Insider: Robert Lauzon
Issuer Name: Digital Consumer Dividend Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2020032323 Mar, 20 | 2020031919 Mar, 20 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 2,000 | 7.6395 | 3,500 |
| 2020032323 Mar, 20 | 2020031919 Mar, 20 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 6,000 | 7.7998 | 38,200 |
| 2020020707 Feb, 20 | 2020020303 Feb, 20 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -6,700 | 10.36 | 32,200 |
| 2020013131 Jan, 20 | 2020012929 Jan, 20 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -2,500 | 10.3 | 38,900 |
| 2020012828 Jan, 20 | 2020012424 Jan, 20 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -800 | 10.38 | 41,400 |
| 2019112929 Nov, 19 | 2019112525 Nov, 19 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 300 | 9.35 | 1,500 |
| 2019112929 Nov, 19 | 2019112525 Nov, 19 | Indirect Ownership : TFSA | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 9.35 | 3,000 |
| 2019100101 Oct, 19 | 2019092727 Sep, 19 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 4,200 | 9.5 | 42,200 |
| 2019092727 Sep, 19 | 2019092525 Sep, 19 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 2,000 | 9.513 | 38,000 |
| 2019092525 Sep, 19 | 2019092424 Sep, 19 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 600 | 9.5717 | 36,000 |
| 2019092525 Sep, 19 | 2019092323 Sep, 19 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 700 | 9.5171 | 35,400 |
| 2019092525 Sep, 19 | 2019092020 Sep, 19 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,500 | 9.5 | 34,700 |
| 2019092020 Sep, 19 | 2019091919 Sep, 19 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,200 | 9.4983 | 33,200 |
| 2019092020 Sep, 19 | 2019091919 Sep, 19 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 700 | 9.5 | 1,200 |
| 2019091919 Sep, 19 | 2019091818 Sep, 19 | Indirect Ownership : TFSA | Trust Units | 10 - Acquisition or disposition in the public market | 400 | 9.475 | 2,900 |
| 2019091919 Sep, 19 | 2019091818 Sep, 19 | Indirect Ownership : RESP | Trust Units | 10 - Acquisition or disposition in the public market | 300 | 9.45 | 4,300 |
| 2019062727 Jun, 19 | 2019062727 Jun, 19 | Indirect Ownership : TFSA | Trust Units | 15 - Acquisition or disposition under a prospectus | 2,500 | 10 | 2,500 |
| 2019062727 Jun, 19 | 2019062727 Jun, 19 | Indirect Ownership : TFSA | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2019062727 Jun, 19 | 2019062727 Jun, 19 | Indirect Ownership : RESP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2019062727 Jun, 19 | 2019062727 Jun, 19 | Indirect Ownership : RRSP | Trust Units | 15 - Acquisition or disposition under a prospectus | 500 | 10 | 500 |
| 2019062727 Jun, 19 | 2019062727 Jun, 19 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2019062727 Jun, 19 | 2019062727 Jun, 19 | Indirect Ownership : RESP | Trust Units | 15 - Acquisition or disposition under a prospectus | 4,000 | 10 | 4,000 |
| 2019062727 Jun, 19 | 2019062727 Jun, 19 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2019062727 Jun, 19 | 2019062727 Jun, 19 | Direct Ownership : | Trust Units | 15 - Acquisition or disposition under a prospectus | 32,000 | 10 | 32,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2019 Resource Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2019050101 May, 19 | 2019043030 Apr, 19 | Direct Ownership : | Limited Partnership Units | 15 - Acquisition or disposition under a prospectus | 7,200 | 25 | 8,000 |
| 2019032929 Mar, 19 | 2019022727 Feb, 19 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2019032929 Mar, 19 | 2019032828 Mar, 19 | Direct Ownership : | Limited Partnership Units | 15 - Acquisition or disposition under a prospectus | 800 | 25 | 800 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Global Real Estate & E-Commerce Dividend Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2021051313 May, 21 | 2021051212 May, 21 | Indirect Ownership : TFSA | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -1,000 | 15.0338 | 0 |
| 2021011111 Jan, 21 | 2018102525 Oct, 18 | Indirect Ownership : TFSA | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2021011111 Jan, 21 | 2021010707 Jan, 21 | Indirect Ownership : TFSA | Trust Units | 10 - Acquisition or disposition in the public market | 1,000 | 13.967 | 1,000 |
| 2020060101 Jun, 20 | 2020052929 May, 20 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -100 | 12.04 | 0 |
| 2020033131 Mar, 20 | 2020032727 Mar, 20 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 10.32 | 100 |
| 2019062121 Jun, 19 | 2019062020 Jun, 19 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -50,000 | 10.5007 | 0 |
| 2018102626 Oct, 18 | 2018102525 Oct, 18 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2018102626 Oct, 18 | 2018102525 Oct, 18 | Direct Ownership : | Trust Units | 15 - Acquisition or disposition under a prospectus | 50,000 | 10 | 50,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: E Split Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2021091010 Sep, 21 | 2021090909 Sep, 21 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -4,000 | 14.9008 | 700 |
| 2021090808 Sep, 21 | 2021090707 Sep, 21 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -1,000 | 14.85 | 4,700 |
| 2021090707 Sep, 21 | 2021090202 Sep, 21 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -5,000 | 14.7103 | 5,700 |
| 2021081313 Aug, 21 | 2021081111 Aug, 21 | Direct Ownership : | Common Shares Class A | 15 - Acquisition or disposition under a prospectus | 10,000 | 14.5 | 10,700 |
| 2021071212 Jul, 21 | 2021070808 Jul, 21 | Indirect Ownership : RRSP | Common Shares Class A | 10 - Acquisition or disposition in the public market | -7,200 | 14.4517 | 1,100 |
| 2021070808 Jul, 21 | 2021070707 Jul, 21 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -5,000 | 14.5274 | 700 |
| 2021052626 May, 21 | 2021052525 May, 21 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -2,000 | 13.3 | 5,700 |
| 2021042727 Apr, 21 | 2021042727 Apr, 21 | Direct Ownership : | Common Shares Class A | 15 - Acquisition or disposition under a prospectus | 2,000 | 13.6 | 7,700 |
| 2021030909 Mar, 21 | 2021030909 Mar, 21 | Indirect Ownership : RRSP | Common Shares Class A | 15 - Acquisition or disposition under a prospectus | 2,300 | 12.5 | 8,300 |
| 2021030909 Mar, 21 | 2021030909 Mar, 21 | Direct Ownership : | Common Shares Class A | 15 - Acquisition or disposition under a prospectus | 5,700 | 12.5 | 5,700 |
| 2021020909 Feb, 21 | 2021020404 Feb, 21 | Direct Ownership : | Preferred Shares | 38 - Redemption, retraction, cancellation, repurchase | -11,400 | 10.0399 | 0 |
| 2021020909 Feb, 21 | 2021020404 Feb, 21 | Direct Ownership : | Common Shares Class A | 38 - Redemption, retraction, cancellation, repurchase | -11,400 | 11.3226 | 0 |
| 2021010505 Jan, 21 | 2021010404 Jan, 21 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -16,700 | 10.3722 | 11,400 |
| 2020122424 Dec, 20 | 2020122323 Dec, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -1,500 | 11.1753 | 11,400 |
| 2020122222 Dec, 20 | 2020122121 Dec, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -500 | 11.26 | 12,900 |
| 2020121818 Dec, 20 | 2020121717 Dec, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -1,500 | 11.5 | 13,400 |
| 2020121717 Dec, 20 | 2020121616 Dec, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -1,500 | 11.326 | 14,900 |
| 2020121616 Dec, 20 | 2020121515 Dec, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -2,000 | 11.32 | 16,400 |
| 2020121010 Dec, 20 | 2020120707 Dec, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -500 | 11.74 | 22,000 |
| 2020121010 Dec, 20 | 2020120909 Dec, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -3,600 | 11.7065 | 18,400 |
| 2020120808 Dec, 20 | 2020120404 Dec, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -2,100 | 11.671 | 22,500 |
| 2020112323 Nov, 20 | 2020112020 Nov, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -3,500 | 11.0914 | 24,600 |
| 2020111818 Nov, 20 | 2020111616 Nov, 20 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -2,000 | 10.01 | 28,100 |
| 2020111818 Nov, 20 | 2020111616 Nov, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -2,000 | 11.1 | 28,100 |
| 2020111212 Nov, 20 | 2020111111 Nov, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -6,500 | 10.9608 | 30,100 |
| 2020111212 Nov, 20 | 2020111111 Nov, 20 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -6,500 | 10.0451 | 30,100 |
| 2020091616 Sep, 20 | 2020091515 Sep, 20 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | 26,600 | 9.9952 | 36,600 |
| 2020062323 Jun, 20 | 2020062323 Jun, 20 | Direct Ownership : | Common Shares Class A | 15 - Acquisition or disposition under a prospectus | 27,000 | 12 | 36,600 |
| 2020062323 Jun, 20 | 2020062323 Jun, 20 | Direct Ownership : | Preferred Shares | 15 - Acquisition or disposition under a prospectus | 10,000 | 10 | 10,000 |
