Insider: Richard Faiella

Issuer Name: Middlefield Income Plus II Corp.
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2014030606 Mar, 14 2014030404 Mar, 14 Direct Ownership : Non-Voting Shares equity shares 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition -1,700 11.78 0
2014030606 Mar, 14 2014030404 Mar, 14 Indirect Ownership : RRSP Non-Voting Shares equity shares 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition -6,800 11.78 0
2012032121 Mar, 12 2012032020 Mar, 12 Direct Ownership : Non-Voting Shares equity shares 00 - Opening Balance-Initial SEDI Report 0 0 0
2012032121 Mar, 12 2012032020 Mar, 12 Direct Ownership : Non-Voting Shares equity shares 15 - Acquisition or disposition under a prospectus 1,700 12 1,700
2012032121 Mar, 12 2012032020 Mar, 12 Indirect Ownership : RRSP Non-Voting Shares equity shares 00 - Opening Balance-Initial SEDI Report 0 0 0
2012032121 Mar, 12 2012032020 Mar, 12 Indirect Ownership : RRSP Non-Voting Shares equity shares 15 - Acquisition or disposition under a prospectus 6,800 12 6,800
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: YIELDPLUS Income Fund
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2009100202 Oct, 09 2009092525 Sep, 09 Indirect Ownership : RRSP Rights (Trust Units) 57 - Exercise of rights -861 5.5 0
2009100202 Oct, 09 2009092525 Sep, 09 Indirect Ownership : RRSP Trust Units 57 - Exercise of rights 287 5.5 1,148
2009090202 Sep, 09 2009082828 Aug, 09 Indirect Ownership : RRSP Rights (Trust Units) 56 - Grant of rights 861 0 861
2009090202 Sep, 09 2007092727 Sep, 07 Indirect Ownership : RRSP Warrants (Trust Units) 00 - Opening Balance-Initial SEDI Report 0 0 0
2009090202 Sep, 09 2009082828 Aug, 09 Indirect Ownership : RRSP Warrants (Trust Units) 53 - Grant of warrants 861 0 861
2008040202 Apr, 08 2008032525 Mar, 08 Indirect Ownership : RRSP Rights (Trust Units) 57 - Exercise of rights -646 0 0
2008040202 Apr, 08 2008032525 Mar, 08 Indirect Ownership : RRSP Trust Units 57 - Exercise of rights 215 9.25 861
2008030505 Mar, 08 2007092727 Sep, 07 Indirect Ownership : RRSP Rights (Trust Units) 00 - Opening Balance-Initial SEDI Report 0 0 0
2008030505 Mar, 08 2008022525 Feb, 08 Indirect Ownership : RRSP Rights (Trust Units) 56 - Grant of rights 646 0 646
2007100505 Oct, 07 2007092727 Sep, 07 Indirect Ownership : RRSP Trust Units 00 - Opening Balance-Initial SEDI Report 0 0 0
2007100505 Oct, 07 2007092727 Sep, 07 Indirect Ownership : RRSP Trust Units 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 646 0 646
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: MINT Income Fund
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2008101616 Oct, 08 2008101414 Oct, 08 Indirect Ownership : RRSP Trust Units 10 - Acquisition or disposition in the public market -917 8.37 0
2008011414 Jan, 08 2008011010 Jan, 08 Indirect Ownership : RRSP Rights (Trust Units) 57 - Exercise of rights -687 0 1
2008011414 Jan, 08 2008011010 Jan, 08 Indirect Ownership : RRSP Rights (Trust Units) 58 - Expiration of rights -1 0 0
2008011414 Jan, 08 2008011010 Jan, 08 Indirect Ownership : RRSP Trust Units 57 - Exercise of rights 229 9.75 917
2007121919 Dec, 07 2007052424 May, 07 Indirect Ownership : RRSP Rights (Trust Units) 00 - Opening Balance-Initial SEDI Report 0 0 0
2007121919 Dec, 07 2007121313 Dec, 07 Indirect Ownership : RRSP Rights (Trust Units) 56 - Grant of rights 688 0 688
2007053131 May, 07 2007052424 May, 07 Indirect Ownership : RRSP Trust Units 00 - Opening Balance-Initial SEDI Report 0 0 0
2007053131 May, 07 2007052424 May, 07 Indirect Ownership : RRSP Trust Units 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 688 0 688
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: Uranium Focused Energy Fund
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2009103030 Oct, 09 2009102323 Oct, 09 Indirect Ownership : RRSP Rights (Trust Units) 57 - Exercise of rights -802 3 0
2009103030 Oct, 09 2009102323 Oct, 09 Indirect Ownership : RRSP Trust Units 57 - Exercise of rights 401 3 1,203
2009100707 Oct, 09 2007031313 Mar, 07 Indirect Ownership : RRSP Rights (Trust Units) 00 - Opening Balance-Initial SEDI Report 0 0 0
2009100707 Oct, 09 2009092929 Sep, 09 Indirect Ownership : RRSP Rights (Trust Units) 56 - Grant of rights 802 3 802
2009012828 Jan, 09 2008123131 Dec, 08 Indirect Ownership : RRSP Trust Units 30 - Acquisition or disposition under a purchase/ownership plan 31 0 802
