Insider: Douglas Daniel Baldwin
Issuer Name:
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Energy Plus Income Trust
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007030606 Mar, 07 | 2004111616 Nov, 04 | Direct Ownership : | Rights Expiring March 22, 2007 (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007030606 Mar, 07 | 2007022626 Feb, 07 | Direct Ownership : | Rights Expiring March 22, 2007 (Trust Units) | 46 - Compensation for services | 2,904 | 0 | 2,904 |
| 2005112525 Nov, 05 | 2005111515 Nov, 05 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,404 | 10.68 | 2,904 |
| 2004112222 Nov, 04 | 2004111616 Nov, 04 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 1,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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Citadel Premium Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2008082626 Aug, 08 | 2008082020 Aug, 08 | Direct Ownership : | Trust Units | 46 - Compensation for services | 2,363 | 9.48 | 9,048 |
| 2007091717 Sep, 07 | 2007091010 Sep, 07 | Direct Ownership : | Trust Units | 46 - Compensation for services | 4,390 | 11.39 | 6,685 |
| 2007020909 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007020909 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Trust Units | 46 - Compensation for services | 2,295 | 12 | 2,295 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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Equal Weight Plus Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2008031717 Mar, 08 | 2008031414 Mar, 08 | Direct Ownership : | Trust Units | 46 - Compensation for services | 435 | 7.1 | 2,171 |
| 2007030606 Mar, 07 | 2007022828 Feb, 07 | Direct Ownership : | Trust Units | 46 - Compensation for services | 986 | 7.61 | 1,736 |
| 2006030707 Mar, 06 | 2006022828 Feb, 06 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006030707 Mar, 06 | 2006030202 Mar, 06 | Direct Ownership : | Trust Units | 46 - Compensation for services | 750 | 10 | 750 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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Sustainable Production Energy Trust
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007103131 Oct, 07 | 2007101717 Oct, 07 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,480 | 5.45 | 4,928 |
| 2006102424 Oct, 06 | 2006101919 Oct, 06 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,948 | 7.7 | 3,448 |
| 2005110202 Nov, 05 | 2005101717 Oct, 05 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2005110202 Nov, 05 | 2005102424 Oct, 05 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,500 | 10 | 1,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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Cordero Energy Inc.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2005060808 Jun, 05 | 2005052929 May, 05 | Direct Ownership : | Common Shares | 54 - Exercise of warrants | 3,348 | 0 | 38,934 |
| 2005060808 Jun, 05 | 2005052929 May, 05 | Direct Ownership : | Warrants (Common Shares) | 54 - Exercise of warrants | -35,586 | 0 | 0 |
| 2005051111 May, 05 | 2005042929 Apr, 05 | Direct Ownership : | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 2 | 0 | 35,586 |
| 2005051111 May, 05 | 2005042929 Apr, 05 | Direct Ownership : | Warrants (Common Shares) | 53 - Grant of warrants | 32,261 | 0 | 35,586 |
| 2005050909 May, 05 | 2005042929 Apr, 05 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 35,584 |
| 2005050909 May, 05 | 2005042929 Apr, 05 | Direct Ownership : | Warrants (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 3,325 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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Citadel Stable S-1 Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2006022222 Feb, 06 | 2006022121 Feb, 06 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,691 | 8.87 | 3,191 |
