Insider: Sylvia Stinson
Issuer Name: Middlefield Income Plus II Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014030606 Mar, 14 | 2014030404 Mar, 14 | Direct Ownership : | Non-Voting Shares equity shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -12,500 | 11.78 | 0 |
| 2012032121 Mar, 12 | 2012032020 Mar, 12 | Direct Ownership : | Non-Voting Shares equity shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2012032121 Mar, 12 | 2012032020 Mar, 12 | Direct Ownership : | Non-Voting Shares equity shares | 15 - Acquisition or disposition under a prospectus | 12,500 | 12 | 12,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Middlefield Bancorp Limited
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2012022828 Feb, 12 | 2012022323 Feb, 12 | Direct Ownership : | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -50,000 | 1.07 | 0 |
| 2012022828 Feb, 12 | 2012022323 Feb, 12 | Indirect Ownership : RRSP | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -4,500 | 1.07 | 0 |
| 2011070606 Jul, 11 | 1999031212 Mar, 99 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011070606 Jul, 11 | 2011070505 Jul, 11 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 50,000 | 1.2 | 50,000 |
| 2010111818 Nov, 10 | 1999031212 Mar, 99 | Indirect Ownership : RRSP | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 4,500 |
| 2010111818 Nov, 10 | 1999031212 Mar, 99 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 50,000 |
| 2010111818 Nov, 10 | 2010111313 Nov, 10 | Direct Ownership : | Options (Common Shares) | 52 - Expiration of options | -50,000 | 0 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: YIELDPLUS Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2009100202 Oct, 09 | 2009092525 Sep, 09 | Indirect Ownership : RRSP | Rights (Trust Units) | 57 - Exercise of rights | -1,857 | 5.5 | 0 |
| 2009100202 Oct, 09 | 2009092525 Sep, 09 | Indirect Ownership : RRSP | Trust Units | 57 - Exercise of rights | 619 | 5.5 | 2,304 |
| 2009090202 Sep, 09 | 2009082828 Aug, 09 | Indirect Ownership : RRSP | Rights (Trust Units) | 56 - Grant of rights | 1,857 | 0 | 1,857 |
| 2009090202 Sep, 09 | 2007092727 Sep, 07 | Indirect Ownership : RRSP | Warrants (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2009090202 Sep, 09 | 2009082828 Aug, 09 | Indirect Ownership : RRSP | Warrants (Trust Units) | 53 - Grant of warrants | 1,857 | 0 | 1,857 |
| 2009012828 Jan, 09 | 2008123131 Dec, 08 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 188 | 0 | 1,685 |
| 2008040202 Apr, 08 | 2008032525 Mar, 08 | Indirect Ownership : RRSP | Rights (Trust Units) | 57 - Exercise of rights | -1,138 | 0 | 0 |
| 2008040202 Apr, 08 | 2008032525 Mar, 08 | Indirect Ownership : RRSP | Trust Units | 57 - Exercise of rights | 379 | 9.25 | 1,497 |
| 2008030505 Mar, 08 | 2007092727 Sep, 07 | Indirect Ownership : RRSP | Rights (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2008030505 Mar, 08 | 2008022525 Feb, 08 | Indirect Ownership : RRSP | Rights (Trust Units) | 56 - Grant of rights | 1,138 | 0 | 1,138 |
| 2008012828 Jan, 08 | 2007123131 Dec, 07 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 28 | 0 | 1,118 |
| 2007100505 Oct, 07 | 2007092727 Sep, 07 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007100505 Oct, 07 | 2007092727 Sep, 07 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 1,090 | 0 | 1,090 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Uranium Focused Energy Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2009102929 Oct, 09 | 2009102323 Oct, 09 | Indirect Ownership : RRSP | Rights (Trust Units) | 57 - Exercise of rights | -1,070 | 3 | 0 |
| 2009102929 Oct, 09 | 2009102323 Oct, 09 | Indirect Ownership : RRSP | Trust Units | 57 - Exercise of rights | 535 | 3 | 1,105 |
| 2009100707 Oct, 09 | 2007031313 Mar, 07 | Indirect Ownership : RRSP | Rights (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2009100707 Oct, 09 | 2009092929 Sep, 09 | Indirect Ownership : RRSP | Rights (Trust Units) | 56 - Grant of rights | 1,070 | 3 | 1,070 |