2008031414 Mar, 08 2007123131 Dec, 07 Indirect Ownership : RRSP Trust Units 30 - Acquisition or disposition under a purchase/ownership plan 21 0 771
2007090606 Sep, 07 2007082929 Aug, 07 Indirect Ownership : RRSP Rights (Rights) 58 - Expiration of rights -759 0 0
2007081010 Aug, 07 2007031313 Mar, 07 Indirect Ownership : RRSP Rights (Rights) 00 - Opening Balance-Initial SEDI Report 0 0 0
2007081010 Aug, 07 2007080101 Aug, 07 Indirect Ownership : RRSP Rights (Rights) 56 - Grant of rights 759 0 759
2007041010 Apr, 07 2007040404 Apr, 07 Indirect Ownership : RRSP Trust Units 10 - Acquisition or disposition in the public market 250 10 750
2007032222 Mar, 07 2007031313 Mar, 07 Indirect Ownership : RRSP Trust Units 00 - Opening Balance-Initial SEDI Report 0 0 0
2007032222 Mar, 07 2007031313 Mar, 07 Indirect Ownership : RRSP Trust Units 15 - Acquisition or disposition under a prospectus 500 10 500
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: OilSands Canada Corporation
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2007080909 Aug, 07 2007072727 Jul, 07 Indirect Ownership : RRSP Units 00 - Opening Balance-Initial SEDI Report 0 0 0
2007080909 Aug, 07 2007080202 Aug, 07 Indirect Ownership : RRSP Units 00 - Opening Balance-Initial SEDI Report 0 0 0
2007080909 Aug, 07 2007080202 Aug, 07 Indirect Ownership : RRSP Units 15 - Acquisition or disposition under a prospectus 1,500 10 1,500
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: STRATA Income Fund
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2009120303 Dec, 09 2009113030 Nov, 09 Indirect Ownership : RRSP Preferred Securities 38 - Redemption, retraction, cancellation, repurchase 0 10 0
2008121616 Dec, 08 2008121212 Dec, 08 Indirect Ownership : RRSP Preferred Securities 38 - Redemption, retraction, cancellation, repurchase 0 10.2 0
2007050808 May, 07 2007043030 Apr, 07 Indirect Ownership : RRSP Preferred Securities 00 - Opening Balance-Initial SEDI Report 0 0 0
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: ACTIVEnergy Income Fund
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2009012828 Jan, 09 2008123131 Dec, 08 Indirect Ownership : RRSP Trust Units 30 - Acquisition or disposition under a purchase/ownership plan 777 0 3,818
2008111010 Nov, 08 2008110707 Nov, 08 Indirect Ownership : RRSP Trust Units 10 - Acquisition or disposition in the public market -1,700 7.35 3,041
2008111010 Nov, 08 2008110707 Nov, 08 Indirect Ownership : RRSP Trust Units 10 - Acquisition or disposition in the public market -300 7.52 4,741
2008111010 Nov, 08 2008110707 Nov, 08 Indirect Ownership : RRSP Trust Units 10 - Acquisition or disposition in the public market -1,900 7.47 5,041
2008111010 Nov, 08 2008110707 Nov, 08 Indirect Ownership : RRSP Trust Units 10 - Acquisition or disposition in the public market -100 7.48 6,941
2008110505 Nov, 08 2008102727 Oct, 08 Indirect Ownership : RRSP Rights (Units) 58 - Expiration of rights -5,669 7.5 0
2008110505 Nov, 08 2008102727 Oct, 08 Indirect Ownership : RRSP Trust Units 57 - Exercise of rights 1,889 7.5 7,041
2008100808 Oct, 08 2008093030 Sep, 08 Indirect Ownership : RRSP Rights (Units) 56 - Grant of rights 5,669 0 5,669
2008031414 Mar, 08 2007123131 Dec, 07 Indirect Ownership : RRSP Trust Units 30 - Acquisition or disposition under a purchase/ownership plan 542 0 5,152
2007103131 Oct, 07 2007102626 Oct, 07 Indirect Ownership : RRSP Trust Units 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition 509 0 4,610
2007031919 Mar, 07 2007031515 Mar, 07 Indirect Ownership : RRSP Trust Units 30 - Acquisition or disposition under a purchase/ownership plan 153 0 4,101
2007011919 Jan, 07 2007011212 Jan, 07 Indirect Ownership : RRSP Trust Units 57 - Exercise of rights 1,008 9.3 3,948
2007011919 Jan, 07 2007011212 Jan, 07 Indirect Ownership : RRSP Rights (Rights) 57 - Exercise of rights -3,024 0 0
2006122828 Dec, 06 2006010606 Jan, 06 Indirect Ownership : RRSP Rights (Rights) 00 - Opening Balance-Initial SEDI Report 0 0 0
2006122828 Dec, 06 2006121818 Dec, 06 Indirect Ownership : RRSP Rights (Rights) 56 - Grant of rights 3,024 0 3,024
2006053131 May, 06 2006042727 Apr, 06 Indirect Ownership : RRSP Trust Units 37 - Stock split or consolidation 1,440 0 2,940