| 2020051313 May, 20 | 2020051212 May, 20 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | -9,600 | 10.0323 | 0 |
| 2020042424 Apr, 20 | 2020042222 Apr, 20 | Direct Ownership : | Preferred Shares | 10 - Acquisition or disposition in the public market | 9,600 | 9 | 9,600 |
| 2020042424 Apr, 20 | 2018062929 Jun, 18 | Direct Ownership : | Preferred Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2020021818 Feb, 20 | 2020021313 Feb, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -700 | 16.8 | 9,600 |
| 2020021313 Feb, 20 | 2020021010 Feb, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -1,000 | 16.66 | 11,300 |
| 2020021313 Feb, 20 | 2020021111 Feb, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -1,000 | 16.897 | 10,300 |
| 2020021010 Feb, 20 | 2020020707 Feb, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -2,000 | 16.5575 | 12,300 |
| 2020021010 Feb, 20 | 2020020606 Feb, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -2,000 | 16.425 | 14,300 |
| 2020020707 Feb, 20 | 2020020404 Feb, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -3,500 | 16.1406 | 16,300 |
| 2020013131 Jan, 20 | 2020012929 Jan, 20 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | -200 | 16 | 19,800 |
| 2018120404 Dec, 18 | 2018113030 Nov, 18 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | 5,300 | 11.16 | 20,000 |
| 2018112929 Nov, 18 | 2018112828 Nov, 18 | Direct Ownership : | Common Shares Class A | 10 - Acquisition or disposition in the public market | 8,000 | 11.2691 | 14,700 |
| 2018062929 Jun, 18 | 2018062929 Jun, 18 | Indirect Ownership : RRSP | Common Shares Class A | 15 - Acquisition or disposition under a prospectus | 6,000 | 15 | 6,000 |
| 2018062929 Jun, 18 | 2018062929 Jun, 18 | Indirect Ownership : RRSP | Common Shares Class A | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2018062929 Jun, 18 | 2018062929 Jun, 18 | Direct Ownership : | Common Shares Class A | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2018062929 Jun, 18 | 2018062929 Jun, 18 | Direct Ownership : | Common Shares Class A | 15 - Acquisition or disposition under a prospectus | 6,700 | 15 | 6,700 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Global Innovation Dividend Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2020011717 Jan, 20 | 2020011414 Jan, 20 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -500 | 11 | 0 |
| 2020011717 Jan, 20 | 2020011414 Jan, 20 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -800 | 11 | 0 |
| 2019062626 Jun, 19 | 2019062121 Jun, 19 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -10,000 | 10.1128 | 500 |
| 2019012222 Jan, 19 | 2019011818 Jan, 19 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 300 | 9.24 | 800 |
| 2018111919 Nov, 18 | 2018111616 Nov, 18 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 150 | 9.1433 | 500 |
| 2018101616 Oct, 18 | 2018101515 Oct, 18 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 9.228 | 10,500 |
| 2018101616 Oct, 18 | 2018032323 Mar, 18 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2018101616 Oct, 18 | 2018101515 Oct, 18 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 350 | 9.2014 | 350 |
| 2018032828 Mar, 18 | 2018032323 Mar, 18 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2018032828 Mar, 18 | 2018032323 Mar, 18 | Direct Ownership : | Trust Units | 15 - Acquisition or disposition under a prospectus | 10,000 | 10 | 10,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: European Focused Dividend Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2020061111 Jun, 20 | 2020061010 Jun, 20 | Indirect Ownership : TFSA | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -3,000 | 7.2414 | 0 |
| 2019061212 Jun, 19 | 2019061010 Jun, 19 | Indirect Ownership : RESP | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -2,400 | 8.3058 | 0 |
| 2019031111 Mar, 19 | 2019030808 Mar, 19 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -6,000 | 8.19 | 0 |
| 2019030505 Mar, 19 | 2019030404 Mar, 19 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -9,000 | 8.14 | 6,000 |
| 2019012222 Jan, 19 | 2019011818 Jan, 19 | Indirect Ownership : TFSA | Trust Units | 10 - Acquisition or disposition in the public market | 800 | 7.8 | 3,000 |
| 2019012222 Jan, 19 | 2019011818 Jan, 19 | Indirect Ownership : RESP | Trust Units | 10 - Acquisition or disposition in the public market | 700 | 7.7686 | 2,400 |
| 2018112929 Nov, 18 | 2018112828 Nov, 18 | Indirect Ownership : TFSA | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 7.92 | 2,200 |
| 2018110505 Nov, 18 | 2018110202 Nov, 18 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 4,100 | 7.8861 | 15,000 |
| 2018101515 Oct, 18 | 2018101212 Oct, 18 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 900 | 8.07 | 10,900 |
| 2018092121 Sep, 18 | 2018092020 Sep, 18 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 5,000 | 8.518 | 10,000 |
| 2018091919 Sep, 18 | 2018091818 Sep, 18 | Indirect Ownership : RESP | Trust Units | 10 - Acquisition or disposition in the public market | 150 | 8.5 | 1,700 |
| 2018091919 Sep, 18 | 2018091818 Sep, 18 | Indirect Ownership : TFSA | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 8.5 | 2,100 |
| 2018071818 Jul, 18 | 2018071717 Jul, 18 | Indirect Ownership : TFSA | Trust Units | 10 - Acquisition or disposition in the public market | 600 | 8.75 | 2,000 |
| 2018062525 Jun, 18 | 2017112424 Nov, 17 | Indirect Ownership : TFSA | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2018062525 Jun, 18 | 2018062222 Jun, 18 | Indirect Ownership : TFSA | Trust Units | 10 - Acquisition or disposition in the public market | 1,400 | 8.81 | 1,400 |
| 2018061212 Jun, 18 | 2018061111 Jun, 18 | Indirect Ownership : RESP | Trust Units | 10 - Acquisition or disposition in the public market | 1,400 | 8.99 | 1,550 |
| 2018030606 Mar, 18 | 2017112424 Nov, 17 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2018030606 Mar, 18 | 2018030505 Mar, 18 | Indirect Ownership : RESP | Trust Units | 10 - Acquisition or disposition in the public market | 150 | 9.45 | 150 |
| 2018030606 Mar, 18 | 2017112424 Nov, 17 | Indirect Ownership : RESP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2018030606 Mar, 18 | 2018030505 Mar, 18 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 5,000 | 9.45 | 5,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2018 Resource Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2018042727 Apr, 18 | 2018042626 Apr, 18 | Direct Ownership : | Limited Partnership Units | 15 - Acquisition or disposition under a prospectus | 12,000 | 25 | 16,000 |
| 2018022626 Feb, 18 | 2018022222 Feb, 18 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2018022626 Feb, 18 | 2018022222 Feb, 18 | Direct Ownership : | Limited Partnership Units | 15 - Acquisition or disposition under a prospectus | 4,000 | 25 | 4,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Discovery 2017 Flow-Through Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2017112929 Nov, 17 | 2017102626 Oct, 17 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2017112929 Nov, 17 | 2017112828 Nov, 17 | Direct Ownership : | Limited Partnership Units | 15 - Acquisition or disposition under a prospectus | 8,000 | 25 | 8,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Middlefield Healthcare & Life Sciences Dividend Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2019020808 Feb, 19 | 2019020606 Feb, 19 | Indirect Ownership : TFSA | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -2,700 | 10.1663 | 0 |
| 2019020808 Feb, 19 | 2019020606 Feb, 19 | Indirect Ownership : RESP | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -2,000 | 10.1663 | 0 |
| 2018121313 Dec, 18 | 2018121010 Dec, 18 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -13,300 | 10.02 | 0 |
| 2018080808 Aug, 18 | 2018080303 Aug, 18 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -2,000 | 10.3 | 13,300 |
| 2018080101 Aug, 18 | 2018073030 Jul, 18 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -10,000 | 10.212 | 15,300 |
| 2017110707 Nov, 17 | 2017110202 Nov, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 2,000 | 9.662 | 22,300 |
| 2017110707 Nov, 17 | 2017110606 Nov, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 3,000 | 9.6367 | 25,300 |
| 2017102626 Oct, 17 | 2017102323 Oct, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,000 | 9.74 | 18,200 |
| 2017102626 Oct, 17 | 2017102525 Oct, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 2,100 | 9.7405 | 20,300 |
| 2017102323 Oct, 17 | 2017102020 Oct, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,900 | 9.7 | 17,200 |
| 2017092020 Sep, 17 | 2017091919 Sep, 17 | Indirect Ownership : RESP | Trust Units | 10 - Acquisition or disposition in the public market | 600 | 9.65 | 2,000 |
