Insider: LAWRENCE WEST
Issuer Name: Gran Tierra Energy Inc.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2021030303 Mar, 21 | 2021030101 Mar, 21 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 274,590 | 0.82 | 942,103 |
| 2021030303 Mar, 21 | 2021030101 Mar, 21 | Direct Ownership : | Rights Performance Stock Units (Rights Performance Stock Units) | 56 - Grant of rights | 650,485 | 0 | 1,518,502 |
| 2021030101 Mar, 21 | 2021030101 Mar, 21 | Direct Ownership : | Options (Common Shares) | 52 - Expiration of options | -81,600 | 2.66 | 667,513 |
| 2021030101 Mar, 21 | 2021022828 Feb, 21 | Direct Ownership : | Rights Performance Stock Units (Rights Performance Stock Units) | 59 - Exercise for cash | -151,420 | 0 | 868,017 |
| 2020051313 May, 20 | 2020051111 May, 20 | Direct Ownership : | Options (Common Shares) | 52 - Expiration of options | -200,000 | 0 | 749,113 |
| 2020032727 Mar, 20 | 2020032525 Mar, 20 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 57,970 | 0.22 | 350,000 |
| 2020030303 Mar, 20 | 2020022828 Feb, 20 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 389,535 | 0.77 | 949,113 |
| 2020030303 Mar, 20 | 2020022828 Feb, 20 | Direct Ownership : | Rights Performance Stock Units (Rights Performance Stock Units) | 56 - Grant of rights | 650,485 | 0 | 1,019,437 |
| 2020021818 Feb, 20 | 2020021414 Feb, 20 | Direct Ownership : | Rights Performance Stock Units (Rights Performance Stock Units) | 59 - Exercise for cash | -139,500 | 0 | 368,952 |
| 2019110808 Nov, 19 | 2019110808 Nov, 19 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 35,000 | 1.46 | 292,030 |
| 2019030808 Mar, 19 | 2019030707 Mar, 19 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 12,000 | 2.31 | 257,030 |
| 2019030505 Mar, 19 | 2019030101 Mar, 19 | Direct Ownership : | Rights Performance Stock Units (Rights Performance Stock Units) | 56 - Grant of rights | 217,532 | 0 | 508,452 |
| 2019030505 Mar, 19 | 2019030101 Mar, 19 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 116,319 | 2.32 | 559,578 |
| 2019022020 Feb, 19 | 2019021515 Feb, 19 | Direct Ownership : | Rights Performance Stock Units (Rights Performance Stock Units) | 59 - Exercise for cash | -134,000 | 0 | 290,920 |
| 2018051616 May, 18 | 2018051212 May, 18 | Direct Ownership : | Rights RSU's (Rights RSU's) | 59 - Exercise for cash | -6,667 | 0 | 0 |
| 2018030505 Mar, 18 | 2018030101 Mar, 18 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 82,759 | 2.47 | 443,259 |
| 2018030505 Mar, 18 | 2018030101 Mar, 18 | Direct Ownership : | Rights Performance Stock Units (Rights Performance Stock Units) | 56 - Grant of rights | 151,420 | 0 | 424,920 |
| 2017051515 May, 17 | 2017051212 May, 17 | Direct Ownership : | Rights RSU's (Rights RSU's) | 59 - Exercise for cash | -6,667 | 0 | 6,667 |
| 2017030606 Mar, 17 | 2017030202 Mar, 17 | Direct Ownership : | Rights Performance Stock Units (Rights Performance Stock Units) | 56 - Grant of rights | 139,500 | 0 | 273,500 |
| 2017030606 Mar, 17 | 2017030202 Mar, 17 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 78,900 | 2.57 | 360,500 |
| 2016111010 Nov, 16 | 2016111010 Nov, 16 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 16,200 | 3.05 | 245,030 |
| 2016111010 Nov, 16 | 2016110909 Nov, 16 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 8,800 | 3.04 | 228,830 |
| 2016082525 Aug, 16 | 2016082323 Aug, 16 | Direct Ownership : | Common Shares | 36 - Conversion or exchange | 20,000 | 0 | 220,030 |
| 2016082525 Aug, 16 | 2016082323 Aug, 16 | Direct Ownership : | Subscription Receipts (Common Shares) | 36 - Conversion or exchange | -20,000 | 0 | 0 |
| 2016071212 Jul, 16 | 2015051212 May, 15 | Direct Ownership : | Subscription Rights Subscription Receipts (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2016071212 Jul, 16 | 2016070808 Jul, 16 | Direct Ownership : | Subscription Receipts (Common Shares) | 11 - Acquisition or disposition carried out privately | 20,000 | 3 | 20,000 |
| 2016051616 May, 16 | 2016051212 May, 16 | Direct Ownership : | Rights RSU's (Rights RSU's) | 59 - Exercise for cash | -6,666 | 0 | 13,334 |
| 2016030808 Mar, 16 | 2016030202 Mar, 16 | Direct Ownership : | Rights Performance Stock Units (Rights Performance Stock Units) | 56 - Grant of rights | 134,000 | 0 | 134,000 |
| 2016030808 Mar, 16 | 2016030202 Mar, 16 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 81,600 | 2.66 | 281,600 |
| 2016030707 Mar, 16 | 2016030303 Mar, 16 | Direct Ownership : | Rights Performance Stock Units (Rights Performance Stock Units) | 56 - Grant of rights | 134,000 | 0 | 0 |
| 2016030707 Mar, 16 | 2015051212 May, 15 | Direct Ownership : | Rights Performance Stock Units (Rights Performance Stock Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2016030707 Mar, 16 | 2016030303 Mar, 16 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 81,600 | 2.66 | 0 |
| 2015112020 Nov, 15 | 2015111818 Nov, 15 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 13,000 | 3.035 | 200,030 |
| 2015081212 Aug, 15 | 2015081010 Aug, 15 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 17,000 | 2.99 | 187,030 |
| 2015081010 Aug, 15 | 2015051212 May, 15 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 170,030 |
| 2015051515 May, 15 | 2015051212 May, 15 | Direct Ownership : | Rights RSU's (Rights RSU's) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 20,000 |
| 2015051515 May, 15 | 2015051212 May, 15 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 200,000 |
| 2015051515 May, 15 | 2015051212 May, 15 | Indirect Ownership : West Face SPV (Cayman) L.P. | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Caracal Energy Inc. (formerly, Griffiths Energy International Inc.)
