capital) | 36 - Conversion or exchange | 9,100 | 0 | 9,100 |
| 2011042525 Apr, 11 | 2007012323 Jan, 07 | Direct Ownership : | Capital Share | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011042525 Apr, 11 | 2011022828 Feb, 11 | Direct Ownership : | Capital Share | 54 - Exercise of warrants | 4,550 | 0 | 84,327 |
| 2011042525 Apr, 11 | 2007012323 Jan, 07 | Direct Ownership : | Class A 2010 Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011042525 Apr, 11 | 2010032626 Mar, 10 | Direct Ownership : | Class A 2010 Shares | 36 - Conversion or exchange | 31,523 | 0 | 31,523 |
| 2010030101 Mar, 10 | 2010022626 Feb, 10 | Direct Ownership : | Priority Equity Shares | 10 - Acquisition or disposition in the public market | 2,100 | 7.95 | 9,100 |
| 2010022626 Feb, 10 | 2010022424 Feb, 10 | Direct Ownership : | Priority Equity Shares | 10 - Acquisition or disposition in the public market | 3,700 | 7.85 | 7,000 |
| 2010022626 Feb, 10 | 2010022424 Feb, 10 | Direct Ownership : | Priority Equity Shares | 10 - Acquisition or disposition in the public market | 100 | 7.88 | 3,300 |
| 2010022626 Feb, 10 | 2010022424 Feb, 10 | Direct Ownership : | Priority Equity Shares | 10 - Acquisition or disposition in the public market | 200 | 7.89 | 3,200 |
| 2010022626 Feb, 10 | 2010022424 Feb, 10 | Direct Ownership : | Priority Equity Shares | 10 - Acquisition or disposition in the public market | 3,000 | 7.9 | 3,000 |
| 2010022626 Feb, 10 | 2007012323 Jan, 07 | Direct Ownership : | Priority Equity Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2009010505 Jan, 09 | 2008121818 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 7,000 | 0.99 | 107,000 |
| 2009010505 Jan, 09 | 2008121818 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 2,200 | 0.98 | 109,200 |
| 2009010505 Jan, 09 | 2008122323 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 2,100 | 0.99 | 111,300 |
| 2008032525 Mar, 08 | 2008032020 Mar, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,500 | 1.95 | 81,500 |
| 2008032525 Mar, 08 | 2008032020 Mar, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 600 | 2.13 | 82,100 |
| 2008032525 Mar, 08 | 2008032020 Mar, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 900 | 2.14 | 83,000 |
| 2008032525 Mar, 08 | 2008032020 Mar, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,000 | 2.18 | 84,000 |
| 2008032525 Mar, 08 | 2008032020 Mar, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 2,100 | 2.19 | 86,100 |
| 2008032525 Mar, 08 | 2008032020 Mar, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 400 | 2.54 | 100,000 |
| 2008032525 Mar, 08 | 2008032020 Mar, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,000 | 2.53 | 99,600 |
| 2008032525 Mar, 08 | 2008032020 Mar, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 2,700 | 2.4 | 98,600 |
| 2008032525 Mar, 08 | 2008032020 Mar, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 9,800 | 2.2 | 95,900 |
| 2008022828 Feb, 08 | 2008022626 Feb, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 2,500 | 4.05 | 80,000 |
| 2008022828 Feb, 08 | 2008022626 Feb, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 5,600 | 3.99 | 49,300 |
| 2008022828 Feb, 08 | 2007012323 Jan, 07 | Direct Ownership : | Class A Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2008022828 Feb, 08 | 2008022626 Feb, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,000 | 3.79 | 1,000 |
| 2008022828 Feb, 08 | 2008022626 Feb, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 9,000 | 3.8 | 10,000 |
| 2008022828 Feb, 08 | 2008022626 Feb, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 28,200 | 4 | 77,500 |
| 2008022828 Feb, 08 | 2008022626 Feb, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 2,000 | 3.83 | 12,000 |
| 2008022828 Feb, 08 | 2008022626 Feb, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,200 | 3.84 | 13,200 |
| 2008022828 Feb, 08 | 2008022626 Feb, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 2,500 | 3.85 | 15,700 |
| 2008022828 Feb, 08 | 2008022626 Feb, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 2,000 | 3.89 | 17,700 |
| 2008022828 Feb, 08 | 2008022626 Feb, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 20,000 | 3.9 | 37,700 |
| 2008022828 Feb, 08 | 2008022626 Feb, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,000 | 3.94 | 38,700 |
