Insider: Nicholas John Hands
Issuer Name: Glencore E&P (Canada) Inc. (formerly Caracal Energy Inc.)
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014071111 Jul, 14 | 2014070808 Jul, 14 | Direct Ownership : | Common Shares | 38 - Redemption, retraction, cancellation, repurchase | -319,000 | 5.5 | 0 |
| 2014071111 Jul, 14 | 2014070808 Jul, 14 | Direct Ownership : | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -319,000 | 5.5 | 0 |
| 2014071111 Jul, 14 | 2014070808 Jul, 14 | Direct Ownership : | Options (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -125,000 | 3.84 | 0 |
| 2014071111 Jul, 14 | 2014070808 Jul, 14 | Direct Ownership : | Performance Share Units (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -150,545 | 0 | 0 |
| 2014071111 Jul, 14 | 2014070808 Jul, 14 | Direct Ownership : | Restricted Share Units (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -8,323 | 0 | 0 |
| 2014071111 Jul, 14 | 2014070808 Jul, 14 | Direct Ownership : | Warrants 2011 Performance (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -400,000 | 5.5 | 0 |
| 2014071111 Jul, 14 | 2014070808 Jul, 14 | Direct Ownership : | Warrants 2012 Performance (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -62,500 | 3.84 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Caracal Energy Inc. (formerly, Griffiths Energy International Inc.)
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014022222 Feb, 14 | 2014021818 Feb, 14 | Direct Ownership : | Performance Share Units (Common Shares) | 56 - Grant of rights | 67,862 | 0 | 150,545 |
| 2014022222 Feb, 14 | 2013071010 Jul, 13 | Direct Ownership : | Restricted Share Units (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014022222 Feb, 14 | 2014021818 Feb, 14 | Direct Ownership : | Restricted Share Units (Common Shares) | 56 - Grant of rights | 8,323 | 0 | 8,323 |
| 2013071010 Jul, 13 | 2013071010 Jul, 13 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 319,000 |
| 2013071010 Jul, 13 | 2013071010 Jul, 13 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 125,000 |
| 2013071010 Jul, 13 | 2013071010 Jul, 13 | Direct Ownership : | Performance Share Units (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 82,683 |
| 2013071010 Jul, 13 | 2013071010 Jul, 13 | Direct Ownership : | Warrants 2011 Performance (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 400,000 |
| 2013071010 Jul, 13 | 2013071010 Jul, 13 | Direct Ownership : | Warrants 2012 Performance (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 62,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