| 2009100707 Oct, 09 | 2009093030 Sep, 09 | Indirect Ownership : RRSP | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -500 | 3.87 | 570 |
| 2009040808 Apr, 09 | 2009040606 Apr, 09 | Direct Ownership : | Trust Units | 90 - Change in the nature of ownership | -1,070 | 0 | 0 |
| 2009040808 Apr, 09 | 2007031313 Mar, 07 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2009040808 Apr, 09 | 2009040606 Apr, 09 | Indirect Ownership : RRSP | Trust Units | 90 - Change in the nature of ownership | 1,070 | 0 | 1,070 |
| 2009012828 Jan, 09 | 2008123131 Dec, 08 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 40 | 0 | 1,070 |
| 2008012828 Jan, 08 | 2007123131 Dec, 07 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 30 | 0 | 1,030 |
| 2007090606 Sep, 07 | 2007082929 Aug, 07 | Indirect Ownership : RRSP | Rights (Rights) | 58 - Expiration of rights | -1,013 | 0 | 0 |
| 2007081010 Aug, 07 | 2007031313 Mar, 07 | Indirect Ownership : RRSP | Rights (Rights) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007081010 Aug, 07 | 2007080101 Aug, 07 | Indirect Ownership : RRSP | Rights (Rights) | 56 - Grant of rights | 1,013 | 0 | 1,013 |
| 2007032222 Mar, 07 | 2007031313 Mar, 07 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007032222 Mar, 07 | 2007032020 Mar, 07 | Direct Ownership : | Trust Units | 15 - Acquisition or disposition under a prospectus | 1,000 | 10 | 1,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MINT Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2009100505 Oct, 09 | 2009092525 Sep, 09 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 1,076 | 0 | 3,885 |
| 2009012828 Jan, 09 | 2008123131 Dec, 08 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 310 | 0 | 2,809 |
| 2008122929 Dec, 08 | 2008121919 Dec, 08 | Indirect Ownership : RRSP | Rights (Trust Units) | 57 - Exercise of rights | -2,825 | 6.5 | 0 |
| 2008122929 Dec, 08 | 2008121919 Dec, 08 | Indirect Ownership : RRSP | Trust Units | 57 - Exercise of rights | 941 | 6.5 | 2,499 |
| 2008120404 Dec, 08 | 2008113030 Nov, 08 | Indirect Ownership : RRSP | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -1,000 | 7.47 | 1,558 |
| 2008112727 Nov, 08 | 2008112424 Nov, 08 | Indirect Ownership : RRSP | Rights (Trust Units) | 56 - Grant of rights | 2,825 | 0 | 2,825 |
| 2008011616 Jan, 08 | 2008011010 Jan, 08 | Indirect Ownership : RRSP | Rights (Trust Units) | 57 - Exercise of rights | -1,905 | 0 | 0 |
| 2008011616 Jan, 08 | 2008011010 Jan, 08 | Indirect Ownership : RRSP | Trust Units | 57 - Exercise of rights | 635 | 9.75 | 2,558 |
| 2008011616 Jan, 08 | 2008011010 Jan, 08 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 128 | 0 | 1,923 |
| 2008011111 Jan, 08 | 2007121313 Dec, 07 | Indirect Ownership : RRSP | Rights (Trust Units) | 56 - Grant of rights | 1,905 | 0 | 1,905 |
| 2007053131 May, 07 | 2007052424 May, 07 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 1,270 | 0 | 1,795 |
| 2007020202 Feb, 07 | 2006123131 Dec, 06 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 25 | 0 | 525 |
| 2006071717 Jul, 06 | 2006070707 Jul, 06 | Indirect Ownership : RRSP | Rights (Rights) | 57 - Exercise of rights | -375 | 11.75 | 0 |
| 2006071717 Jul, 06 | 2006070707 Jul, 06 | Indirect Ownership : RRSP | Trust Units | 57 - Exercise of rights | 125 | 11.75 | 500 |
| 2006062828 Jun, 06 | 2006061414 Jun, 06 | Indirect Ownership : RRSP | Rights (Rights) | 56 - Grant of rights | 375 | 0 | 375 |
| 2006062828 Jun, 06 | 2006050101 May, 06 | Indirect Ownership : RRSP | Rights (Rights) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006050909 May, 06 | 2006050101 May, 06 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 75 | 13.5 | 375 |
| 2006050909 May, 06 | 2006050101 May, 06 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 13.35 | 300 |
| 2006050909 May, 06 | 2006050101 May, 06 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 13.35 | 200 |
| 2006050909 May, 06 | 2006050101 May, 06 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: STRATA Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2009120303 Dec, 09 | 2009113030 Nov, 09 | Indirect Ownership : RRSP | Preferred Securities | 38 - Redemption, retraction, cancellation, repurchase | 0 | 10 | 0 |