| 2008022828 Feb, 08 | 2008022626 Feb, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 5,000 | 3.95 | 43,700 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Canadian Banc Recovery Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2009092222 Sep, 09 | 2009092222 Sep, 09 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 20,000 | 9.9 | 66,200 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: TDb Split Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2021012222 Jan, 21 | 2021012222 Jan, 21 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -13,300 | 3.97 | 0 |
| 2021012222 Jan, 21 | 2021012020 Jan, 21 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -13,000 | 4 | 24,500 |
| 2021012222 Jan, 21 | 2021012121 Jan, 21 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -11,200 | 4 | 13,300 |
| 2017032121 Mar, 17 | 2017012626 Jan, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -8,900 | 6.01 | 34,400 |
| 2017022323 Feb, 17 | 2017022121 Feb, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -14,000 | 6.05 | 0 |
| 2017021717 Feb, 17 | 2017021313 Feb, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -13,400 | 5.95 | 21,000 |
| 2017021717 Feb, 17 | 2017021515 Feb, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -7,000 | 6 | 14,000 |
| 2017013030 Jan, 17 | 2017012626 Jan, 17 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -6,400 | 6.01 | 0 |
| 2017011818 Jan, 17 | 2016102525 Oct, 16 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -6,000 | 5.35 | 48,800 |
| 2017011818 Jan, 17 | 2016112525 Nov, 16 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -6,000 | 5.35 | 0 |
| 2016102727 Oct, 16 | 2016102626 Oct, 16 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -5,500 | 5.38 | 43,300 |
| 2016102525 Oct, 16 | 2016102424 Oct, 16 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -6,300 | 5.28 | 54,800 |
| 2016102121 Oct, 16 | 2016102020 Oct, 16 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -7,700 | 5.21 | 61,100 |
| 2016102020 Oct, 16 | 2016101919 Oct, 16 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -1,000 | 5.2 | 68,800 |
| 2016062929 Jun, 16 | 2016062828 Jun, 16 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -10,000 | 4.93 | 69,800 |
| 2014110707 Nov, 14 | 2014110606 Nov, 14 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -3,300 | 6 | 79,800 |
| 2014102929 Oct, 14 | 2014102828 Oct, 14 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -10,000 | 6 | 83,100 |
| 2014102828 Oct, 14 | 2014102727 Oct, 14 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -2,900 | 6 | 93,100 |
| 2014102727 Oct, 14 | 2014102323 Oct, 14 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -2,000 | 5.9 | 98,000 |
| 2014102727 Oct, 14 | 2014102424 Oct, 14 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -2,000 | 5.9 | 96,000 |
| 2014102222 Oct, 14 | 2014102121 Oct, 14 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -6,200 | 5.81 | 100,000 |
| 2014102121 Oct, 14 | 2014102020 Oct, 14 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -25,000 | 5.7 | 106,200 |
| 2011112828 Nov, 11 | 2011112828 Nov, 11 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -800 | 3.11 | 138,200 |
| 2011112828 Nov, 11 | 2011112828 Nov, 11 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -7,000 | 3.06 | 131,200 |
| 2011021616 Feb, 11 | 2011021515 Feb, 11 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -4,000 | 6.8 | 139,000 |
| 2011021616 Feb, 11 | 2011021414 Feb, 11 | Control or Direction : Quadravest Inc. | Class A Shares | 10 - Acquisition or disposition in the public market | -7,000 | 6.78 | 143,000 |
| 2009022626 Feb, 09 | 2007080707 Aug, 07 | Control or Direction : Quadravest Inc. | Class A Shares | 15 - Acquisition or disposition under a prospectus | 150,000 | 10 | 150,000 |
| 2009022626 Feb, 09 | 2007072727 Jul, 07 | Control or Direction : Quadravest Inc. | Class A Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2009010505 Jan, 09 | 2008121818 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,000 | 1.65 | 4,100 |
| 2009010505 Jan, 09 | 2008121818 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,200 | 1.6 | 5,300 |
| 2009010505 Jan, 09 | 2008121919 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 22,400 | 1.75 | 27,700 |
| 2009010505 Jan, 09 | 2008122222 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 3,400 | 1.75 | 31,100 |
| 2009010505 Jan, 09 | 2008122323 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 4,300 | 1.75 | 35,400 |