| 2005022424 Feb, 05 | 2005021515 Feb, 05 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 1,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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Talisman Energy Inc.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007022020 Feb, 07 | 2006052525 May, 06 | Direct Ownership : | Common Shares | 37 - Stock split or consolidation | 25,000 | 0 | 37,500 |
| 2007022020 Feb, 07 | 2006052525 May, 06 | Direct Ownership : | Options Director Plan (Common Shares) | 37 - Stock split or consolidation | 72,000 | 0 | 108,000 |
| 2006020101 Feb, 06 | 2006012727 Jan, 06 | Direct Ownership : | Medium Term notes 4.44% Cdn. MTN due Jan. 27, 2011 | 11 - Acquisition or disposition carried out privately | 0 | 0 | 0 |
| 2006013131 Jan, 06 | 2003052727 May, 03 | Direct Ownership : | Medium Term notes 4.44% Cdn. MTN due Jan. 27, 2011 | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2005090606 Sep, 05 | 2005090202 Sep, 05 | Direct Ownership : | Options Director Plan (Common Shares) | 59 - Exercise for cash | -30,000 | 0 | 36,000 |
| 2005011212 Jan, 05 | 2005011010 Jan, 05 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 5,000 | 32.93 | 12,500 |
| 2004060202 Jun, 04 | 2004051919 May, 04 | Direct Ownership : | Common Shares | 37 - Stock split or consolidation | 5,000 | 0 | 7,500 |
| 2004060202 Jun, 04 | 2004051919 May, 04 | Direct Ownership : | Options Director Plan (Common Shares) | 37 - Stock split or consolidation | 44,000 | 0 | 66,000 |
| 2004032525 Mar, 04 | 2003052727 May, 03 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 2,500 |
| 2004032525 Mar, 04 | 2003052727 May, 03 | Direct Ownership : | Options Director Plan (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 22,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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TransCanada Power, L.P.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2005060303 Jun, 05 | 2005052525 May, 05 | Direct Ownership : | Limited Partnership Units | 10 - Acquisition or disposition in the public market | -2,000 | 35.7015 | 0 |
| 2004032222 Mar, 04 | 2003060606 Jun, 03 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 2,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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Income & Equity Index Participation Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2006022222 Feb, 06 | 2006022121 Feb, 06 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,202 | 10.4 | 3,693 |
| 2005022424 Feb, 05 | 2005021818 Feb, 05 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,241 | 10.07 | 2,491 |
| 2004042323 Apr, 04 | 2004022929 Feb, 04 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,250 | 10 | 1,250 |
| 2004031010 Mar, 04 | 2003121515 Dec, 03 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2004031010 Mar, 04 | 2004022929 Feb, 04 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,500 | 10 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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Resolute Energy Inc.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2005050909 May, 05 | 2005042929 Apr, 05 | Direct Ownership : | Common Shares | 54 - Exercise of warrants | 6,250 | 2.08 | 52,500 |
| 2005050909 May, 05 | 2005042929 Apr, 05 | Direct Ownership : | Common Shares | 51 - Exercise of options | 62,050 | 2.16 | 114,550 |
| 2005050909 May, 05 | 2005042929 Apr, 05 | Direct Ownership : | Common Shares | 51 - Exercise of options | 10,000 | 2.35 | 124,550 |
| 2005050909 May, 05 | 2005042929 Apr, 05 | Direct Ownership : | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -124,550 | 0 | 0 |
| 2005050909 May, 05 | 2005042929 Apr, 05 | Direct Ownership : | Options (Common Shares) | 51 - Exercise of options | 62,050 | 2.16 | 134,100 |
| 2005050909 May, 05 | 2005042929 Apr, 05 | Direct Ownership : | Options (Common Shares) | 51 - Exercise of options | -124,100 | 0 | 10,000 |