2006011111 Jan, 06 2006010606 Jan, 06 Indirect Ownership : RRSP Trust Units 10 - Acquisition or disposition in the public market 1,500 12.9 1,500
2006011111 Jan, 06 2006010606 Jan, 06 Indirect Ownership : RRSP Trust Units 00 - Opening Balance-Initial SEDI Report 0 0 0
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: Alberta Focused Income & Growth Fund
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2007103131 Oct, 07 2007102626 Oct, 07 Indirect Ownership : RRSP Trust Units 30 - Acquisition or disposition under a purchase/ownership plan 32 0 650
2007103131 Oct, 07 2007102626 Oct, 07 Indirect Ownership : RRSP Trust Units 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition -650 0 0
2007031919 Mar, 07 2007031515 Mar, 07 Indirect Ownership : RRSP Trust Units 30 - Acquisition or disposition under a purchase/ownership plan 18 0 618
2006052323 May, 06 2006051919 May, 06 Indirect Ownership : RRSP Trust Units 10 - Acquisition or disposition in the public market -900 9.7 600
2006041919 Apr, 06 2006041717 Apr, 06 Indirect Ownership : RRSP Trust Units 00 - Opening Balance-Initial SEDI Report 0 0 0
2006041919 Apr, 06 2006041717 Apr, 06 Indirect Ownership : RRSP Trust Units 15 - Acquisition or disposition under a prospectus 1,500 10 1,500
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: MG Dividend & Income Fund
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2007100505 Oct, 07 2007092727 Sep, 07 Indirect Ownership : RRSP Trust Units 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition -1,000 0 0
2006022222 Feb, 06 2006021515 Feb, 06 Indirect Ownership : RRSP Trust Units 00 - Opening Balance-Initial SEDI Report 0 0 0
2006022222 Feb, 06 2006021515 Feb, 06 Indirect Ownership : RRSP Trust Units 15 - Acquisition or disposition under a prospectus 1,000 10 1,000
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: VECTOR Energy Fund
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2006053131 May, 06 2006042727 Apr, 06 Indirect Ownership : RRSP Trust Units 37 - Stock split or consolidation -1,500 0 0
2005112525 Nov, 05 2005112424 Nov, 05 Indirect Ownership : RRSP Trust Units 00 - Opening Balance-Initial SEDI Report 0 0 0
2005112525 Nov, 05 2005112424 Nov, 05 Indirect Ownership : RRSP Trust Units 10 - Acquisition or disposition in the public market 1,500 10.85 1,500
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: Middlefield Bancorp Limited
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2012022828 Feb, 12 2012022323 Feb, 12 Direct Ownership : Common Shares 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition -8,500 1.07 0
2012022828 Feb, 12 2012022323 Feb, 12 Indirect Ownership : RRSP Common Shares 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition -1,500 1.07 0
2012022323 Feb, 12 2012022222 Feb, 12 Direct Ownership : Options (Common Shares) 52 - Expiration of options -10,000 0 0
2007031919 Mar, 07 2006021414 Feb, 06 Direct Ownership : Common Shares 90 - Change in the nature of ownership -1,500 0 8,500
2007031919 Mar, 07 2004021212 Feb, 04 Indirect Ownership : RRSP Common Shares 00 - Opening Balance-Initial SEDI Report 0 0 0
2007031919 Mar, 07 2006021414 Feb, 06 Indirect Ownership : RRSP Common Shares 90 - Change in the nature of ownership 1,500 0 1,500
2005060303 Jun, 05 2004021212 Feb, 04 Direct Ownership : Common Shares 00 - Opening Balance-Initial SEDI Report 0 0 0
2005060303 Jun, 05 2005053131 May, 05 Direct Ownership : Common Shares 10 - Acquisition or disposition in the public market 10,000 1.9 10,000
2004031010 Mar, 04 2004021212 Feb, 04 Direct Ownership : Options (Common Shares) 00 - Opening Balance-Initial SEDI Report 0 0 0
2004031010 Mar, 04 2004021212 Feb, 04 Direct Ownership : Options (Common Shares) 50 - Grant of options 10,000 2.04 10,000
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
Issuer Name: MATRIX Income Fund
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance
2007053131 May, 07 2007052424 May, 07 Indirect Ownership : RRSP Trust Units 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition -1,000 0 0
2005021717 Feb, 05 2005020909 Feb, 05 Indirect Ownership : RRSP Trust Units 00 - Opening Balance-Initial SEDI Report 0 0 0
2005021717 Feb, 05 2005020909 Feb, 05 Indirect Ownership : RRSP Trust Units 15 - Acquisition or disposition under a prospectus 1,000 10 1,000
Filing Date Transaction Date Ownership Type Securities Nature of transaction Volume Unit cost Closing Balance