| 2009010505 Jan, 09 | 2008122424 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 2,100 | 1.75 | 37,500 |
| 2009010505 Jan, 09 | 2008121818 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 3,100 | 1.75 | 3,100 |
| 2009010505 Jan, 09 | 2007072727 Jul, 07 | Direct Ownership : | Class A Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007081515 Aug, 07 | 2007072727 Jul, 07 | Control or Direction : Quadravest Inc. | Priority Equity Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007081515 Aug, 07 | 2007080707 Aug, 07 | Control or Direction : Quadravest Inc. | Priority Equity Shares | 10 - Acquisition or disposition in the public market | 0 | 10 | 0 |
| 2007081515 Aug, 07 | 2007080707 Aug, 07 | Control or Direction : Quadravest Inc. | Priority Equity Shares | 10 - Acquisition or disposition in the public market | 0 | 10 | 0 |
| 2007081515 Aug, 07 | 2007080808 Aug, 07 | Control or Direction : Quadravest Inc. | Priority Equity Shares | 10 - Acquisition or disposition in the public market | 0 | 10.0484 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Prime Rate Plus Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2009010505 Jan, 09 | 2008121818 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 2,300 | 3.35 | 18,500 |
| 2009010505 Jan, 09 | 2008121818 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 8,000 | 3.25 | 26,500 |
| 2009010505 Jan, 09 | 2008122222 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 2,000 | 3.35 | 37,500 |
| 2009010505 Jan, 09 | 2008122323 Dec, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 8,700 | 3.35 | 46,200 |
| 2008120808 Dec, 08 | 2005062828 Jun, 05 | Direct Ownership : | Class A Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2008120808 Dec, 08 | 2008112727 Nov, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 12,400 | 4.65 | 12,400 |
| 2008120808 Dec, 08 | 2008112828 Nov, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,800 | 4.65 | 14,200 |
| 2008120808 Dec, 08 | 2008112828 Nov, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 200 | 4.89 | 14,400 |
| 2008120808 Dec, 08 | 2008112828 Nov, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 600 | 4.9 | 15,000 |
| 2008120808 Dec, 08 | 2008112828 Nov, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,200 | 5 | 16,200 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Montreal Exchange Inc.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007080707 Aug, 07 | 2007080202 Aug, 07 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 50,000 | 33 | 371,573 |
| 2007040303 Apr, 07 | 2007032323 Mar, 07 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 321,573 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: US Financial 15 Split Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2019011818 Jan, 19 | 2018122121 Dec, 18 | Direct Ownership : | Class A Shares | 37 - Stock split or consolidation | -28,296 | 0 | 59,604 |
| 2014031010 Mar, 14 | 2008112828 Nov, 08 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | 1,500 | 4 | 1,500 |
| 2014031010 Mar, 14 | 2012062323 Jun, 12 | Direct Ownership : | Warrants 2014 (Units) | 53 - Grant of warrants | 44,900 | 5.4 | 44,900 |
| 2014031010 Mar, 14 | 2005012727 Jan, 05 | Direct Ownership : | Warrants 2014 (Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014031010 Mar, 14 | 2013032727 Mar, 13 | Direct Ownership : | Warrants 2013 (Units) | 54 - Exercise of warrants | -44,900 | 5.15 | 0 |
| 2014031010 Mar, 14 | 2012062323 Jun, 12 | Direct Ownership : | Warrants 2013 (Units) | 53 - Grant of warrants | 44,900 | 5.15 | 44,900 |
| 2014031010 Mar, 14 | 2005012727 Jan, 05 | Direct Ownership : | Warrants 2013 (Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014031010 Mar, 14 | 2013032727 Mar, 13 | Direct Ownership : | Preferred Shares | 54 - Exercise of warrants | 44,900 | 5.15 | 89,800 |
| 2014031010 Mar, 14 | 2008121818 Dec, 08 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | 600 | 4.88 | 2,300 |
| 2014031010 Mar, 14 | 2008112828 Nov, 08 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | 200 | 3.99 | 1,700 |
| 2014031010 Mar, 14 | 2013032727 Mar, 13 | Direct Ownership : | Class A Shares | 54 - Exercise of warrants | 44,900 | 5.15 | 87,900 |
| 2014031010 Mar, 14 | 2012062727 Jun, 12 | Direct Ownership : | Class A Shares | 37 - Stock split or consolidation | -17,000 | 0 | 43,000 |