| 2005050909 May, 05 | 2005042929 Apr, 05 | Direct Ownership : | Options (Common Shares) | 51 - Exercise of options | -10,000 | 0 | 0 |
| 2005050909 May, 05 | 2005042929 Apr, 05 | Direct Ownership : | Warrants (Common Shares) | 54 - Exercise of warrants | -6,250 | 2.08 | 0 |
| 2004040101 Apr, 04 | 2003030505 Mar, 03 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 10,000 | 0 | 72,050 |
| 2004020909 Feb, 04 | 2002071919 Jul, 02 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 46,250 |
| 2004020909 Feb, 04 | 2002071919 Jul, 02 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 62,050 |
| 2004020909 Feb, 04 | 2002071919 Jul, 02 | Direct Ownership : | Warrants (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2004020909 Feb, 04 | 2002071919 Jul, 02 | Direct Ownership : | Warrants (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 6,250 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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Citadel Income & Growth Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2005102020 Oct, 05 | 2005101919 Oct, 05 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,571 | 9.55 | 4,559 |
| 2004103030 Oct, 04 | 2003102020 Oct, 03 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,488 | 10.08 | 2,988 |
| 2003111010 Nov, 03 | 2003082121 Aug, 03 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2003111010 Nov, 03 | 2003102020 Oct, 03 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,500 | 10 | 1,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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Series S-1 Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2005062323 Jun, 05 | 2005061414 Jun, 05 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,372 | 10.93 | 4,387 |
| 2004062121 Jun, 04 | 2004061414 Jun, 04 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,515 | 9.9 | 3,015 |
| 2003111010 Nov, 03 | 2003041717 Apr, 03 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2003111010 Nov, 03 | 2003090808 Sep, 03 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,500 | 10 | 1,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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Citadel HYTES Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2008041717 Apr, 08 | 2008041111 Apr, 08 | Direct Ownership : | Trust Units | 46 - Compensation for services | 817 | 13.28 | 7,324 |
| 2007041616 Apr, 07 | 2007041111 Apr, 07 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,440 | 13.16 | 6,507 |
| 2006042121 Apr, 06 | 2006041212 Apr, 06 | Direct Ownership : | Trust Units | 46 - Compensation for services | 879 | 17.06 | 5,067 |
| 2005112525 Nov, 05 | 2005111515 Nov, 05 | Direct Ownership : | Trust Units | 37 - Stock split or consolidation | 2,094 | 0 | 4,188 |
| 2005042121 Apr, 05 | 2005041111 Apr, 05 | Direct Ownership : | Trust Units | 46 - Compensation for services | 459 | 32.66 | 2,094 |
| 2004042323 Apr, 04 | 2004041919 Apr, 04 | Direct Ownership : | Trust Units | 46 - Compensation for services | 485 | 30.95 | 1,635 |
| 2003110404 Nov, 03 | 2003051313 May, 03 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 1,150 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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MYDAS Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2005112525 Nov, 05 | 2005111515 Nov, 05 | Direct Ownership : | Trust Units | 37 - Stock split or consolidation | 2,312 | 0 | 4,624 |
| 2005022424 Feb, 05 | 2005021414 Feb, 05 | Direct Ownership : | Trust Units | 46 - Compensation for services | 506 | 29.65 | 2,312 |
| 2004022929 Feb, 04 | 2004022020 Feb, 04 | Direct Ownership : | Trust Units | 46 - Compensation for services | 564 | 26.6 | 1,806 |
