Insider: Joseph Robert Piekenbrock

Issuer Name: NovaCopper Inc.
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2013120606 Dec, 13 2013120505 Dec, 13 Direct Ownership : Rights Restricted Share Units (Common Shares or cash if applicable) 57 - Exercise of rights -66,667 0 66,667
2013120606 Dec, 13 2013060505 Jun, 13 Direct Ownership : Common Shares 99 - Correction of information 30,000 0 40,524
2013120606 Dec, 13 2013120505 Dec, 13 Direct Ownership : Common Shares 57 - Exercise of rights 66,667 0 107,191
2013120606 Dec, 13 2013060505 Jun, 13 Direct Ownership : Rights Restricted Share Units (Common Shares or cash if applicable) 99 - Correction of information -30,000 0 133,334
2013112525 Nov, 13 2013112222 Nov, 13 Direct Ownership : Options (Common Shares) 38 - Redemption, retraction, cancellation, repurchase -400,000 3.11 0
2013062727 Jun, 13 2013060505 Jun, 13 Direct Ownership : Rights Restricted Share Units (Common Shares or cash if applicable) 57 - Exercise of rights 30,000 0 163,334
2013062727 Jun, 13 2013060505 Jun, 13 Direct Ownership : Rights Restricted Share Units (Common Shares or cash if applicable) 59 - Exercise for cash -36,666 0 133,334
2013062727 Jun, 13 2013060505 Jun, 13 Direct Ownership : Rights Restricted Share Units (Common Shares or cash if applicable) 57 - Exercise of rights -30,000 0 170,000
2012120505 Dec, 12 2012120303 Dec, 12 Direct Ownership : Rights NovaGold PSUs (Common Shares 1/6 of NovaCopper Share up to 150% of PSUs) 57 - Exercise of rights -7,934 0 4,666
2012120505 Dec, 12 2012120505 Dec, 12 Direct Ownership : Rights Restricted Share Units (Common Shares or cash if applicable) 56 - Grant of rights 200,000 0 200,000
2012120505 Dec, 12 2012043030 Apr, 12 Direct Ownership : Rights Restricted Share Units (Common Shares or cash if applicable) 00 - Opening Balance-Initial SEDI Report 0 0 0
2012120505 Dec, 12 2012120303 Dec, 12 Direct Ownership : Rights NovaGold PSUs (Common Shares 1/6 of NovaCopper Share up to 150% of PSUs) 59 - Exercise for cash -4,666 0 0
2012120505 Dec, 12 2012120303 Dec, 12 Direct Ownership : Common Shares 57 - Exercise of rights 886 0 10,524
2012050404 May, 12 2012043030 Apr, 12 Direct Ownership : Common Shares 00 - Opening Balance-Initial SEDI Report 0 0 9,638
2012050404 May, 12 2012043030 Apr, 12 Direct Ownership : Rights NovaGold PSUs (Common Shares 1/6 of NovaCopper Share up to 150% of PSUs) 00 - Opening Balance-Initial SEDI Report 0 0 12,600
2012050404 May, 12 2012043030 Apr, 12 Direct Ownership : Options Arrangement Options (Common Shares) 00 - Opening Balance-Initial SEDI Report 0 0 691,719
2012050404 May, 12 2012043030 Apr, 12 Direct Ownership : Options (Common Shares) 50 - Grant of options 400,000 0 400,000
2012050404 May, 12 2012043030 Apr, 12 Direct Ownership : Options (Common Shares) 00 - Opening Balance-Initial SEDI Report 0 0 0
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: Mantra Capital Inc.
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2014081818 Aug, 14 2014081515 Aug, 14 Direct Ownership : Options (Common Shares) 50 - Grant of options 75,000 0 475,000
2014031414 Mar, 14 2014031212 Mar, 14 Direct Ownership : Common Shares 11 - Acquisition or disposition carried out privately -500,000 0.025 4,500,000
2014010606 Jan, 14 2013122727 Dec, 13 Direct Ownership : Options (Common Shares) 37 - Stock split or consolidation 300,000 0 400,000
2013123131 Dec, 13 2013122727 Dec, 13 Direct Ownership : Common Shares 37 - Stock split or consolidation 3,000,000 0 4,000,000
2013123131 Dec, 13 2013123030 Dec, 13 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market 1,000,000 0.05 5,000,000
2012021414 Feb, 12 2011100303 Oct, 11 Direct Ownership : Options (Common Shares) 00 - Opening Balance-Initial SEDI Report 0 0 0
2012021414 Feb, 12 2011121919 Dec, 11 Direct Ownership : Options (Common Shares) 50 - Grant of options 100,000 0.1 100,000
2011101414 Oct, 11 2011100303 Oct, 11 Direct Ownership : Common Shares 00 - Opening Balance-Initial SEDI Report 0 0 1,000,000
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: AsiaBaseMetals Inc.