| 2017091919 Sep, 17 | 2017072121 Jul, 17 | Indirect Ownership : RESP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2017091919 Sep, 17 | 2017091818 Sep, 17 | Indirect Ownership : RESP | Trust Units | 10 - Acquisition or disposition in the public market | 1,400 | 9.65 | 1,400 |
| 2017091818 Sep, 17 | 2017091414 Sep, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 3,000 | 9.777 | 15,300 |
| 2017091313 Sep, 17 | 2017091212 Sep, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 2,300 | 9.81 | 12,300 |
| 2017091313 Sep, 17 | 2017091111 Sep, 17 | Indirect Ownership : TFSA | Trust Units | 10 - Acquisition or disposition in the public market | 800 | 9.82 | 2,700 |
| 2017090808 Sep, 17 | 2017072121 Jul, 17 | Indirect Ownership : TFSA | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2017090808 Sep, 17 | 2017090707 Sep, 17 | Indirect Ownership : TFSA | Trust Units | 10 - Acquisition or disposition in the public market | 1,900 | 9.8 | 1,900 |
| 2017072424 Jul, 17 | 2017072121 Jul, 17 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2017072424 Jul, 17 | 2017072121 Jul, 17 | Direct Ownership : | Trust Units | 15 - Acquisition or disposition under a prospectus | 10,000 | 10 | 10,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: ACTIVEnergy Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2017052626 May, 17 | 2017052323 May, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 5,000 | 4.474 | 15,000 |
| 2017051919 May, 17 | 2017051515 May, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 2,900 | 4.4676 | 10,000 |
| 2017051414 May, 17 | 2007043030 Apr, 07 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2017051414 May, 17 | 2017051010 May, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 7,100 | 4.4079 | 7,100 |
| 2008102121 Oct, 08 | 2008092424 Sep, 08 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -500 | 9.76 | 0 |
| 2008092424 Sep, 08 | 2008082424 Aug, 08 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -500 | 9.76 | 0 |
| 2007072424 Jul, 07 | 2007072323 Jul, 07 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 10.72 | 500 |
| 2007050404 May, 07 | 2007043030 Apr, 07 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 400 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2017 Resource Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2017112929 Nov, 17 | 2017112727 Nov, 17 | Direct Ownership : | Limited Partnership Units | 11 - Acquisition or disposition carried out privately | 2,000 | 25 | 8,000 |
| 2017042828 Apr, 17 | 2017042727 Apr, 17 | Direct Ownership : | Limited Partnership Units | 15 - Acquisition or disposition under a prospectus | 280 | 25 | 6,000 |
| 2017032424 Mar, 17 | 2017032323 Mar, 17 | Direct Ownership : | Limited Partnership Units | 11 - Acquisition or disposition carried out privately | 920 | 25 | 5,720 |
| 2017031515 Mar, 17 | 2017022323 Feb, 17 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2017031515 Mar, 17 | 2017031313 Mar, 17 | Direct Ownership : | Limited Partnership Units | 11 - Acquisition or disposition carried out privately | 4,800 | 25 | 4,800 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Global Real Estate Dividend Growers Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2017031010 Mar, 17 | 2017030808 Mar, 17 | Indirect Ownership : RRSP | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | -12,150 | 7.91 | 0 |
| 2017031010 Mar, 17 | 2017030808 Mar, 17 | Indirect Ownership : TFSA | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | -2,100 | 7.91 | 0 |
| 2017030808 Mar, 17 | 2017030303 Mar, 17 | Direct Ownership : | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | -15,000 | 7.88 | 0 |
| 2017022727 Feb, 17 | 2017022222 Feb, 17 | Indirect Ownership : RRSP | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | 350 | 7.82 | 12,150 |
| 2017020808 Feb, 17 | 2017020303 Feb, 17 | Indirect Ownership : TFSA | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | 800 | 7.6025 | 2,100 |
| 2016120909 Dec, 16 | 2015072424 Jul, 15 | Direct Ownership : | Common Shares Equity Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2016120909 Dec, 16 | 2016120707 Dec, 16 | Direct Ownership : | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | 15,000 | 7.4796 | 15,000 |
| 2016120606 Dec, 16 | 2015072424 Jul, 15 | Indirect Ownership : RRSP | Common Shares Equity Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2016120606 Dec, 16 | 2016120202 Dec, 16 | Indirect Ownership : RRSP | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | 11,800 | 7.4198 | 11,800 |
| 2016120606 Dec, 16 | 2015072424 Jul, 15 | Indirect Ownership : TFSA | Common Shares Equity Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2016120606 Dec, 16 | 2016120202 Dec, 16 | Indirect Ownership : TFSA | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | 1,300 | 7.4485 | 1,300 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Middlefield Healthcare & Wellness Dividend Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2018060808 Jun, 18 | 2018051818 May, 18 | Indirect Ownership : RRSP | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -8,750 | 9.98 | 0 |
| 2018060808 Jun, 18 | 2018051818 May, 18 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -1,200 | 9.98 | 0 |
| 2018060808 Jun, 18 | 2018051818 May, 18 | Direct Ownership : | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -29,400 | 9.98 | 0 |
| 2017110707 Nov, 17 | 2017110202 Nov, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 9.68 | 29,400 |
| 2017102323 Oct, 17 | 2017101919 Oct, 17 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 10 - Acquisition or disposition in the public market | 700 | 9.69 | 1,200 |
| 2017102323 Oct, 17 | 2017102020 Oct, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,400 | 9.6829 | 28,900 |
| 2017091515 Sep, 17 | 2017091313 Sep, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 5,000 | 9.583 | 27,500 |
| 2017090808 Sep, 17 | 2017090707 Sep, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 5,000 | 9.56 | 22,500 |
| 2017062626 Jun, 17 | 2017062222 Jun, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 17,500 | 10.1541 | 17,500 |
| 2017062323 Jun, 17 | 2017062121 Jun, 17 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 8,000 | 10.164 | 8,750 |
| 2017053030 May, 17 | 2017052929 May, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -10,100 | 10.3401 | 0 |
| 2017052929 May, 17 | 2017052626 May, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -25,900 | 10.329 | 10,100 |
| 2017052626 May, 17 | 2017052424 May, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -30,000 | 10.4 | 66,000 |
| 2017052626 May, 17 | 2017052525 May, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -30,000 | 10.4 | 36,000 |
| 2017052626 May, 17 | 2017052424 May, 17 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -9,000 | 10.4 | 750 |
| 2017051919 May, 17 | 2017051515 May, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -1,000 | 10.45 | 104,000 |
| 2017051919 May, 17 | 2017051616 May, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -8,000 | 10.45 | 96,000 |
| 2017050202 May, 17 | 2017042828 Apr, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 5,000 | 10.15 | 105,000 |
| 2017042424 Apr, 17 | 2017042020 Apr, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 6,000 | 9.8997 | 100,000 |
| 2017032424 Mar, 17 | 2017032323 Mar, 17 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 250 | 9.89 | 9,750 |
| 2017031515 Mar, 17 | 2017031010 Mar, 17 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 4,500 | 9.9196 | 9,500 |
| 2017031010 Mar, 17 | 2017030909 Mar, 17 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 5,000 | 9.9646 | 5,000 |
| 2017031010 Mar, 17 | 2016102020 Oct, 16 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2017020808 Feb, 17 | 2016102020 Oct, 16 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2017020808 Feb, 17 | 2017020303 Feb, 17 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 9.5 | 500 |
| 2017010404 Jan, 17 | 2016123030 Dec, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 4,000 | 9.8723 | 94,000 |
| 2016123030 Dec, 16 | 2016122828 Dec, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,400 | 9.8036 | 86,400 |
| 2016123030 Dec, 16 | 2016122929 Dec, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 3,600 | 9.8167 | 90,000 |
| 2016122222 Dec, 16 | 2016122121 Dec, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 5,000 | 9.7926 | 85,000 |
| 2016121515 Dec, 16 | 2016121414 Dec, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 8,000 | 9.7963 | 80,000 |
| 2016121313 Dec, 16 | 2016120909 Dec, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 4,600 | 9.8 | 72,000 |
| 2016120606 Dec, 16 | 2016120505 Dec, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 7,400 | 9.8 | 67,400 |