| 2003110404 Nov, 03 | 2003030606 Mar, 03 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 1,242 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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Citadel S-1 Income Trust Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2008031414 Mar, 08 | 2008012222 Jan, 08 | Direct Ownership : | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -6,208 | 0 | 0 |
| 2006102424 Oct, 06 | 2006101111 Oct, 06 | Direct Ownership : | Trust Units | 46 - Compensation for services | 946 | 15.62 | 6,208 |
| 2005112525 Nov, 05 | 2005111515 Nov, 05 | Direct Ownership : | Trust Units | 37 - Stock split or consolidation | 2,631 | 0 | 5,262 |
| 2005102020 Oct, 05 | 2005101212 Oct, 05 | Direct Ownership : | Trust Units | 46 - Compensation for services | 525 | 28.55 | 2,631 |
| 2004101818 Oct, 04 | 2004100808 Oct, 04 | Direct Ownership : | Trust Units | 46 - Compensation for services | 488 | 30.75 | 2,106 |
| 2003110404 Nov, 03 | 2002102828 Oct, 02 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 1,066 |
| 2003110404 Nov, 03 | 2003100606 Oct, 03 | Direct Ownership : | Trust Units | 46 - Compensation for services | 552 | 27.15 | 1,618 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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Citadel Multi-Sector Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2005022424 Feb, 05 | 2005021414 Feb, 05 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,277 | 11.75 | 4,240 |
| 2004022929 Feb, 04 | 2004022020 Feb, 04 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,463 | 10.25 | 2,963 |
| 2003110404 Nov, 03 | 2003030606 Mar, 03 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 1,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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Citadel Diversified Investment Trust
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2008092424 Sep, 08 | 2008091919 Sep, 08 | Direct Ownership : | Trust Units | 46 - Compensation for services | 479 | 9.1 | 11,415 |
| 2007092121 Sep, 07 | 2007091818 Sep, 07 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,487 | 10.09 | 10,936 |
| 2006092727 Sep, 06 | 2006092121 Sep, 06 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,370 | 10.95 | 9,449 |
| 2005093030 Sep, 05 | 2005092121 Sep, 05 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,249 | 12.01 | 8,079 |
| 2004093030 Sep, 04 | 2004092222 Sep, 04 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,429 | 10.5 | 6,830 |
| 2003110909 Nov, 03 | 2003092323 Sep, 03 | Direct Ownership : | Trust Units | 46 - Compensation for services | 1,538 | 9.75 | 5,401 |
| 2003110404 Nov, 03 | 2002111313 Nov, 02 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 3,863 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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TransCanada Corporation
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2006011212 Jan, 06 | 2006010909 Jan, 06 | Direct Ownership : | Common Shares | 47 - Acquisition or disposition by gift | -3,000 | 35.92 | 62,213 |
| 2005112323 Nov, 05 | 2005112121 Nov, 05 | Direct Ownership : | Common Shares | 51 - Exercise of options | 50,000 | 11.46 | 65,213 |
| 2005112323 Nov, 05 | 2005112121 Nov, 05 | Direct Ownership : | Options Granted June 19, 2000 @ $11.460 CDN (Common Shares) | 51 - Exercise of options | -50,000 | 11.46 | 0 |
| 2004032323 Mar, 04 | 2003123131 Dec, 03 | Direct Ownership : | Rights Director Share Units (Common Shares) | 30 - Acquisition or disposition under a purchase/ownership plan | 241 | 28.09 | 8,052 |
| 2004032323 Mar, 04 | 2003103131 Oct, 03 | Direct Ownership : | Rights Director Share Units (Common Shares) | 30 - Acquisition or disposition under a purchase/ownership plan | 80 | 26.15 | 7,811 |
| 2003100707 Oct, 03 | 2003033131 Mar, 03 | Direct Ownership : | Rights Director Share Units (Common Shares) | 30 - Acquisition or disposition under a purchase/ownership plan | 308 | 21.94 | 4,089 |