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2015090101 Sep, 15 2015051313 May, 15 Direct Ownership : Common Shares 37 - Stock split or consolidation -391,666 0 391,667
2015090101 Sep, 15 2015083131 Aug, 15 Direct Ownership : Common Shares 37 - Stock split or consolidation -195,833 0 195,834
2015043030 Apr, 15 2015042828 Apr, 15 Direct Ownership : Options (Common Shares) 52 - Expiration of options -200,000 0 0
2012022626 Feb, 12 2012022222 Feb, 12 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market 60,000 0.2 783,333
2011051313 May, 11 2011051212 May, 11 Direct Ownership : Common Shares 16 - Acquisition or disposition under a prospectus exemption 583,333 0.2 723,333
2010050606 May, 10 2009100808 Oct, 09 Direct Ownership : Options (Common Shares) 00 - Opening Balance-Initial SEDI Report 0 0 0
2010050606 May, 10 2010042828 Apr, 10 Direct Ownership : Options (Common Shares) 50 - Grant of options 200,000 0.2 200,000
2009103030 Oct, 09 2009100808 Oct, 09 Direct Ownership : Common Shares 00 - Opening Balance-Initial SEDI Report 0 0 140,000
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: NovaGold Resources Inc.
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2012011919 Jan, 12 2012011313 Jan, 12 Direct Ownership : Rights Performance Share Unit (Common Shares) 59 - Exercise for cash -3,439 9.29 0
2012011919 Jan, 12 2012011313 Jan, 12 Direct Ownership : Rights Performance Share Unit (Common Shares) 57 - Exercise of rights -4,461 9.29 3,439
2012011919 Jan, 12 2012011212 Jan, 12 Direct Ownership : Options (Common Shares) 51 - Exercise of options -16,331 9.6 691,719
2012011919 Jan, 12 2012011212 Jan, 12 Direct Ownership : Options (Common Shares) 51 - Exercise of options -35,000 9.3 708,050
2012011919 Jan, 12 2012011313 Jan, 12 Direct Ownership : Common Shares 57 - Exercise of rights 5,932 0 57,833
2011121919 Dec, 11 2011121313 Dec, 11 Direct Ownership : Options (Common Shares) 51 - Exercise of options -50,000 10.64 793,050
2011121919 Dec, 11 2011121414 Dec, 11 Direct Ownership : Options (Common Shares) 51 - Exercise of options -50,000 9.37 743,050
2011121111 Dec, 11 2011120707 Dec, 11 Direct Ownership : Common Shares 30 - Acquisition or disposition under a purchase/ownership plan 547 0 51,901
2011121111 Dec, 11 2011120707 Dec, 11 Direct Ownership : Options (Common Shares) 50 - Grant of options 119,100 11.11 843,050
2011090707 Sep, 11 2011090707 Sep, 11 Direct Ownership : Common Shares 30 - Acquisition or disposition under a purchase/ownership plan 625 0 51,354
2011090606 Sep, 11 2011083030 Aug, 11 Direct Ownership : Options (Common Shares) 51 - Exercise of options -18,000 2.45 723,950
2011051313 May, 11 2011050909 May, 11 Direct Ownership : Common Shares 30 - Acquisition or disposition under a purchase/ownership plan 954 0 50,729
2010110808 Nov, 10 2010110404 Nov, 10 Direct Ownership : Options (Common Shares) 51 - Exercise of options -35,000 2.45 741,950
2010102626 Oct, 10 2010102525 Oct, 10 Direct Ownership : Options (Common Shares) 51 - Exercise of options -35,000 2.45 776,950
2010092828 Sep, 10 2010090808 Sep, 10 Direct Ownership : Common Shares 30 - Acquisition or disposition under a purchase/ownership plan 1,074 5.62 49,775
2010092222 Sep, 10 2010091313 Sep, 10 Direct Ownership : Options (Common Shares) 51 - Exercise of options -20,000 1.99 811,950
2010050606 May, 10 2010050606 May, 10 Direct Ownership : Common Shares 30 - Acquisition or disposition under a purchase/ownership plan 2,665 5.28 48,701
2010050606 May, 10 2010050303 May, 10 Direct Ownership : Common Shares 57 - Exercise of rights 34,000 9.13 59,825
2010050606 May, 10 2010050303 May, 10 Direct Ownership : Common Shares 59 - Exercise for cash -13,789 9.13 46,036
2010050606 May, 10 2010050303 May, 10 Direct Ownership : Rights Performance Share Unit (Common Shares) 57 - Exercise of rights -27,200 0 7,900
2010050606 May, 10 2003061515 Jun, 03 Direct Ownership : Rights Performance Share Unit (Common Shares) 00 - Opening Balance-Initial SEDI Report 0 0 35,100
2010050505 May, 10 2010042626 Apr, 10 Direct Ownership : Options (Common Shares) 51 - Exercise of options -30,000 1.1025 831,950
2010032424 Mar, 10 2010031919 Mar, 10 Direct Ownership : Options (Common Shares) 51 - Exercise of options -20,000 1.0125 861,950