| 2016102424 Oct, 16 | 2016102020 Oct, 16 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2016102424 Oct, 16 | 2016102020 Oct, 16 | Direct Ownership : | Trust Units | 15 - Acquisition or disposition under a prospectus | 60,000 | 10 | 60,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2016 Resource Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2016111010 Nov, 16 | 2016110707 Nov, 16 | Direct Ownership : | Limited Partnership Units | 11 - Acquisition or disposition carried out privately | 1,449 | 25 | 13,449 |
| 2016042929 Apr, 16 | 2016022525 Feb, 16 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2016042929 Apr, 16 | 2016042727 Apr, 16 | Direct Ownership : | Limited Partnership Units | 15 - Acquisition or disposition under a prospectus | 12,000 | 25 | 12,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Globalance Dividend Growers Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2016042929 Apr, 16 | 2016042626 Apr, 16 | Indirect Ownership : RRSP | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | -1,500 | 8.05 | 0 |
| 2016042626 Apr, 16 | 2016042525 Apr, 16 | Indirect Ownership : RRSP | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | -4,500 | 7.98 | 1,500 |
| 2016042626 Apr, 16 | 2016042121 Apr, 16 | Indirect Ownership : TFSA | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | -1,100 | 8.0891 | 0 |
| 2016011818 Jan, 16 | 2016011414 Jan, 16 | Indirect Ownership : TFSA | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | 600 | 8.24 | 1,100 |
| 2015123131 Dec, 15 | 2015123030 Dec, 15 | Direct Ownership : | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | -5,000 | 8.99 | 0 |
| 2015121818 Dec, 15 | 2015102323 Oct, 15 | Indirect Ownership : TFSA | Common Shares Equity Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2015121818 Dec, 15 | 2015121717 Dec, 15 | Indirect Ownership : TFSA | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | 500 | 9.03 | 500 |
| 2015120202 Dec, 15 | 2015102323 Oct, 15 | Direct Ownership : | Common Shares Equity Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2015120202 Dec, 15 | 2015113030 Nov, 15 | Direct Ownership : | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | 5,000 | 9.4352 | 5,000 |
| 2015102626 Oct, 15 | 2015102323 Oct, 15 | Indirect Ownership : RRSP | Common Shares Equity Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2015102626 Oct, 15 | 2015102323 Oct, 15 | Indirect Ownership : RRSP | Common Shares Equity Shares | 15 - Acquisition or disposition under a prospectus | 6,000 | 10 | 6,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: U.S. Dividend Growers Income Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2016042626 Apr, 16 | 2016042222 Apr, 16 | Indirect Ownership : RRSP | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | -1,000 | 8.22 | 0 |
| 2016042626 Apr, 16 | 2016042222 Apr, 16 | Indirect Ownership : TFSA | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | -1,200 | 8.22 | 0 |
| 2015110909 Nov, 15 | 2015110404 Nov, 15 | Direct Ownership : | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | -5,000 | 9 | 0 |
| 2015090101 Sep, 15 | 2015062929 Jun, 15 | Direct Ownership : | Common Shares Equity Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2015090101 Sep, 15 | 2015082727 Aug, 15 | Direct Ownership : | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | 5,000 | 8.5488 | 5,000 |
| 2015073131 Jul, 15 | 2015062929 Jun, 15 | Indirect Ownership : TFSA | Common Shares Equity Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2015073131 Jul, 15 | 2015073030 Jul, 15 | Indirect Ownership : TFSA | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | 1,200 | 8.94 | 1,200 |
| 2015063030 Jun, 15 | 2015062929 Jun, 15 | Indirect Ownership : RRSP | Common Shares Equity Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2015063030 Jun, 15 | 2015062929 Jun, 15 | Indirect Ownership : RRSP | Common Shares Equity Shares | 10 - Acquisition or disposition in the public market | 1,000 | 9.2 | 1,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2015 Resource Limited Partnership - CDE Units
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2015120202 Dec, 15 | 2015120101 Dec, 15 | Direct Ownership : | Limited Partnership Units CDE units | 11 - Acquisition or disposition carried out privately | 7,633 | 25 | 23,633 |
| 2015042424 Apr, 15 | 2015042020 Apr, 15 | Direct Ownership : | Limited Partnership Units CDE units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2015042424 Apr, 15 | 2015042020 Apr, 15 | Direct Ownership : | Limited Partnership Units CDE units | 11 - Acquisition or disposition carried out privately | 16,000 | 25 | 16,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2015 Resource Limited Partnership - CEE Units
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2015042424 Apr, 15 | 2015042020 Apr, 15 | Direct Ownership : | Limited Partnership Units CEE units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2015042424 Apr, 15 | 2015042020 Apr, 15 | Direct Ownership : | Limited Partnership Units CEE units | 11 - Acquisition or disposition carried out privately | 2,000 | 25 | 2,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Global Infrastructure Dividend Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2016042929 Apr, 16 | 2014122424 Dec, 14 | Indirect Ownership : TFSA | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2016042929 Apr, 16 | 2016042626 Apr, 16 | Indirect Ownership : TFSA | Trust Units | 10 - Acquisition or disposition in the public market | 2,300 | 8.2261 | 2,300 |
| 2015062929 Jun, 15 | 2015062626 Jun, 15 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 1,000 | 9.3 | 2,100 |
| 2015032424 Mar, 15 | 2015032323 Mar, 15 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 900 | 9.59 | 1,100 |
| 2014122929 Dec, 14 | 2014122424 Dec, 14 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014122929 Dec, 14 | 2014122424 Dec, 14 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 9.45 | 200 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: American Core Sectors Dividend Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2015010606 Jan, 15 | 2015010505 Jan, 15 | Indirect Ownership : RESP | Trust Units | 10 - Acquisition or disposition in the public market | -2,800 | 9.52 | 0 |
| 2014111313 Nov, 14 | 2014111010 Nov, 14 | Indirect Ownership : RESP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014111313 Nov, 14 | 2014111010 Nov, 14 | Indirect Ownership : RESP | Trust Units | 10 - Acquisition or disposition in the public market | 2,800 | 9.1 | 2,800 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Global Healthcare Dividend Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2016121919 Dec, 16 | 2016121515 Dec, 16 | Indirect Ownership : RESP | Trust Units | 10 - Acquisition or disposition in the public market | -440 | 10.97 | 0 |
| 2016010707 Jan, 16 | 2014102323 Oct, 14 | Indirect Ownership : RESP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2016010707 Jan, 16 | 2016010505 Jan, 16 | Indirect Ownership : RESP | Trust Units | 10 - Acquisition or disposition in the public market | 440 | 11.5255 | 440 |
| 2015041616 Apr, 15 | 2015041414 Apr, 15 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -4,000 | 10.89 | 0 |
| 2015041414 Apr, 15 | 2015041313 Apr, 15 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -6,000 | 10.9757 | 4,000 |
| 2014102727 Oct, 14 | 2014102323 Oct, 14 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014102727 Oct, 14 | 2014102323 Oct, 14 | Direct Ownership : | Trust Units | 15 - Acquisition or disposition under a prospectus | 10,000 | 10 | 10,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2014 Resource Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014062626 Jun, 14 | 2014062424 Jun, 14 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014062626 Jun, 14 | 2014062424 Jun, 14 | Direct Ownership : | Limited Partnership Units | 11 - Acquisition or disposition carried out privately | 2,630 | 25 | 2,630 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Global Dividend Growers Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2015011212 Jan, 15 | 2015010909 Jan, 15 | Indirect Ownership : TFSA | Trust Units | 10 - Acquisition or disposition in the public market | -500 | 11.25 | 0 |
| 2015010808 Jan, 15 | 2015010606 Jan, 15 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -200 | 11.07 | 0 |
| 2014111010 Nov, 14 | 2014110707 Nov, 14 | Indirect Ownership : RESP | Trust Units | 10 - Acquisition or disposition in the public market | -2,300 | 11.08 | 0 |
| 2014102020 Oct, 14 | 2014101717 Oct, 14 | Indirect Ownership : RESP | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 10.87 | 2,300 |
| 2014073131 Jul, 14 | 2013032121 Mar, 13 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014073131 Jul, 14 | 2014072929 Jul, 14 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 11.02 | 200 |