| 2003100707 Oct, 03 | 2003093030 Sep, 03 | Direct Ownership : | Rights Director Share Units (Common Shares) | 56 - Grant of rights | 3,000 | 25.13 | 7,731 |
| 2003100707 Oct, 03 | 2003093030 Sep, 03 | Direct Ownership : | Rights Director Share Units (Common Shares) | 30 - Acquisition or disposition under a purchase/ownership plan | 269 | 25.13 | 4,731 |
| 2003100707 Oct, 03 | 2003073131 Jul, 03 | Direct Ownership : | Rights Director Share Units (Common Shares) | 30 - Acquisition or disposition under a purchase/ownership plan | 47 | 25.28 | 4,462 |
| 2003100707 Oct, 03 | 2003063030 Jun, 03 | Direct Ownership : | Rights Director Share Units (Common Shares) | 30 - Acquisition or disposition under a purchase/ownership plan | 278 | 24.3 | 4,415 |
| 2003100707 Oct, 03 | 2003060606 Jun, 03 | Direct Ownership : | Rights Director Share Units (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 3,740 |
| 2003100707 Oct, 03 | 2003043030 Apr, 03 | Direct Ownership : | Rights Director Share Units (Common Shares) | 30 - Acquisition or disposition under a purchase/ownership plan | 48 | 22.64 | 4,137 |
| 2003100707 Oct, 03 | 2003043030 Apr, 03 | Direct Ownership : | Common Shares | 35 - Stock dividend | 179 | 22.58 | 15,213 |
| 2003100707 Oct, 03 | 2003013131 Jan, 03 | Direct Ownership : | Rights Director Share Units (Common Shares) | 30 - Acquisition or disposition under a purchase/ownership plan | 41 | 22.74 | 3,781 |
| 2003100707 Oct, 03 | 2003060606 Jun, 03 | Direct Ownership : | Options Granted Sept. 20, 1999 @ $21.000 CDN (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 100,000 |
| 2003100707 Oct, 03 | 2003060606 Jun, 03 | Direct Ownership : | Options Granted June 19, 2000 @ $11.460 CDN (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 50,000 |
| 2003100707 Oct, 03 | 2003060606 Jun, 03 | Direct Ownership : | Options Granted Feb. 27, 2001 @ $18.010 CDN (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 50,000 |
| 2003100707 Oct, 03 | 2003060606 Jun, 03 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 15,034 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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TransCanada PipeLines Limited
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2005122929 Dec, 05 | 2005020808 Feb, 05 | Direct Ownership : | Medium Term notes 5.40% Cdn. MTN due Feb. 8, 2005 | 38 - Redemption, retraction, cancellation, repurchase | 0 | 0 | 0 |
| 2003100707 Oct, 03 | 2003060606 Jun, 03 | Direct Ownership : | Medium Term notes 5.40% Cdn. MTN due Feb. 8, 2005 | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2003100707 Oct, 03 | 2003060606 Jun, 03 | Direct Ownership : | Preferred Shares Cumulative Redeemable First Preferred Shares Series U ("X") | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 100 |
| 2003100707 Oct, 03 | 2003060606 Jun, 03 | Direct Ownership : | Preferred Shares Cumulative Redeemable First Preferred Shares Series Y | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name:
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UTS Energy Corporation
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2009111616 Nov, 09 | 2009110606 Nov, 09 | Direct Ownership : | Rights Deferred Share Unit (Common Shares) | 57 - Exercise of rights | -33,391 | 0 | 0 |
| 2008060303 Jun, 08 | 2008053030 May, 08 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 57 - Exercise of rights | -8,695 | 4.6 | 0 |
| 2008060303 Jun, 08 | 2008053030 May, 08 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 57 - Exercise of rights | -8,333 | 1.12 | 183,603 |
| 2008060303 Jun, 08 | 2008053030 May, 08 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 57 - Exercise of rights | -66,667 | 0.3 | 116,936 |
| 2008060303 Jun, 08 | 2008053030 May, 08 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 57 - Exercise of rights | -60,000 | 1.25 | 56,936 |