2010012929 Jan, 10 2010012121 Jan, 10 Direct Ownership : Options (Common Shares) 50 - Grant of options 25,250 6.4 881,950
2009101414 Oct, 09 2009101313 Oct, 09 Direct Ownership : Options (Common Shares) 51 - Exercise of options -19,630 1.01 856,700
2009091414 Sep, 09 2009091111 Sep, 09 Direct Ownership : Options (Common Shares) 51 - Exercise of options -20,000 1.01 876,330
2009061818 Jun, 09 2009060707 Jun, 09 Direct Ownership : Common Shares 30 - Acquisition or disposition under a purchase/ownership plan 269 0 25,825
2009060606 Jun, 09 2009060404 Jun, 09 Direct Ownership : Options (Common Shares) 51 - Exercise of options -20,000 1.01 896,330
2009060606 Jun, 09 2009052929 May, 09 Direct Ownership : Options (Common Shares) 50 - Grant of options 216,100 5.25 916,330
2009021818 Feb, 09 2009021111 Feb, 09 Direct Ownership : Options (Common Shares) 51 - Exercise of options -20,000 1.01 700,230
2009020909 Feb, 09 2009010808 Jan, 09 Direct Ownership : Options (Common Shares) 50 - Grant of options 138,000 2.45 720,230
2008080404 Aug, 08 2008072929 Jul, 08 Direct Ownership : Options (Common Shares) 51 - Exercise of options -15,555 1.0125 582,230
2008072424 Jul, 08 2008071717 Jul, 08 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -10,000 8.52 25,556
2008040707 Apr, 08 2008040101 Apr, 08 Direct Ownership : Options (Common Shares) 50 - Grant of options 72,600 7.98 597,785
2007012727 Jan, 07 2007011919 Jan, 07 Direct Ownership : Options (Common Shares) 51 - Exercise of options -10,000 1.1025 525,185
2007012727 Jan, 07 2007011919 Jan, 07 Direct Ownership : Common Shares 51 - Exercise of options 10,000 1.1025 45,556
2007012727 Jan, 07 2007012424 Jan, 07 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -10,000 16.35 35,556
2006062727 Jun, 06 2006041313 Apr, 06 Direct Ownership : Options (Common Shares) 50 - Grant of options 60,000 14.06 535,185
2005121212 Dec, 05 2005120909 Dec, 05 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -8,000 8.35 35,556
2005120707 Dec, 05 2005120202 Dec, 05 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -10,000 9.4 43,556
2005112525 Nov, 05 2005112222 Nov, 05 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -12,000 9.3 53,556
2005111111 Nov, 05 2005110707 Nov, 05 Direct Ownership : Options (Common Shares) 51 - Exercise of options -30,000 1.0125 475,185
2005111111 Nov, 05 2005110707 Nov, 05 Direct Ownership : Common Shares 51 - Exercise of options 30,000 1.0125 65,556
2005080808 Aug, 05 2005080404 Aug, 05 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -4,000 8 35,556
2005080808 Aug, 05 2005080303 Aug, 05 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -1,000 7.98 39,556
2005080808 Aug, 05 2005080303 Aug, 05 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -5,000 7.96 40,556
2005071818 Jul, 05 2005071818 Jul, 05 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -8,100 7.56 45,556
2005071818 Jul, 05 2005071313 Jul, 05 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market -1,900 7.9 53,656
2005020202 Feb, 05 2005011717 Jan, 05 Direct Ownership : Options (Common Shares) 50 - Grant of options 100,000 8.86 505,185
2005011818 Jan, 05 2003061515 Jun, 03 Direct Ownership : Common Shares 00 - Opening Balance-Initial SEDI Report 0 0 0
2005011818 Jan, 05 2004071515 Jul, 04 Direct Ownership : Options (Common Shares) 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 185,185 0 405,185
2005011818 Jan, 05 2004071515 Jul, 04 Direct Ownership : Common Shares 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 55,556 0 55,556
2004040101 Apr, 04 2004030808 Mar, 04 Direct Ownership : Options (Common Shares) 50 - Grant of options 100,000 6.6 220,000
2003092424 Sep, 03 2003061515 Jun, 03 Direct Ownership : Options (Common Shares) 00 - Opening Balance-Initial SEDI Report 0 0 120,000
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: SpectrumGold Inc.
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2003102929 Oct, 03 2003102727 Oct, 03 Direct Ownership : Common Shares 00 - Opening Balance-Initial SEDI Report 0 0 75,000
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance

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