| 2009051111 May, 09 | 2009050808 May, 09 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | 5,000 | 4.8 | 44,900 |
| 2009051111 May, 09 | 2009050606 May, 09 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | 500 | 4.35 | 39,900 |
| 2009051111 May, 09 | 2009050606 May, 09 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | 100 | 4.29 | 39,400 |
| 2009051111 May, 09 | 2009050606 May, 09 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | 27,200 | 4.25 | 39,300 |
| 2009051111 May, 09 | 2009050606 May, 09 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | 400 | 4.24 | 12,100 |
| 2009010505 Jan, 09 | 2005012727 Jan, 05 | Direct Ownership : | Preferred Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2009010505 Jan, 09 | 2008121818 Dec, 08 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | 2,400 | 4.88 | 0 |
| 2009010505 Jan, 09 | 2008121919 Dec, 08 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | 6,400 | 4.88 | 8,700 |
| 2009010505 Jan, 09 | 2008122222 Dec, 08 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | 3,000 | 4.88 | 11,700 |
| 2008120808 Dec, 08 | 2008112828 Nov, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,500 | 4 | 0 |
| 2008120808 Dec, 08 | 2008112828 Nov, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 200 | 3.99 | 0 |
| 2008111010 Nov, 08 | 2008110505 Nov, 08 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 50,000 | 1.75 | 60,000 |
| 2006012626 Jan, 06 | 2006012626 Jan, 06 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,000 | 11.98 | 9,000 |
| 2006012626 Jan, 06 | 2006012626 Jan, 06 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,000 | 11.99 | 10,000 |
| 2006012626 Jan, 06 | 2006012626 Jan, 06 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,000 | 11.92 | 8,000 |
| 2005110101 Nov, 05 | 2005012727 Jan, 05 | Direct Ownership : | Class A Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2005110101 Nov, 05 | 2005103131 Oct, 05 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 4,200 | 10 | 7,000 |
| 2005110101 Nov, 05 | 2005103131 Oct, 05 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 500 | 9.85 | 2,800 |
| 2005110101 Nov, 05 | 2005103131 Oct, 05 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 900 | 9.99 | 2,300 |
| 2005110101 Nov, 05 | 2005103131 Oct, 05 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 900 | 10 | 1,400 |
| 2005110101 Nov, 05 | 2005103131 Oct, 05 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 500 | 9.98 | 500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Dividend 15 Split Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014102323 Oct, 14 | 2014102222 Oct, 14 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -5,600 | 10.2 | 135,173 |
| 2014062525 Jun, 14 | 2013120101 Dec, 13 | Direct Ownership : | Class A Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 12,235 | 0 | 166,816 |
| 2014062525 Jun, 14 | 2013120101 Dec, 13 | Direct Ownership : | Class A Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 70,474 | 0 | 154,581 |
| 2014062525 Jun, 14 | 2012112828 Nov, 12 | Direct Ownership : | Class A Shares | 47 - Acquisition or disposition by gift | -75,000 | 0 | 84,107 |
| 2014062525 Jun, 14 | 2012083131 Aug, 12 | Direct Ownership : | Class A Shares | 47 - Acquisition or disposition by gift | -25,000 | 0 | 159,107 |
| 2014062525 Jun, 14 | 2014062424 Jun, 14 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -30,000 | 10.2 | 140,773 |
| 2014062525 Jun, 14 | 2014062020 Jun, 14 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -10,900 | 10.2 | 170,773 |
| 2014062525 Jun, 14 | 2014061919 Jun, 14 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -8,500 | 10.2 | 181,673 |
| 2014062525 Jun, 14 | 2013120303 Dec, 13 | Direct Ownership : | Class A Shares | 47 - Acquisition or disposition by gift | -20,000 | 0 | 146,816 |
| 2014062525 Jun, 14 | 2013120101 Dec, 13 | Direct Ownership : | Preferred Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 12,235 | 0 | 203,173 |
| 2014062525 Jun, 14 | 2013120101 Dec, 13 | Direct Ownership : | Preferred Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 70,474 | 0 | 190,938 |
| 2014012222 Jan, 14 | 2014012121 Jan, 14 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -13,000 | 10.08 | 190,173 |
| 2013011111 Jan, 13 | 2008070404 Jul, 08 | Direct Ownership : | Preferred Shares | 57 - Exercise of rights | 435 | 10 | 435 |