| 2008060303 Jun, 08 | 2008053030 May, 08 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 57 - Exercise of rights | -25,000 | 0.8 | 31,936 |
| 2008060303 Jun, 08 | 2008053030 May, 08 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 57 - Exercise of rights | -21,053 | 0.95 | 10,883 |
| 2008060303 Jun, 08 | 2008053030 May, 08 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 57 - Exercise of rights | -2,188 | 4.57 | 8,695 |
| 2008060303 Jun, 08 | 2008053030 May, 08 | Direct Ownership : | Common Shares | 57 - Exercise of rights | 8,695 | 4.6 | 522,186 |
| 2008060303 Jun, 08 | 2008053030 May, 08 | Direct Ownership : | Common Shares | 57 - Exercise of rights | 2,188 | 4.57 | 513,491 |
| 2008060303 Jun, 08 | 2008053030 May, 08 | Direct Ownership : | Common Shares | 57 - Exercise of rights | 21,053 | 0.95 | 511,303 |
| 2008060303 Jun, 08 | 2008053030 May, 08 | Direct Ownership : | Common Shares | 57 - Exercise of rights | 60,000 | 1.25 | 465,250 |
| 2008060303 Jun, 08 | 2008053030 May, 08 | Direct Ownership : | Common Shares | 57 - Exercise of rights | 66,667 | 0.3 | 405,250 |
| 2008060303 Jun, 08 | 2008053030 May, 08 | Direct Ownership : | Common Shares | 57 - Exercise of rights | 8,333 | 1.12 | 338,583 |
| 2008060303 Jun, 08 | 2008053030 May, 08 | Direct Ownership : | Common Shares | 57 - Exercise of rights | 25,000 | 0.8 | 490,250 |
| 2008011010 Jan, 08 | 2008010909 Jan, 08 | Direct Ownership : | Rights Deferred Share Unit (Common Shares) | 56 - Grant of rights | 6,791 | 0 | 33,391 |
| 2007052424 May, 07 | 2007051717 May, 07 | Direct Ownership : | Rights Deferred Share Unit (Common Shares) | 56 - Grant of rights | 11,600 | 0 | 26,600 |
| 2006121414 Dec, 06 | 2006120505 Dec, 06 | Direct Ownership : | Rights Deferred Share Unit (Common Shares) | 56 - Grant of rights | 5,000 | 0 | 15,000 |
| 2006100303 Oct, 06 | 2006092828 Sep, 06 | Direct Ownership : | Rights Deferred Share Unit (Common Shares) | 56 - Grant of rights | 10,000 | 0 | 10,000 |
| 2006100303 Oct, 06 | 2002103131 Oct, 02 | Direct Ownership : | Rights Deferred Share Unit (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006041111 Apr, 06 | 2005101111 Oct, 05 | Direct Ownership : | Common Shares | 57 - Exercise of rights | 50,000 | 0.85 | 330,250 |
| 2006011313 Jan, 06 | 2006010606 Jan, 06 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 56 - Grant of rights | 8,695 | 4.6 | 191,936 |
| 2005122121 Dec, 05 | 2005121212 Dec, 05 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 56 - Grant of rights | 2,188 | 4.57 | 183,241 |
| 2005101414 Oct, 05 | 2005101111 Oct, 05 | Direct Ownership : | Common Shares | 51 - Exercise of options | 50,000 | 0.85 | 0 |
| 2005101414 Oct, 05 | 2005101111 Oct, 05 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 57 - Exercise of rights | -50,000 | 0.85 | 181,053 |
| 2005011414 Jan, 05 | 2005010606 Jan, 05 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 56 - Grant of rights | 21,053 | 0.95 | 231,053 |
| 2004101515 Oct, 04 | 2004091313 Sep, 04 | Direct Ownership : | Common Shares | 57 - Exercise of rights | 14,179 | 0.01 | 280,250 |
| 2004101515 Oct, 04 | 2004091313 Sep, 04 | Direct Ownership : | Rights Equity Appreciation (Common Shares) | 36 - Conversion or exchange | 14,179 | 0 | 14,179 |
| 2004101515 Oct, 04 | 2004091313 Sep, 04 | Direct Ownership : | Rights Equity Appreciation (Common Shares) | 57 - Exercise of rights | -14,179 | 0.01 | 0 |
| 2004092222 Sep, 04 | 2004091313 Sep, 04 | Direct Ownership : | Common Shares | 57 - Exercise of rights | 13,078 | 0.01 | 0 |
| 2004092222 Sep, 04 | 2004091313 Sep, 04 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 36 - Conversion or exchange | -50,000 | 0.48 | 210,000 |
| 2004092222 Sep, 04 | 2004091313 Sep, 04 | Direct Ownership : | Rights Equity Appreciation (Common Shares) | 36 - Conversion or exchange | 13,078 | 0 | 0 |