| 2013122727 Dec, 13 | 2013122323 Dec, 13 | Control or Direction : RESP | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 10.19 | 2,200 |
| 2013032626 Mar, 13 | 2013032121 Mar, 13 | Indirect Ownership : RESP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2013032626 Mar, 13 | 2013032121 Mar, 13 | Indirect Ownership : RESP | Trust Units | 15 - Acquisition or disposition under a prospectus | 2,000 | 10 | 2,000 |
| 2013032626 Mar, 13 | 2013032121 Mar, 13 | Indirect Ownership : TFSA | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2013032626 Mar, 13 | 2013032121 Mar, 13 | Indirect Ownership : TFSA | Trust Units | 15 - Acquisition or disposition under a prospectus | 500 | 10 | 500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MBN Corporation
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2013082929 Aug, 13 | 2013082828 Aug, 13 | Indirect Ownership : RRSP | Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 2,453 | 0 | 8,043 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2013 Resource Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2013072929 Jul, 13 | 2013022222 Feb, 13 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2013072929 Jul, 13 | 2013072525 Jul, 13 | Direct Ownership : | Limited Partnership Units | 11 - Acquisition or disposition carried out privately | 8,000 | 25 | 8,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Middlefield Income Plus II Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014030606 Mar, 14 | 2014030404 Mar, 14 | Control or Direction : RFL Management Incorporated | Non-Voting Shares equity shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -12,000 | 11.78 | 0 |
| 2014012020 Jan, 14 | 2014011717 Jan, 14 | Indirect Ownership : RRSP | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | -1,300 | 11.45 | 0 |
| 2013103030 Oct, 13 | 2013102424 Oct, 13 | Control or Direction : RFL Management Incorporated | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | 6,000 | 11 | 12,000 |
| 2013103030 Oct, 13 | 2013102424 Oct, 13 | Direct Ownership : | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | -6,000 | 11 | 0 |
| 2013061717 Jun, 13 | 2013061414 Jun, 13 | Control or Direction : RFL Management Incorporated | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | 1,200 | 10.4833 | 6,000 |
| 2013061414 Jun, 13 | 2012032020 Mar, 12 | Control or Direction : RFL Management Incorporated | Non-Voting Shares equity shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2013061414 Jun, 13 | 2013061313 Jun, 13 | Control or Direction : RFL Management Incorporated | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | 4,800 | 10.4146 | 4,800 |
| 2012112727 Nov, 12 | 2012112222 Nov, 12 | Direct Ownership : | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | 2,000 | 10.99 | 6,000 |
| 2012112323 Nov, 12 | 2012112121 Nov, 12 | Direct Ownership : | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | 200 | 11 | 4,000 |
| 2012112323 Nov, 12 | 2012111919 Nov, 12 | Indirect Ownership : RRSP | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | 200 | 11.1 | 1,300 |
| 2012102626 Oct, 12 | 2012102424 Oct, 12 | Indirect Ownership : RRSP | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | 600 | 11.4 | 1,100 |
| 2012092121 Sep, 12 | 2012032020 Mar, 12 | Indirect Ownership : RRSP | Non-Voting Shares equity shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2012092121 Sep, 12 | 2012091818 Sep, 12 | Indirect Ownership : RRSP | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | 500 | 11.4 | 500 |
| 2012061414 Jun, 12 | 2012061111 Jun, 12 | Direct Ownership : | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | -5,000 | 11.52 | 3,800 |
| 2012032121 Mar, 12 | 2012032020 Mar, 12 | Direct Ownership : | Non-Voting Shares equity shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2012032121 Mar, 12 | 2012032020 Mar, 12 | Direct Ownership : | Non-Voting Shares equity shares | 15 - Acquisition or disposition under a prospectus | 8,800 | 12 | 8,800 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: REIT INDEXPLUS Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2013043030 Apr, 13 | 2013042626 Apr, 13 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -300 | 12 | 0 |
| 2013040404 Apr, 13 | 2013040303 Apr, 13 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -1,500 | 11.83 | 0 |
| 2012112020 Nov, 12 | 2012111515 Nov, 12 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 11.5 | 1,500 |
| 2012111515 Nov, 12 | 2012101919 Oct, 12 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2012111515 Nov, 12 | 2012111313 Nov, 12 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 800 | 11.65 | 800 |
| 2012111515 Nov, 12 | 2012111313 Nov, 12 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 11.65 | 1,000 |
| 2012102323 Oct, 12 | 2012101919 Oct, 12 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2012102323 Oct, 12 | 2012101919 Oct, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 11.89 | 100 |
| 2012102323 Oct, 12 | 2012101919 Oct, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 11.88 | 200 |
| 2012102323 Oct, 12 | 2012101919 Oct, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 11.89 | 300 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Discovery 2012 Flow-Through Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2012102626 Oct, 12 | 2012102424 Oct, 12 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2012102626 Oct, 12 | 2012102424 Oct, 12 | Direct Ownership : | Limited Partnership Units | 11 - Acquisition or disposition carried out privately | 3,000 | 25 | 3,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Middlefield Tactical Energy Corporation
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2013100505 Oct, 13 | 2012022323 Feb, 12 | Indirect Ownership : TFSA | Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 884 | 6.43 | 2,284 |
| 2012022828 Feb, 12 | 2012022323 Feb, 12 | Direct Ownership : | Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 25,033 | 6.43 | 25,033 |
| 2012022828 Feb, 12 | 2012022323 Feb, 12 | Indirect Ownership : RRSP | Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 5,090 | 6.43 | 5,590 |
| 2012022828 Feb, 12 | 2012022323 Feb, 12 | Indirect Ownership : TFSA | Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 885 | 6.43 | 0 |
| 2011032828 Mar, 11 | 2011032323 Mar, 11 | Indirect Ownership : RRSP | Units | 10 - Acquisition or disposition in the public market | 300 | 6.05 | 500 |
| 2011022222 Feb, 11 | 2008112424 Nov, 08 | Indirect Ownership : TFSA | Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011022222 Feb, 11 | 2011021818 Feb, 11 | Indirect Ownership : TFSA | Units | 10 - Acquisition or disposition in the public market | 1,400 | 5.83 | 1,400 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Middlefield Bancorp Limited
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2012022828 Feb, 12 | 2012022323 Feb, 12 | Direct Ownership : | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -150,000 | 1.07 | 0 |
| 2012022828 Feb, 12 | 2012022323 Feb, 12 | Indirect Ownership : RRSP | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -30,500 | 1.07 | 0 |
| 2012022828 Feb, 12 | 2012022323 Feb, 12 | Indirect Ownership : TFSA | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -5,300 | 1.07 | 0 |
| 2011122121 Dec, 11 | 2011103131 Oct, 11 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 150,000 |
| 2011122121 Dec, 11 | 2011103131 Oct, 11 | Indirect Ownership : RRSP | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 30,500 |
| 2011122121 Dec, 11 | 2011103131 Oct, 11 | Indirect Ownership : TFSA | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 5,300 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: ENERGY INDEXPLUS Dividend Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2015020505 Feb, 15 | 2015020303 Feb, 15 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -1,000 | 6.98 | 6,400 |
| 2015020303 Feb, 15 | 2015012929 Jan, 15 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -1,000 | 6.6 | 7,400 |
| 2015012727 Jan, 15 | 2015012626 Jan, 15 | Indirect Ownership : TFSA | Trust Units | 10 - Acquisition or disposition in the public market | -500 | 6.8 | 0 |
| 2014102020 Oct, 14 | 2014101717 Oct, 14 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 9.56 | 8,400 |
| 2014041717 Apr, 14 | 2014041515 Apr, 14 | Indirect Ownership : TFSA | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 10.766 | 500 |
| 2014041717 Apr, 14 | 2011071919 Jul, 11 | Indirect Ownership : TFSA | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2013071919 Jul, 13 | 2013071818 Jul, 13 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 8.21 | 8,200 |
| 2013060707 Jun, 13 | 2013060404 Jun, 13 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -900 | 7.83 | 0 |