| 2013011111 Jan, 13 | 2012112828 Nov, 12 | Direct Ownership : | Preferred Shares | 47 - Acquisition or disposition by gift | -75,000 | 0 | 0 |
| 2013011111 Jan, 13 | 2012083131 Aug, 12 | Direct Ownership : | Preferred Shares | 47 - Acquisition or disposition by gift | -25,000 | 0 | 0 |
| 2013011111 Jan, 13 | 2008050202 May, 08 | Direct Ownership : | Rights (Units) | 56 - Grant of rights | 1,743 | 0 | 1,743 |
| 2013011111 Jan, 13 | 2008070404 Jul, 08 | Direct Ownership : | Rights (Units) | 57 - Exercise of rights | -1,743 | 0 | 0 |
| 2011021616 Feb, 11 | 2011021515 Feb, 11 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -1,500 | 10.3 | 122,564 |
| 2011021616 Feb, 11 | 2011021515 Feb, 11 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -2,100 | 10.32 | 120,464 |
| 2011021515 Feb, 11 | 2011020808 Feb, 11 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -5,500 | 10.29 | 178,464 |
| 2011021515 Feb, 11 | 2011020909 Feb, 11 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -8,000 | 10.3 | 170,464 |
| 2011021515 Feb, 11 | 2011021111 Feb, 11 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -4,800 | 10.32 | 156,564 |
| 2011021515 Feb, 11 | 2011021414 Feb, 11 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -32,500 | 10.3 | 124,064 |
| 2011021111 Feb, 11 | 2011021010 Feb, 11 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -8,000 | 10.3 | 162,464 |
| 2011021111 Feb, 11 | 2011021010 Feb, 11 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -400 | 10.39 | 162,064 |
| 2011021111 Feb, 11 | 2011021010 Feb, 11 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -700 | 10.38 | 161,364 |
| 2011021010 Feb, 11 | 2011020909 Feb, 11 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -8,000 | 10.3 | 0 |
| 2011021010 Feb, 11 | 2011020808 Feb, 11 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -5,500 | 10.29 | 0 |
| 2010122222 Dec, 10 | 2010122121 Dec, 10 | Direct Ownership : | Class A Shares | 15 - Acquisition or disposition under a prospectus | 181,385 | 12 | 184,107 |
| 2010122222 Dec, 10 | 2010122121 Dec, 10 | Direct Ownership : | Preferred Shares | 15 - Acquisition or disposition under a prospectus | 181,385 | 10 | 183,964 |
| 2009112424 Nov, 09 | 2004010909 Jan, 04 | Direct Ownership : | Rights (Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2009112424 Nov, 09 | 2009102121 Oct, 09 | Direct Ownership : | Rights (Units) | 56 - Grant of rights | 578 | 19.75 | 578 |
| 2009112424 Nov, 09 | 2009111616 Nov, 09 | Direct Ownership : | Rights (Units) | 57 - Exercise of rights | -578 | 19.75 | 0 |
| 2009112424 Nov, 09 | 2009111717 Nov, 09 | Direct Ownership : | Preferred Shares | 57 - Exercise of rights | 2,000 | 10 | 2,579 |
| 2009112424 Nov, 09 | 2009111717 Nov, 09 | Direct Ownership : | Preferred Shares | 58 - Expiration of rights | 144 | 10 | 579 |
| 2009112424 Nov, 09 | 2004010909 Jan, 04 | Direct Ownership : | Preferred Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2009112424 Nov, 09 | 2009111717 Nov, 09 | Direct Ownership : | Class A Shares | 57 - Exercise of rights | 2,000 | 9.75 | 2,722 |
| 2009112424 Nov, 09 | 2009111717 Nov, 09 | Direct Ownership : | Class A Shares | 57 - Exercise of rights | 144 | 9.75 | 722 |
| 2009112424 Nov, 09 | 2008070404 Jul, 08 | Direct Ownership : | Class A Shares | 37 - Stock split or consolidation | 435 | 0 | 2,178 |
| 2009112424 Nov, 09 | 2007060101 Jun, 07 | Direct Ownership : | Class A Shares | 35 - Stock dividend | 143 | 0 | 1,743 |
| 2009092222 Sep, 09 | 2009092222 Sep, 09 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -1,600 | 12.75 | 578 |
| 2005112828 Nov, 05 | 2005112323 Nov, 05 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -800 | 18 | 1,600 |
| 2005111616 Nov, 05 | 2005111414 Nov, 05 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | -600 | 17.22 | 2,400 |
| 2005080808 Aug, 05 | 2005080505 Aug, 05 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 500 | 16.11 | 3,000 |
| 2005080808 Aug, 05 | 2005080505 Aug, 05 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,000 | 15.95 | 2,500 |
| 2005080808 Aug, 05 | 2005080505 Aug, 05 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 1,000 | 16 | 1,500 |
| 2005080808 Aug, 05 | 2005080505 Aug, 05 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 500 | 15.99 | 500 |
| 2005080808 Aug, 05 | 2004010909 Jan, 04 | Direct Ownership : | Class A Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Split Yield Corporation