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014070909 Jul, 14 | 2014070808 Jul, 14 | Direct Ownership : | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -325,000 | 5.5 | 0 |
| 2014070909 Jul, 14 | 2014070808 Jul, 14 | Direct Ownership : | Options (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -125,000 | 3.84 | 0 |
| 2014070909 Jul, 14 | 2014070808 Jul, 14 | Direct Ownership : | Performance Share Units (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -150,545 | 0 | 0 |
| 2014070909 Jul, 14 | 2014070808 Jul, 14 | Direct Ownership : | Restricted Share Units (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -8,323 | 0 | 0 |
| 2014070909 Jul, 14 | 2014070808 Jul, 14 | Direct Ownership : | Warrants 2011 Performance (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -400,000 | 5.5 | 0 |
| 2014070909 Jul, 14 | 2014070808 Jul, 14 | Direct Ownership : | Warrants 2012 Performance (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -62,500 | 3.84 | 0 |
| 2014022222 Feb, 14 | 2014021818 Feb, 14 | Direct Ownership : | Performance Share Units (Common Shares) | 56 - Grant of rights | 67,862 | 0 | 150,545 |
| 2014022222 Feb, 14 | 2013071010 Jul, 13 | Direct Ownership : | Restricted Share Units (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014022222 Feb, 14 | 2014021818 Feb, 14 | Direct Ownership : | Restricted Share Units (Common Shares) | 56 - Grant of rights | 8,323 | 0 | 8,323 |
| 2013071010 Jul, 13 | 2013071010 Jul, 13 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 325,000 |
| 2013071010 Jul, 13 | 2013071010 Jul, 13 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 125,000 |
| 2013071010 Jul, 13 | 2013071010 Jul, 13 | Direct Ownership : | Performance Share Units (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 82,683 |
| 2013071010 Jul, 13 | 2013071010 Jul, 13 | Direct Ownership : | Warrants 2011 Performance (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 400,000 |
| 2013071010 Jul, 13 | 2013071010 Jul, 13 | Direct Ownership : | Warrants 2012 Performance (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 62,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Sprott Resource Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2010101414 Oct, 10 | 2010092323 Sep, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -20,000 | 4.43 | 17,100 |
| 2010101414 Oct, 10 | 2010092222 Sep, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -20,000 | 4.45 | 37,100 |
| 2010101414 Oct, 10 | 2010092020 Sep, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -20,000 | 4.42 | 57,100 |
| 2010101414 Oct, 10 | 2010091414 Sep, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -1,700 | 4.46 | 77,100 |
| 2010100808 Oct, 10 | 2010092424 Sep, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -8,700 | 4.45 | 0 |
| 2010100808 Oct, 10 | 2010092424 Sep, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -8,400 | 4.46 | 8,700 |
| 2010091616 Sep, 10 | 2010091010 Sep, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -20,000 | 4.5 | 138,800 |
| 2010091616 Sep, 10 | 2010091414 Sep, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -20,000 | 4.44 | 78,800 |
| 2010091616 Sep, 10 | 2010091313 Sep, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -20,000 | 4.43 | 98,800 |
| 2010091616 Sep, 10 | 2010091313 Sep, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -20,000 | 4.43 | 118,800 |
| 2010091616 Sep, 10 | 2010090909 Sep, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -20,000 | 4.4 | 158,800 |
| 2010091616 Sep, 10 | 2010090808 Sep, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 20,000 | 4.43 | 0 |
| 2010091616 Sep, 10 | 2010090303 Sep, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 20,000 | 4.4 | 0 |
| 2010012525 Jan, 10 | 2010012121 Jan, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -20,000 | 4.4 | 178,800 |
| 2010012525 Jan, 10 | 2010011919 Jan, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -19,300 | 4.45 | 198,800 |
| 2010012525 Jan, 10 | 2010011818 Jan, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -200 | 4.41 | 218,100 |
| 2010012525 Jan, 10 | 2010011818 Jan, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -4,900 | 4.45 | 218,300 |
| 2010012525 Jan, 10 | 2010011818 Jan, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -800 | 4.46 | 223,200 |
| 2010011515 Jan, 10 | 2010010808 Jan, 10 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 224,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Orion Oil & Gas Corporation
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2011070404 Jul, 11 | 2011063030 Jun, 11 | Direct Ownership : | Options (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -1,155,711 | 0 | 0 |
| 2011031010 Mar, 11 | 2011030909 Mar, 11 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 288,711 | 1 | 1,155,711 |
| 2010101414 Oct, 10 | 2010101212 Oct, 10 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 5,000 | 0.91 | 910,650 |
| 2010011313 Jan, 10 | 2010010808 Jan, 10 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010011313 Jan, 10 | 2010010808 Jan, 10 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 905,650 |
| 2010011313 Jan, 10 | 2010010808 Jan, 10 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 867,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