| 2013043030 Apr, 13 | 2013042626 Apr, 13 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 7.4 | 8,000 |
| 2013041919 Apr, 13 | 2013041515 Apr, 13 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 7.38 | 7,500 |
| 2012092121 Sep, 12 | 2012091818 Sep, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -1,800 | 8.7 | 7,300 |
| 2012092121 Sep, 12 | 2012091818 Sep, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -3,000 | 8.7 | 9,100 |
| 2012091414 Sep, 12 | 2012091313 Sep, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 8.42 | 12,100 |
| 2012062929 Jun, 12 | 2012062626 Jun, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 6.99 | 11,900 |
| 2012052525 May, 12 | 2011093030 Sep, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 10.03 | 8,700 |
| 2012052525 May, 12 | 2012052222 May, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 7.36 | 11,800 |
| 2012042020 Apr, 12 | 2012041616 Apr, 12 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 8 | 900 |
| 2012041616 Apr, 12 | 2012041313 Apr, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 8.22 | 11,700 |
| 2012041313 Apr, 12 | 2012041010 Apr, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 8.05 | 11,500 |
| 2012031919 Mar, 12 | 2012031616 Mar, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 1,000 | 9.05 | 11,000 |
| 2012031919 Mar, 12 | 2012031616 Mar, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 600 | 9.12 | 10,000 |
| 2012031919 Mar, 12 | 2012031616 Mar, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 9.12 | 9,400 |
| 2012020101 Feb, 12 | 2012013030 Jan, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 10.32 | 8,900 |
| 2012010303 Jan, 12 | 2011123030 Dec, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 9.4 | 8,800 |
| 2012010303 Jan, 12 | 2011123030 Dec, 11 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 9.5 | 800 |
| 2011122020 Dec, 11 | 2011121919 Dec, 11 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 9.45 | 600 |
| 2011121212 Dec, 11 | 2011120909 Dec, 11 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 9.75 | 400 |
| 2011111010 Nov, 11 | 2011071919 Jul, 11 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011111010 Nov, 11 | 2011110909 Nov, 11 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 9.15 | 200 |
| 2011082424 Aug, 11 | 2011082323 Aug, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 11.25 | 8,500 |
| 2011072222 Jul, 11 | 2011071919 Jul, 11 | Indirect Ownership : RRSP | Trust Units | 15 - Acquisition or disposition under a prospectus | 8,000 | 12 | 8,000 |
| 2011072222 Jul, 11 | 2011071919 Jul, 11 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2011 Resource Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2013031414 Mar, 13 | 2013031313 Mar, 13 | Direct Ownership : | Limited Partnership Units | 36 - Conversion or exchange | -11,995 | 10.89 | 0 |
| 2011113030 Nov, 11 | 2011112929 Nov, 11 | Direct Ownership : | Limited Partnership Units | 11 - Acquisition or disposition carried out privately | 7,995 | 25 | 11,995 |
| 2011042525 Apr, 11 | 2011042121 Apr, 11 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011042525 Apr, 11 | 2011042121 Apr, 11 | Direct Ownership : | Limited Partnership Units | 15 - Acquisition or disposition under a prospectus | 4,000 | 25 | 4,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: GMIncome & Growth Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2011081919 Aug, 11 | 2011081818 Aug, 11 | Direct Ownership : | Warrants (Units) | 10 - Acquisition or disposition in the public market | -50,000 | 0.0333 | 0 |
| 2011060101 Jun, 11 | 2011053131 May, 11 | Direct Ownership : | Units | 10 - Acquisition or disposition in the public market | -10,000 | 11.45 | 40,000 |
| 2011060101 Jun, 11 | 2011053131 May, 11 | Direct Ownership : | Units | 10 - Acquisition or disposition in the public market | -20,000 | 11.45 | 20,000 |
| 2011060101 Jun, 11 | 2011053131 May, 11 | Direct Ownership : | Units | 10 - Acquisition or disposition in the public market | -20,000 | 11.45 | 0 |
| 2010111818 Nov, 10 | 2010102020 Oct, 10 | Direct Ownership : | Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010111818 Nov, 10 | 2010111616 Nov, 10 | Direct Ownership : | Units | 36 - Conversion or exchange | 50,000 | 0 | 50,000 |
| 2010111818 Nov, 10 | 2010111616 Nov, 10 | Direct Ownership : | Units Combined units | 36 - Conversion or exchange | -50,000 | 0 | 0 |
| 2010111818 Nov, 10 | 2010102020 Oct, 10 | Direct Ownership : | Warrants (Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010111818 Nov, 10 | 2010111616 Nov, 10 | Direct Ownership : | Warrants (Units) | 36 - Conversion or exchange | 50,000 | 0 | 50,000 |
| 2010102121 Oct, 10 | 2010102020 Oct, 10 | Direct Ownership : | Units Combined units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010102121 Oct, 10 | 2010102020 Oct, 10 | Direct Ownership : | Units Combined units | 15 - Acquisition or disposition under a prospectus | 50,000 | 12 | 50,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Discovery 2010 Flow-Through Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2013020505 Feb, 13 | 2013013131 Jan, 13 | Direct Ownership : | Limited Partnership Units | 36 - Conversion or exchange | -8,000 | 0 | 0 |
| 2010110101 Nov, 10 | 2010102828 Oct, 10 | Direct Ownership : | Limited Partnership Units | 15 - Acquisition or disposition under a prospectus | 2,000 | 25 | 8,000 |
| 2010092020 Sep, 10 | 2010091616 Sep, 10 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010092020 Sep, 10 | 2010091616 Sep, 10 | Direct Ownership : | Limited Partnership Units | 15 - Acquisition or disposition under a prospectus | 6,000 | 25 | 6,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Discovery 2009 Flow-Through Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2011101717 Oct, 11 | 2011101212 Oct, 11 | Direct Ownership : | Limited Partnership Units | 36 - Conversion or exchange | -2,000 | 26.7 | 0 |
| 2009100202 Oct, 09 | 2009092424 Sep, 09 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2009100202 Oct, 09 | 2009092424 Sep, 09 | Direct Ownership : | Limited Partnership Units | 15 - Acquisition or disposition under a prospectus | 2,000 | 25 | 2,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: OilSands Canada Corporation
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2010091010 Sep, 10 | 2008112424 Nov, 08 | Indirect Ownership : RRSP | Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010091010 Sep, 10 | 2010090707 Sep, 10 | Indirect Ownership : RRSP | Units | 10 - Acquisition or disposition in the public market | 200 | 6.1 | 200 |
| 2009010707 Jan, 09 | 2008123131 Dec, 08 | Direct Ownership : | Units | 38 - Redemption, retraction, cancellation, repurchase | -1,300 | 5.01 | 0 |
| 2009010707 Jan, 09 | 2008123131 Dec, 08 | Direct Ownership : | Warrants (Trust Units) | 38 - Redemption, retraction, cancellation, repurchase | -650 | 0 | 0 |
| 2008112525 Nov, 08 | 2008112424 Nov, 08 | Direct Ownership : | Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2008112525 Nov, 08 | 2008112424 Nov, 08 | Direct Ownership : | Units | 10 - Acquisition or disposition in the public market | 300 | 3.5 | 300 |
| 2008112525 Nov, 08 | 2008112424 Nov, 08 | Direct Ownership : | Units | 10 - Acquisition or disposition in the public market | 1,000 | 3.6 | 1,300 |
| 2008112525 Nov, 08 | 2008112424 Nov, 08 | Direct Ownership : | Warrants (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2008112525 Nov, 08 | 2008112424 Nov, 08 | Direct Ownership : | Warrants (Trust Units) | 10 - Acquisition or disposition in the public market | 650 | 1 | 650 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MINT Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2020121010 Dec, 20 | 2020120909 Dec, 20 | Indirect Ownership : RRSP | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -10,000 | 5.4143 | 4,000 |
| 2020121010 Dec, 20 | 2020120909 Dec, 20 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -2,050 | 5.4143 | 0 |
| 2020081111 Aug, 20 | 2020080707 Aug, 20 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 10 - Acquisition or disposition in the public market | -900 | 5.29 | 2,050 |
| 2020071717 Jul, 20 | 2020071616 Jul, 20 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 10 - Acquisition or disposition in the public market | -800 | 5.075 | 2,950 |
| 2020071717 Jul, 20 | 2020071515 Jul, 20 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 10 - Acquisition or disposition in the public market | -500 | 5.058 | 3,750 |
| 2020032323 Mar, 20 | 2020031919 Mar, 20 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 10 - Acquisition or disposition in the public market | 1,700 | 4.36 | 4,250 |
| 2018071818 Jul, 18 | 2018071616 Jul, 18 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 250 | 7.09 | 14,000 |
| 2018013030 Jan, 18 | 2018012626 Jan, 18 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 7.16 | 13,750 |