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2012020909 Feb, 12 | 2012020101 Feb, 12 | Direct Ownership : | Preferred Shares Class II | 38 - Redemption, retraction, cancellation, repurchase | -35,300 | 0 | 0 |
| 2012020909 Feb, 12 | 2012020101 Feb, 12 | Control or Direction : Quadravest Inc. | Preferred Shares Class II | 38 - Redemption, retraction, cancellation, repurchase | -26,500 | 0 | 0 |
| 2012020909 Feb, 12 | 2012020101 Feb, 12 | Direct Ownership : | Capital Yield Shares | 38 - Redemption, retraction, cancellation, repurchase | -111,700 | 0 | 0 |
| 2006092626 Sep, 06 | 2006092525 Sep, 06 | Direct Ownership : | Preferred Shares Class II | 10 - Acquisition or disposition in the public market | 1,200 | 9 | 35,300 |
| 2006092525 Sep, 06 | 2006092222 Sep, 06 | Direct Ownership : | Preferred Shares Class II | 10 - Acquisition or disposition in the public market | 1,800 | 8.54 | 34,100 |
| 2006092525 Sep, 06 | 2006092222 Sep, 06 | Direct Ownership : | Preferred Shares Class II | 10 - Acquisition or disposition in the public market | 200 | 8.6 | 32,300 |
| 2006092525 Sep, 06 | 2006092222 Sep, 06 | Direct Ownership : | Preferred Shares Class II | 10 - Acquisition or disposition in the public market | 800 | 8.7 | 32,100 |
| 2006092525 Sep, 06 | 2006092222 Sep, 06 | Direct Ownership : | Preferred Shares Class II | 10 - Acquisition or disposition in the public market | 200 | 8.69 | 31,300 |
| 2006092525 Sep, 06 | 2006092222 Sep, 06 | Direct Ownership : | Preferred Shares Class II | 10 - Acquisition or disposition in the public market | 1,000 | 8.68 | 31,100 |
| 2005010505 Jan, 05 | 2004123131 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 1,000 | 0.85 | 111,700 |
| 2005010505 Jan, 05 | 2004123030 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 9,000 | 0.85 | 110,700 |
| 2004122929 Dec, 04 | 2004122222 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 3,000 | 0.75 | 94,700 |
| 2004122929 Dec, 04 | 2004122323 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 7,000 | 0.75 | 101,700 |
| 2004122121 Dec, 04 | 2004121717 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 500 | 0.81 | 91,700 |
| 2004121616 Dec, 04 | 2004121515 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 7,500 | 0.81 | 91,200 |
| 2004121515 Dec, 04 | 2004121414 Dec, 04 | Direct Ownership : | Preferred Shares Class II | 10 - Acquisition or disposition in the public market | 2,100 | 9.25 | 30,100 |
| 2004121515 Dec, 04 | 2004121414 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 9,000 | 0.81 | 83,700 |
| 2004121414 Dec, 04 | 2004121313 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 500 | 0.65 | 74,700 |
| 2004121414 Dec, 04 | 2004121010 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 7,000 | 0.65 | 74,200 |
| 2004120909 Dec, 04 | 2004120707 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 3,000 | 0.4 | 64,200 |
| 2004120909 Dec, 04 | 2004120707 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 1,000 | 0.49 | 65,200 |
| 2004120909 Dec, 04 | 2004120707 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 1,000 | 0.5 | 66,200 |
| 2004120909 Dec, 04 | 2004120808 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 1,000 | 0.65 | 67,200 |
| 2004120909 Dec, 04 | 2004120707 Dec, 04 | Direct Ownership : | Preferred Shares Class II | 10 - Acquisition or disposition in the public market | 3,000 | 9.25 | 28,000 |
| 2004110303 Nov, 04 | 2003012020 Jan, 03 | Direct Ownership : | Preferred Shares Class II | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2004110303 Nov, 04 | 2004110202 Nov, 04 | Direct Ownership : | Preferred Shares Class II | 10 - Acquisition or disposition in the public market | 5,000 | 10.25 | 25,000 |
| 2004110303 Nov, 04 | 2003012020 Jan, 03 | Direct Ownership : | Preferred Shares Class II | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 20,000 |
| 2004110303 Nov, 04 | 2004110303 Nov, 04 | Control or Direction : Quadravest Inc. | Preferred Shares Class II | 10 - Acquisition or disposition in the public market | 25,000 | 10.25 | 0 |
| 2004110303 Nov, 04 | 2004110202 Nov, 04 | Control or Direction : Quadravest Inc. | Preferred Shares Class II | 10 - Acquisition or disposition in the public market | 25,000 | 10.25 | 26,500 |
| 2004110303 Nov, 04 | 2003012020 Jan, 03 | Control or Direction : Quadravest Inc. | Preferred Shares Class II | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 1,500 |