| 2009012828 Jan, 09 | 2008121212 Dec, 08 | Indirect Ownership : RRSP | Preferred Securities | 38 - Redemption, retraction, cancellation, repurchase | 0 | 0 | 0 |
| 2009012828 Jan, 09 | 2008123131 Dec, 08 | Indirect Ownership : RRSP | Preferred Securities | 30 - Acquisition or disposition under a purchase/ownership plan | 0 | 0 | 0 |
| 2008012828 Jan, 08 | 2007123131 Dec, 07 | Indirect Ownership : RRSP | Preferred Securities | 30 - Acquisition or disposition under a purchase/ownership plan | 0 | 0 | 0 |
| 2007020202 Feb, 07 | 2006122121 Dec, 06 | Indirect Ownership : RRSP | Preferred Securities | 38 - Redemption, retraction, cancellation, repurchase | 0 | 10.6 | 0 |
| 2007020202 Feb, 07 | 2006123131 Dec, 06 | Indirect Ownership : RRSP | Preferred Securities | 30 - Acquisition or disposition under a purchase/ownership plan | 0 | 0 | 0 |
| 2007010202 Jan, 07 | 2006122121 Dec, 06 | Indirect Ownership : RRSP | Preferred Securities | 38 - Redemption, retraction, cancellation, repurchase | 0 | 10.6 | 0 |
| 2006050303 May, 06 | 2006042424 Apr, 06 | Indirect Ownership : RRSP | Preferred Securities | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MATRIX Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007053131 May, 07 | 2007052424 May, 07 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 80 | 0 | 1,846 |
| 2007053131 May, 07 | 2007052424 May, 07 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -1,846 | 0 | 0 |
| 2007020202 Feb, 07 | 2006123131 Dec, 06 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 161 | 0 | 1,766 |
| 2006022424 Feb, 06 | 2005123131 Dec, 05 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 105 | 0 | 1,605 |
| 2005021717 Feb, 05 | 2005020909 Feb, 05 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2005021717 Feb, 05 | 2005020909 Feb, 05 | Indirect Ownership : RRSP | Trust Units | 15 - Acquisition or disposition under a prospectus | 1,500 | 10 | 1,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: PATHFINDER Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007100505 Oct, 07 | 2007092727 Sep, 07 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 53 | 0 | 912 |
| 2007100505 Oct, 07 | 2007092727 Sep, 07 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -912 | 0 | 0 |
| 2007020202 Feb, 07 | 2006123131 Dec, 06 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 62 | 0 | 859 |
| 2006022424 Feb, 06 | 2005123131 Dec, 05 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 54 | 0 | 797 |
| 2005012020 Jan, 05 | 2004123131 Dec, 04 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 43 | 0 | 743 |
| 2004031010 Mar, 04 | 2004030404 Mar, 04 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2004031010 Mar, 04 | 2004030404 Mar, 04 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 700 | 11.93 | 700 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: STaRS Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2009100505 Oct, 09 | 2009092525 Sep, 09 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 43 | 0 | 798 |
| 2009100505 Oct, 09 | 2009092525 Sep, 09 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -798 | 0 | 0 |
| 2009012828 Jan, 09 | 2008123131 Dec, 08 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 58 | 0 | 755 |
| 2008012828 Jan, 08 | 2007123131 Dec, 07 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 48 | 0 | 697 |
| 2007020202 Feb, 07 | 2006123131 Dec, 06 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 39 | 0 | 649 |
| 2006022424 Feb, 06 | 2005123131 Dec, 05 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 36 | 0 | 610 |
| 2005012020 Jan, 05 | 2004123131 Dec, 04 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 41 | 0 | 574 |
| 2004012828 Jan, 04 | 2003123131 Dec, 03 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 500 |
| 2004012828 Jan, 04 | 2003123131 Dec, 03 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 33 | 0 | 533 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