| 2018010505 Jan, 18 | 2018010404 Jan, 18 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 10 - Acquisition or disposition in the public market | 700 | 7.01 | 2,550 |
| 2017122020 Dec, 17 | 2017112424 Nov, 17 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 250 | 6.69 | 13,500 |
| 2017122020 Dec, 17 | 2017121818 Dec, 17 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 150 | 6.87 | 13,650 |
| 2017122020 Dec, 17 | 2017112424 Nov, 17 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 6.69 | 1,850 |
| 2017092222 Sep, 17 | 2017092020 Sep, 17 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 250 | 6.5 | 13,250 |
| 2017072828 Jul, 17 | 2017072525 Jul, 17 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 6.515 | 13,000 |
| 2017071414 Jul, 17 | 2017071313 Jul, 17 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 2,100 | 6.4195 | 12,800 |
| 2017062323 Jun, 17 | 2017061919 Jun, 17 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 6.6 | 1,750 |
| 2017032424 Mar, 17 | 2017032323 Mar, 17 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 10 - Acquisition or disposition in the public market | 250 | 7.09 | 1,650 |
| 2016122020 Dec, 16 | 2016121616 Dec, 16 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 10 - Acquisition or disposition in the public market | 700 | 7.2929 | 1,400 |
| 2016101818 Oct, 16 | 2016101414 Oct, 16 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 7.04 | 10,700 |
| 2016052020 May, 16 | 2016051616 May, 16 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 600 | 6.73 | 10,500 |
| 2016042929 Apr, 16 | 2016042626 Apr, 16 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 8,000 | 6.73 | 9,900 |
| 2015112727 Nov, 15 | 2015112626 Nov, 15 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 475 | 7.15 | 1,900 |
| 2015102222 Oct, 15 | 2015102020 Oct, 15 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -8,000 | 7.75 | 1,425 |
| 2015072121 Jul, 15 | 2015072020 Jul, 15 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 418 | 8.08 | 9,425 |
| 2015070303 Jul, 15 | 2015070202 Jul, 15 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 3,500 | 8.1237 | 9,007 |
| 2015052828 May, 15 | 2015052727 May, 15 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 175 | 8.29 | 5,507 |
| 2015020303 Feb, 15 | 2015013030 Jan, 15 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 8.6 | 700 |
| 2014031313 Mar, 14 | 2014031111 Mar, 14 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -1,000 | 10.35 | 0 |
| 2014021010 Feb, 14 | 2007043030 Apr, 07 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014021010 Feb, 14 | 2014020707 Feb, 14 | Indirect Ownership : RESP for Chloe & Aubrey Lauzon | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 9.9 | 500 |
| 2014020303 Feb, 14 | 2014013131 Jan, 14 | Indirect Ownership : RRSP | Warrants (Trust Units) | 54 - Exercise of warrants | -2,666 | 9.88 | 0 |
| 2014020303 Feb, 14 | 2014013131 Jan, 14 | Indirect Ownership : RRSP | Trust Units | 54 - Exercise of warrants | 2,666 | 9.88 | 5,332 |
| 2013111919 Nov, 13 | 2013111515 Nov, 13 | Direct Ownership : | Trust Units Class A | 36 - Conversion or exchange | -1,000 | 0 | 0 |
| 2013111919 Nov, 13 | 2013111515 Nov, 13 | Direct Ownership : | Trust Units | 36 - Conversion or exchange | 1,000 | 0 | 1,000 |
| 2013081515 Aug, 13 | 2013081212 Aug, 13 | Indirect Ownership : RRSP | Warrants (Trust Units) | 15 - Acquisition or disposition under a prospectus | 2,666 | 0 | 2,666 |
| 2013081515 Aug, 13 | 2013081313 Aug, 13 | Direct Ownership : | Trust Units Class A | 15 - Acquisition or disposition under a prospectus | 1,000 | 10.0208 | 1,000 |
| 2013081515 Aug, 13 | 2007043030 Apr, 07 | Direct Ownership : | Trust Units Class A | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2013020101 Feb, 13 | 2013012828 Jan, 13 | Indirect Ownership : RRSP | Trust Units | 54 - Exercise of warrants | 666 | 9 | 0 |
| 2013020101 Feb, 13 | 2013012828 Jan, 13 | Indirect Ownership : RRSP | Trust Units | 57 - Exercise of rights | 666 | 9 | 2,666 |
| 2013020101 Feb, 13 | 2013012828 Jan, 13 | Indirect Ownership : RRSP | Rights (Trust Units) | 57 - Exercise of rights | -1,998 | 0 | 2 |
| 2013020101 Feb, 13 | 2013012828 Jan, 13 | Indirect Ownership : RRSP | Rights (Trust Units) | 58 - Expiration of rights | -2 | 0 | 0 |
| 2013010303 Jan, 13 | 2013010202 Jan, 13 | Indirect Ownership : RRSP | Rights (Trust Units) | 56 - Grant of rights | 2,000 | 0 | 2,000 |
| 2011062424 Jun, 11 | 2011062222 Jun, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -7,000 | 10.84 | 2,000 |
| 2011021717 Feb, 11 | 2011021515 Feb, 11 | Indirect Ownership : RRSP | Trust Units | 54 - Exercise of warrants | 4,500 | 9.75 | 9,000 |
| 2011021717 Feb, 11 | 2011021515 Feb, 11 | Indirect Ownership : RRSP | Warrants (Trust Units) | 54 - Exercise of warrants | -4,500 | 0 | 0 |
| 2010030404 Mar, 10 | 2010022525 Feb, 10 | Indirect Ownership : RRSP | Warrants (Trust Units) | 53 - Grant of warrants | 4,500 | 9.75 | 4,500 |
| 2010030404 Mar, 10 | 2007043030 Apr, 07 | Indirect Ownership : RRSP | Warrants (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2009101616 Oct, 09 | 2009101414 Oct, 09 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -600 | 9.01 | 4,533 |
| 2009101616 Oct, 09 | 2009101414 Oct, 09 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -33 | 9.07 | 4,500 |
| 2009041313 Apr, 09 | 2009040707 Apr, 09 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -5,000 | 6.43 | 0 |
| 2009010606 Jan, 09 | 2009010202 Jan, 09 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 3,000 | 6.5 | 5,133 |
| 2009010606 Jan, 09 | 2009010505 Jan, 09 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 6.6 | 5,000 |
| 2009010606 Jan, 09 | 2009010505 Jan, 09 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 4,800 | 6.5 | 4,800 |
| 2009010606 Jan, 09 | 2007043030 Apr, 07 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2008122929 Dec, 08 | 2008121919 Dec, 08 | Indirect Ownership : RRSP | Trust Units | 57 - Exercise of rights | 533 | 6.5 | 2,133 |
| 2008122929 Dec, 08 | 2008121919 Dec, 08 | Indirect Ownership : RRSP | Rights (Trust Units) | 57 - Exercise of rights | -1,600 | 6.5 | 0 |
| 2008112727 Nov, 08 | 2008112424 Nov, 08 | Indirect Ownership : RRSP | Rights (Trust Units) | 56 - Grant of rights | 1,600 | 0 | 1,600 |
| 2008011414 Jan, 08 | 2008011010 Jan, 08 | Indirect Ownership : RRSP | Trust Units | 57 - Exercise of rights | 400 | 9.75 | 1,600 |
| 2008011414 Jan, 08 | 2008011010 Jan, 08 | Indirect Ownership : RRSP | Rights (Trust Units) | 57 - Exercise of rights | -1,200 | 0 | 0 |
| 2007121919 Dec, 07 | 2007043030 Apr, 07 | Indirect Ownership : RRSP | Rights (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007121919 Dec, 07 | 2007121010 Dec, 07 | Indirect Ownership : RRSP | Rights (Trust Units) | 56 - Grant of rights | 1,200 | 0 | 1,200 |
| 2007050404 May, 07 | 2007043030 Apr, 07 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 1,200 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Uranium Focused Energy Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2013082929 Aug, 13 | 2013082828 Aug, 13 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -7,500 | 0 | 0 |
| 2013082626 Aug, 13 | 2013082323 Aug, 13 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 4,000 | 2.007 | 7,500 |
| 2013082626 Aug, 13 | 2013082222 Aug, 13 | Indirect Ownership : RRSP | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -2,050 | 2.07 | 3,500 |
| 2013082626 Aug, 13 | 2013082222 Aug, 13 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 1,000 | 1.9 | 5,550 |
| 2013082626 Aug, 13 | 2013082222 Aug, 13 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 2,500 | 1.9 | 4,550 |
| 2013031414 Mar, 13 | 2013031313 Mar, 13 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -20,000 | 2.2205 | 0 |
| 2012112727 Nov, 12 | 2012112323 Nov, 12 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 20,000 | 2.05 | 20,000 |
| 2011062424 Jun, 11 | 2011062222 Jun, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -8,000 | 3.15 | 2,050 |
| 2011020707 Feb, 11 | 2011020303 Feb, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -900 | 6.13 | 11,250 |
| 2011020707 Feb, 11 | 2011020303 Feb, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -1,400 | 6.12 | 12,150 |
| 2011020707 Feb, 11 | 2011020303 Feb, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -900 | 6.21 | 10,350 |
| 2011020707 Feb, 11 | 2011020303 Feb, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -300 | 6.22 | 10,050 |
| 2010102525 Oct, 10 | 2010102525 Oct, 10 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 5,000 | 3.43 | 13,550 |
| 2009103030 Oct, 09 | 2009102323 Oct, 09 | Indirect Ownership : RRSP | Rights (Trust Units) | 57 - Exercise of rights | -5,700 | 3 | 0 |