| 2004022323 Feb, 04 | 2003012020 Jan, 03 | Direct Ownership : | Capital Yield Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 47,300 |
| 2004022323 Feb, 04 | 2004022020 Feb, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 3,200 | 1.97 | 61,200 |
| 2004022323 Feb, 04 | 2004022020 Feb, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 4,000 | 1.96 | 58,000 |
| 2004022323 Feb, 04 | 2004022020 Feb, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 2,800 | 1.9 | 54,000 |
| 2004022323 Feb, 04 | 2004022020 Feb, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 3,900 | 1.8 | 51,200 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Capital Gains Income STREAMS Corporation
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2008051212 May, 08 | 2008051212 May, 08 | Control or Direction : Quadravest Inc. | Capital Yield Shares | 10 - Acquisition or disposition in the public market | -17,700 | 19.25 | 0 |
| 2004122121 Dec, 04 | 2004122020 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 600 | 16.95 | 10,000 |
| 2004122121 Dec, 04 | 2004122020 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 1,000 | 16.9 | 9,400 |
| 2004070909 Jul, 04 | 2004070808 Jul, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 5,000 | 16.9 | 8,400 |
| 2004020505 Feb, 04 | 2004020404 Feb, 04 | Control or Direction : Quadravest Inc. | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 600 | 17.87 | 17,700 |
| 2004020505 Feb, 04 | 2004013030 Jan, 04 | Control or Direction : Quadravest Inc. | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 2,000 | 18 | 17,100 |
| 2004012222 Jan, 04 | 2004012020 Jan, 04 | Control or Direction : Quadravest Inc. | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 500 | 17.12 | 15,100 |
| 2003122929 Dec, 03 | 2003122222 Dec, 03 | Control or Direction : Quadravest Inc. | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 500 | 16.5 | 13,700 |
| 2003122929 Dec, 03 | 2003122323 Dec, 03 | Control or Direction : Quadravest Inc. | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 500 | 16.4 | 14,200 |
| 2003122929 Dec, 03 | 2003122323 Dec, 03 | Control or Direction : Quadravest Inc. | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 400 | 16.45 | 14,600 |
| 2003122929 Dec, 03 | 2003122222 Dec, 03 | Control or Direction : Quadravest Inc. | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 1,000 | 16.3 | 13,200 |
| 2003122929 Dec, 03 | 2003122222 Dec, 03 | Control or Direction : Quadravest Inc. | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 5,200 | 16.25 | 12,200 |
| 2003122222 Dec, 03 | 2003060303 Jun, 03 | Control or Direction : Quadravest Inc. | Capital Yield Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2003122222 Dec, 03 | 2003121919 Dec, 03 | Control or Direction : Quadravest Inc. | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 1,000 | 16.42 | 7,000 |
| 2003122222 Dec, 03 | 2003121919 Dec, 03 | Control or Direction : Quadravest Inc. | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 5,000 | 16.25 | 6,000 |
| 2003122222 Dec, 03 | 2003121919 Dec, 03 | Control or Direction : Quadravest Inc. | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 600 | 16.1 | 1,000 |
| 2003122222 Dec, 03 | 2003121919 Dec, 03 | Control or Direction : Quadravest Inc. | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 400 | 16.05 | 400 |
| 2003112727 Nov, 03 | 2003060303 Jun, 03 | Direct Ownership : | Capital Yield Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 1,400 |
| 2003112727 Nov, 03 | 2003112626 Nov, 03 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 1,200 | 16.1 | 2,600 |
| 2003112727 Nov, 03 | 2003112626 Nov, 03 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 800 | 16.15 | 3,400 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Financial Services Income STREAMS Corporation
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2011042727 Apr, 11 | 2011020101 Feb, 11 | Direct Ownership : | Capital Yield Shares | 38 - Redemption, retraction, cancellation, repurchase | -13,500 | 25 | 0 |
| 2003112727 Nov, 03 | 2003052828 May, 03 | Direct Ownership : | Capital Yield Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 10,000 |
| 2003112727 Nov, 03 | 2003112626 Nov, 03 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 1,500 | 17.49 | 11,500 |
| 2003112727 Nov, 03 | 2003112626 Nov, 03 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 100 | 17.5 | 11,600 |
