Insider: Gordon Babcock
Issuer Name: Sierra Metals Inc. (formerly Dia Bras Exploration Inc.)
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2019050606 May, 19 | 2019050606 May, 19 | Direct Ownership : | Restricted Share Unit (Common Shares) | 56 - Grant of rights | 108,868 | 0 | 255,887 |
| 2019040101 Apr, 19 | 2019032929 Mar, 19 | Direct Ownership : | Restricted Share Unit (Common Shares) | 57 - Exercise of rights | -107,330 | 0 | 147,019 |
| 2019030404 Mar, 19 | 2019030101 Mar, 19 | Direct Ownership : | Common Shares | 57 - Exercise of rights | 31,147 | 0 | 161,083 |
| 2019030404 Mar, 19 | 2019030101 Mar, 19 | Direct Ownership : | Restricted Share Unit (Common Shares) | 57 - Exercise of rights | -31,147 | 0 | 254,349 |
| 2018040404 Apr, 18 | 2018033131 Mar, 18 | Direct Ownership : | Restricted Share Unit (Common Shares) | 56 - Grant of rights | 119,064 | 0 | 285,496 |
| 2018040202 Apr, 18 | 2018032929 Mar, 18 | Direct Ownership : | Common Shares | 57 - Exercise of rights | 67,642 | 0 | 129,936 |
| 2018040202 Apr, 18 | 2018032929 Mar, 18 | Direct Ownership : | Restricted Share Unit (Common Shares) | 57 - Exercise of rights | -67,642 | 0 | 166,432 |
| 2018030202 Mar, 18 | 2018030101 Mar, 18 | Direct Ownership : | Common Shares | 57 - Exercise of rights | 31,147 | 0 | 62,294 |
| 2018030202 Mar, 18 | 2018030101 Mar, 18 | Direct Ownership : | Restricted Share Unit (Common Shares) | 57 - Exercise of rights | -31,147 | 0 | 234,074 |
| 2017040404 Apr, 17 | 2017033131 Mar, 17 | Direct Ownership : | Restricted Share Unit (Common Shares) | 56 - Grant of rights | 202,927 | 0 | 265,221 |
| 2017030303 Mar, 17 | 2015071313 Jul, 15 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2017030303 Mar, 17 | 2017030101 Mar, 17 | Direct Ownership : | Common Shares | 57 - Exercise of rights | 31,147 | 0 | 31,147 |
| 2017030303 Mar, 17 | 2017030101 Mar, 17 | Direct Ownership : | Restricted Share Unit (Common Shares) | 57 - Exercise of rights | -31,147 | 0 | 62,294 |
| 2016082222 Aug, 16 | 2015071313 Jul, 15 | Direct Ownership : | Restricted Share Unit (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2016082222 Aug, 16 | 2016081919 Aug, 16 | Direct Ownership : | Restricted Share Unit (Common Shares) | 56 - Grant of rights | 93,441 | 0 | 93,441 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Jaguar Mining Inc.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014050202 May, 14 | 2013010808 Jan, 13 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 15,000 |
| 2014050202 May, 14 | 2014042222 Apr, 14 | Direct Ownership : | Common Shares | 37 - Stock split or consolidation | -113,669 | 0 | 1,331 |
| 2013011515 Jan, 13 | 2013010808 Jan, 13 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2013011515 Jan, 13 | 2013011414 Jan, 13 | Direct Ownership : | Common Shares | 46 - Compensation for services | 100,000 | 0 | 115,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Breakwater Resources Ltd.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2011082626 Aug, 11 | 2011082424 Aug, 11 | Direct Ownership : | Common Shares | 51 - Exercise of options | 10,000 | 6.45 | 13,053 |
| 2011082626 Aug, 11 | 2011082424 Aug, 11 | Direct Ownership : | Common Shares | 51 - Exercise of options | 20,600 | 6.34 | 33,653 |
| 2011082626 Aug, 11 | 2011082424 Aug, 11 | Direct Ownership : | Common Shares | 46 - Compensation for services | 2,533 | 0 | 36,186 |
| 2011082626 Aug, 11 | 2011082525 Aug, 11 | Direct Ownership : | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -36,186 | 7 | 0 |
| 2011082626 Aug, 11 | 2011082424 Aug, 11 | Direct Ownership : | Options Share Option Plan (Common Shares) | 51 - Exercise of options | -10,000 | 6.45 | 20,600 |
| 2011082626 Aug, 11 | 2011082424 Aug, 11 | Direct Ownership : | Options Share Option Plan (Common Shares) | 51 - Exercise of options | -20,600 | 6.34 | 0 |
| 2011070404 Jul, 11 | 2011063030 Jun, 11 | Direct Ownership : | Common Shares | 30 - Acquisition or disposition under a purchase/ownership plan | 820 | 7.05 | 3,053 |
| 2011040404 Apr, 11 | 2011033131 Mar, 11 | Direct Ownership : | Common Shares | 30 - Acquisition or disposition under a purchase/ownership plan | 966 | 6.03 | 2,233 |
| 2011030202 Mar, 11 | 2011030101 Mar, 11 | Direct Ownership : | Common Shares | 46 - Compensation for services | 1,267 | 0 | 1,267 |
| 2011030202 Mar, 11 | 2011030101 Mar, 11 | Direct Ownership : | Options Share Option Plan (Common Shares) | 50 - Grant of options | 20,600 | 0 | 30,600 |
| 2010121414 Dec, 10 | 2010121313 Dec, 10 | Direct Ownership : | Options Share Option Plan (Common Shares) | 50 - Grant of options | 10,000 | 0 | 10,000 |
| 2010072929 Jul, 10 | 2010071919 Jul, 10 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010072929 Jul, 10 | 2010071919 Jul, 10 | Direct Ownership : | Options Share Option Plan (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