| 2009103030 Oct, 09 | 2009102323 Oct, 09 | Indirect Ownership : RRSP | Trust Units | 57 - Exercise of rights | 2,850 | 3 | 8,550 |
| 2009102323 Oct, 09 | 2009102222 Oct, 09 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -2,400 | 3.27 | 0 |
| 2009102323 Oct, 09 | 2009102222 Oct, 09 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -27,600 | 3.25 | 2,400 |
| 2009102121 Oct, 09 | 2009102020 Oct, 09 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 30,000 | 3.1 | 30,000 |
| 2009100707 Oct, 09 | 2009092929 Sep, 09 | Indirect Ownership : RRSP | Rights (Trust Units) | 56 - Grant of rights | 5,700 | 3 | 5,700 |
| 2009100707 Oct, 09 | 2007031313 Mar, 07 | Indirect Ownership : RRSP | Rights (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2009050606 May, 09 | 2009050505 May, 09 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -6,000 | 3.75 | 0 |
| 2009042121 Apr, 09 | 2009041616 Apr, 09 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -4,000 | 3.15 | 6,000 |
| 2009041616 Apr, 09 | 2009041515 Apr, 09 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -4,000 | 3.1 | 10,000 |
| 2009022424 Feb, 09 | 2009021717 Feb, 09 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -4,000 | 2.52 | 14,000 |
| 2008121717 Dec, 08 | 2008090808 Sep, 08 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 3,000 | 4.1 | 11,000 |
| 2008121616 Dec, 08 | 2008121212 Dec, 08 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -1,500 | 2.05 | 5,700 |
| 2008121616 Dec, 08 | 2008121515 Dec, 08 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,500 | 1.98 | 18,000 |
| 2008112525 Nov, 08 | 2008112424 Nov, 08 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,000 | 1.62 | 16,500 |
| 2008102121 Oct, 08 | 2008101616 Oct, 08 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 1.87 | 15,500 |
| 2008100909 Oct, 08 | 2008100808 Oct, 08 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 1.94 | 7,200 |
| 2008100808 Oct, 08 | 2008100808 Oct, 08 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,000 | 2 | 15,000 |
| 2008100808 Oct, 08 | 2008100303 Oct, 08 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 2.6 | 14,000 |
| 2008100808 Oct, 08 | 2008100303 Oct, 08 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 2.59 | 13,500 |
| 2008092424 Sep, 08 | 2008092424 Sep, 08 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 1,300 | 3.45 | 7,000 |
| 2008092222 Sep, 08 | 2008091919 Sep, 08 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 2,000 | 3.4 | 13,000 |
| 2008090404 Sep, 08 | 2008082929 Aug, 08 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,000 | 4.65 | 8,000 |
| 2008082222 Aug, 08 | 2008082121 Aug, 08 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 300 | 4.63 | 5,700 |
| 2008072121 Jul, 08 | 2008071515 Jul, 08 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -5,000 | 5.64 | 7,000 |
| 2008072121 Jul, 08 | 2008071515 Jul, 08 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 5,000 | 5.64 | 5,400 |
| 2008052121 May, 08 | 2008051616 May, 08 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 900 | 5.67 | 12,000 |
| 2008052121 May, 08 | 2008051616 May, 08 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 5.66 | 11,100 |
| 2008040202 Apr, 08 | 2007031313 Mar, 07 | Direct Ownership : | Warrants (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2008040202 Apr, 08 | 2008032828 Mar, 08 | Direct Ownership : | Warrants (Warrants) | 10 - Acquisition or disposition in the public market | -1,000 | 0.6 | 0 |
| 2008031919 Mar, 08 | 2008031818 Mar, 08 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 5.79 | 100 |
| 2008031919 Mar, 08 | 2007031313 Mar, 07 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2008031919 Mar, 08 | 2008031818 Mar, 08 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 300 | 5.8 | 400 |
| 2007121414 Dec, 07 | 2007121414 Dec, 07 | Direct Ownership : | Trust Units | 15 - Acquisition or disposition under a prospectus | 1,000 | 8.25 | 11,000 |
| 2007121414 Dec, 07 | 2007121414 Dec, 07 | Direct Ownership : | Warrants (Warrants) | 53 - Grant of warrants | 1,000 | 0 | 1,000 |
| 2007121414 Dec, 07 | 2007031313 Mar, 07 | Direct Ownership : | Warrants (Warrants) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007091414 Sep, 07 | 2007091313 Sep, 07 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 3,000 | 6.9 | 10,000 |
| 2007091414 Sep, 07 | 2007091313 Sep, 07 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,000 | 6.89 | 7,000 |
| 2007091212 Sep, 07 | 2007091111 Sep, 07 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 400 | 6.64 | 6,000 |
| 2007091212 Sep, 07 | 2007091111 Sep, 07 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 600 | 6.6 | 5,600 |
| 2007090606 Sep, 07 | 2007082929 Aug, 07 | Direct Ownership : | Rights (Rights) | 58 - Expiration of rights | -500 | 0 | 0 |
| 2007081010 Aug, 07 | 2007080101 Aug, 07 | Direct Ownership : | Rights (Rights) | 56 - Grant of rights | 500 | 0 | 500 |
| 2007080909 Aug, 07 | 2007031313 Mar, 07 | Direct Ownership : | Rights (Rights) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007080909 Aug, 07 | 2007080202 Aug, 07 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 8.2 | 1,000 |
| 2007080909 Aug, 07 | 2007080202 Aug, 07 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 8.3 | 1,500 |
| 2007080909 Aug, 07 | 2007080808 Aug, 07 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 7.89 | 1,600 |
| 2007080909 Aug, 07 | 2007080808 Aug, 07 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 3,400 | 7.9 | 5,000 |
| 2007032222 Mar, 07 | 2007031313 Mar, 07 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007032222 Mar, 07 | 2007031313 Mar, 07 | Direct Ownership : | Trust Units | 15 - Acquisition or disposition under a prospectus | 500 | 10 | 500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2007 Resource Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007050404 May, 07 | 2007043030 Apr, 07 | Direct Ownership : | General Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 4,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: HTR Total Return Fund (formerly HORIZON Total Return Fund)
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007050909 May, 07 | 2007043030 Apr, 07 | Direct Ownership : | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -7,000 | 0 | 0 |
| 2007030707 Mar, 07 | 2007030707 Mar, 07 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007030707 Mar, 07 | 2007030707 Mar, 07 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 7,000 | 8.9 | 7,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Alberta Focused Income & Growth Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007011212 Jan, 07 | 2007011010 Jan, 07 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -3,000 | 7.02 | 0 |
| 2006121818 Dec, 06 | 2006121515 Dec, 06 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -3,000 | 7.25 | 3,000 |
| 2006121515 Dec, 06 | 2006121313 Dec, 06 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 2,500 | 6.97 | 6,000 |
| 2006120808 Dec, 06 | 2006120808 Dec, 06 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,000 | 7 | 3,500 |
| 2006120606 Dec, 06 | 2006120606 Dec, 06 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006120606 Dec, 06 | 2006120606 Dec, 06 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 2,200 | 3.8 | 2,200 |
| 2006120606 Dec, 06 | 2006120606 Dec, 06 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 300 | 6.85 | 2,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Middlefield Equal Sector Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2006050202 May, 06 | 2006050101 May, 06 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -1,250 | 9.9 | 0 |
| 2005120505 Dec, 05 | 2005120101 Dec, 05 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2005120505 Dec, 05 | 2005120101 Dec, 05 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 1,250 | 9.69 | 1,250 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Core IncomePlus Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2005112424 Nov, 05 | 2005112424 Nov, 05 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -1,254 | 9.7 | 0 |
| 2005111818 Nov, 05 | 2005111717 Nov, 05 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2005111818 Nov, 05 | 2005111717 Nov, 05 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 1,254 | 8.6 | 1,254 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MATRIX Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2005022525 Feb, 05 | 2005022424 Feb, 05 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -2,000 | 9.95 | 0 |
| 2005021717 Feb, 05 | 2005020909 Feb, 05 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2005021717 Feb, 05 | 2005020909 Feb, 05 | Indirect Ownership : RRSP | Trust Units | 15 - Acquisition or disposition under a prospectus | 2,000 | 10 | 2,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