| 2004092222 Sep, 04 | 2004091313 Sep, 04 | Direct Ownership : | Rights Equity Appreciation (Common Shares) | 57 - Exercise of rights | -13,078 | 0.01 | 0 |
| 2004081919 Aug, 04 | 2004071515 Jul, 04 | Direct Ownership : | Common Shares | 36 - Conversion or exchange | 100,000 | 0 | 234,500 |
| 2004080505 Aug, 04 | 2004072626 Jul, 04 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 36 - Conversion or exchange | -100,000 | 0 | 260,000 |
| 2004080505 Aug, 04 | 2004072626 Jul, 04 | Direct Ownership : | Rights Equity Appreciation (Common Shares) | 57 - Exercise of rights | -31,571 | 0.01 | 0 |
| 2004080505 Aug, 04 | 2004072626 Jul, 04 | Direct Ownership : | Rights Equity Appreciation (Common Shares) | 36 - Conversion or exchange | 31,571 | 0.01 | 31,571 |
| 2004080505 Aug, 04 | 2002103131 Oct, 02 | Direct Ownership : | Rights Equity Appreciation (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2004080505 Aug, 04 | 2004072626 Jul, 04 | Direct Ownership : | Common Shares | 57 - Exercise of rights | 31,571 | 0.01 | 266,071 |
| 2004072020 Jul, 04 | 2004071515 Jul, 04 | Direct Ownership : | Special Warrants (Special Warrants) | 36 - Conversion or exchange | -100,000 | 0.7 | 0 |
| 2004072020 Jul, 04 | 2004061515 Jun, 04 | Direct Ownership : | Common Shares | 36 - Conversion or exchange | 100,000 | 0 | 0 |
| 2004051212 May, 04 | 2004050404 May, 04 | Direct Ownership : | Special Warrants (Special Warrants) | 11 - Acquisition or disposition carried out privately | 100,000 | 0.7 | 100,000 |
| 2004051212 May, 04 | 2002103131 Oct, 02 | Direct Ownership : | Special Warrants (Special Warrants) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2004043030 Apr, 04 | 2004042121 Apr, 04 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 56 - Grant of rights | 25,000 | 0.8 | 360,000 |
| 2003100101 Oct, 03 | 2002103131 Oct, 02 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 134,500 |
| 2003082020 Aug, 03 | 2003062626 Jun, 03 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 56 - Grant of rights | 66,667 | 0.3 | 75,000 |
| 2003081818 Aug, 03 | 2003062626 Jun, 03 | Direct Ownership : | Options (Common Shares) | 36 - Conversion or exchange | -35,000 | 1.25 | 0 |
| 2003081818 Aug, 03 | 2002103131 Oct, 02 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 260,000 |
| 2003081818 Aug, 03 | 2003062626 Jun, 03 | Direct Ownership : | Options (Common Shares) | 36 - Conversion or exchange | -100,000 | 0.48 | 160,000 |
| 2003081818 Aug, 03 | 2003062626 Jun, 03 | Direct Ownership : | Options (Common Shares) | 36 - Conversion or exchange | -50,000 | 0.48 | 110,000 |
| 2003081818 Aug, 03 | 2003062626 Jun, 03 | Direct Ownership : | Options (Common Shares) | 36 - Conversion or exchange | -50,000 | 0.85 | 60,000 |
| 2003081818 Aug, 03 | 2003062626 Jun, 03 | Direct Ownership : | Options (Common Shares) | 36 - Conversion or exchange | -25,000 | 1.25 | 35,000 |
| 2003081818 Aug, 03 | 2003062626 Jun, 03 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 36 - Conversion or exchange | 50,000 | 0.85 | 275,000 |
| 2003081818 Aug, 03 | 2002103131 Oct, 02 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 8,333 |
| 2003081818 Aug, 03 | 2003062626 Jun, 03 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 36 - Conversion or exchange | 66,667 | 0.3 | 0 |
| 2003081818 Aug, 03 | 2003062626 Jun, 03 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 36 - Conversion or exchange | 10,000 | 0.48 | 0 |
| 2003081818 Aug, 03 | 2003062626 Jun, 03 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 36 - Conversion or exchange | 100,000 | 0.48 | 175,000 |
| 2003081818 Aug, 03 | 2003062626 Jun, 03 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 36 - Conversion or exchange | 50,000 | 0.48 | 225,000 |
| 2003081818 Aug, 03 | 2003062626 Jun, 03 | Direct Ownership : | Rights Stock Appreciation (Common Shares) | 36 - Conversion or exchange | 60,000 | 1.25 | 335,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