| 2003112727 Nov, 03 | 2003112626 Nov, 03 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 1,500 | 17.59 | 13,100 |
| 2003112727 Nov, 03 | 2003112626 Nov, 03 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 400 | 17.7 | 13,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Income STREAMS III Corporation
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2006122121 Dec, 06 | 2006122020 Dec, 06 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 4,000 | 18.6 | 45,600 |
| 2006121919 Dec, 06 | 2006121818 Dec, 06 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 2,800 | 18.49 | 41,600 |
| 2006121919 Dec, 06 | 2006121818 Dec, 06 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 8,300 | 18.5 | 38,800 |
| 2005010606 Jan, 05 | 2005010606 Jan, 05 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 1,000 | 16.7 | 22,200 |
| 2005010606 Jan, 05 | 2005010606 Jan, 05 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 1,000 | 16.95 | 30,500 |
| 2005010606 Jan, 05 | 2005010606 Jan, 05 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 300 | 16.89 | 29,500 |
| 2005010606 Jan, 05 | 2005010606 Jan, 05 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 300 | 16.75 | 29,200 |
| 2005010606 Jan, 05 | 2005010606 Jan, 05 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 4,600 | 16.74 | 28,900 |
| 2005010606 Jan, 05 | 2005010606 Jan, 05 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 4,600 | 16.73 | 0 |
| 2005010606 Jan, 05 | 2005010606 Jan, 05 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 2,100 | 16.73 | 24,300 |
| 2005010606 Jan, 05 | 2005010606 Jan, 05 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 200 | 16.66 | 21,200 |
| 2004122929 Dec, 04 | 2004122323 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 400 | 17 | 21,000 |
| 2004122929 Dec, 04 | 2004122323 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 4,600 | 16.65 | 20,600 |
| 2004122121 Dec, 04 | 2004122020 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 5,000 | 17.1 | 16,000 |
| 2004121515 Dec, 04 | 2004121414 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 2,000 | 16.65 | 11,000 |
| 2004120606 Dec, 04 | 2004120202 Dec, 04 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 5,000 | 16.6 | 9,000 |
| 2003112727 Nov, 03 | 2003032727 Mar, 03 | Direct Ownership : | Capital Yield Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 2,000 |
| 2003112727 Nov, 03 | 2003112626 Nov, 03 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 800 | 16.49 | 4,000 |
| 2003112727 Nov, 03 | 2003112626 Nov, 03 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 500 | 16.4 | 3,200 |
| 2003112727 Nov, 03 | 2003112626 Nov, 03 | Direct Ownership : | Capital Yield Shares | 10 - Acquisition or disposition in the public market | 700 | 16.39 | 2,700 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Financial 15 Split Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2021020808 Feb, 21 | 2020121515 Dec, 20 | Direct Ownership : | Class A Shares | 37 - Stock split or consolidation | -2,784 | 0 | 1,855 |
| 2014092626 Sep, 14 | 2014091919 Sep, 14 | Direct Ownership : | Class A Shares | 57 - Exercise of rights | 662 | 10 | 4,639 |
| 2014092626 Sep, 14 | 2003102929 Oct, 03 | Direct Ownership : | Preferred Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014092626 Sep, 14 | 2014091919 Sep, 14 | Direct Ownership : | Preferred Shares | 57 - Exercise of rights | 662 | 10.25 | 662 |
| 2014092626 Sep, 14 | 2014091919 Sep, 14 | Direct Ownership : | Rights (Unit (Class A Share and Preferred Share)) | 57 - Exercise of rights | -3,977 | 0 | 0 |
| 2014090303 Sep, 14 | 2008091212 Sep, 08 | Direct Ownership : | Class A Shares | 37 - Stock split or consolidation | -1,023 | 0 | 3,977 |
| 2014090303 Sep, 14 | 2003102929 Oct, 03 | Direct Ownership : | Rights (Unit (Class A Share and Preferred Share)) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014090303 Sep, 14 | 2014082626 Aug, 14 | Direct Ownership : | Rights (Unit (Class A Share and Preferred Share)) | 56 - Grant of rights | 3,977 | 20.25 | 3,977 |
| 2003111818 Nov, 03 | 2003102929 Oct, 03 | Direct Ownership : | Class A Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2003111818 Nov, 03 | 2003111414 Nov, 03 | Direct Ownership : | Class A Shares | 10 - Acquisition or disposition in the public market | 5,000 | 14.45 | 5,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
