Insider: Frank Crothers
Issuer Name: Fortis Inc.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014121919 Dec, 14 | 2014120101 Dec, 14 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 153 | 39.3145 | 18,943 |
| 2014121919 Dec, 14 | 2014100101 Oct, 14 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 56 - Grant of rights | 694 | 34.2448 | 18,790 |
| 2014121919 Dec, 14 | 2014090101 Sep, 14 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 171 | 33.4013 | 18,096 |
| 2014121919 Dec, 14 | 2014070101 Jul, 14 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 56 - Grant of rights | 736 | 32.2761 | 17,925 |
| 2014121919 Dec, 14 | 2014060101 Jun, 14 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 168 | 32.4517 | 17,189 |
| 2014121919 Dec, 14 | 2014040101 Apr, 14 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 56 - Grant of rights | 756 | 31.4147 | 17,021 |
| 2014121919 Dec, 14 | 2014030101 Mar, 14 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 168 | 30.6668 | 16,265 |
| 2014121919 Dec, 14 | 2014010101 Jan, 14 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 50 - Grant of options | 781 | 30.4209 | 16,097 |
| 2013121212 Dec, 13 | 2013090101 Sep, 13 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 147 | 30.1734 | 14,408 |
| 2013121212 Dec, 13 | 2013010101 Jan, 13 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 56 - Grant of rights | 699 | 33.984 | 12,565 |
| 2013121212 Dec, 13 | 2013030101 Mar, 13 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 116 | 33.5873 | 12,681 |
| 2013121212 Dec, 13 | 2013040101 Apr, 13 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 56 - Grant of rights | 703 | 33.7613 | 13,384 |
| 2013121212 Dec, 13 | 2013060101 Jun, 13 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 124 | 33.5025 | 13,508 |
| 2013121212 Dec, 13 | 2013070101 Jul, 13 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 56 - Grant of rights | 753 | 31.5201 | 14,261 |
| 2013121212 Dec, 13 | 2013100101 Oct, 13 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 56 - Grant of rights | 758 | 31.3233 | 15,166 |
| 2013121212 Dec, 13 | 2013120101 Dec, 13 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 150 | 31.3293 | 15,316 |
| 2012120505 Dec, 12 | 2012120303 Dec, 12 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 107 | 0 | 11,866 |
| 2012102525 Oct, 12 | 2007050808 May, 07 | Control or Direction : Sea Shell Limited | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2012090606 Sep, 12 | 2012090404 Sep, 12 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 106 | 0 | 11,759 |
| 2012060505 Jun, 12 | 2012060101 Jun, 12 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 106 | 0 | 11,653 |
| 2012030404 Mar, 12 | 2012030101 Mar, 12 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 106 | 0 | 11,547 |
| 2012010303 Jan, 12 | 2012010101 Jan, 12 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 1,823 | 0 | 11,441 |
| 2011120505 Dec, 11 | 2011120101 Dec, 11 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 85 | 0 | 0 |
| 2011120505 Dec, 11 | 2011120101 Dec, 11 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 85 | 0 | 9,618 |
| 2011110808 Nov, 11 | 2011110808 Nov, 11 | Direct Ownership : | Common Shares | 36 - Conversion or exchange | 721,402 | 29.11 | 731,402 |
| 2011110808 Nov, 11 | 2011110808 Nov, 11 | Direct Ownership : | Common Shares | 11 - Acquisition or disposition carried out privately | -1,064,927 | 33.8 | 10,000 |
| 2011110808 Nov, 11 | 2011110808 Nov, 11 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -1,064,927 | 33.8 | 0 |
| 2011110808 Nov, 11 | 2011110808 Nov, 11 | Direct Ownership : | Common Shares | 36 - Conversion or exchange | 343,525 | 29.11 | 1,074,927 |
| 2011090202 Sep, 11 | 2011090101 Sep, 11 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 87 | 0 | 9,533 |
| 2011060303 Jun, 11 | 2011060101 Jun, 11 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 82 | 0 | 9,446 |
| 2011030404 Mar, 11 | 2011010404 Jan, 11 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 56 - Grant of rights | 1,765 | 33.986 | 9,282 |
| 2011030303 Mar, 11 | 2011030101 Mar, 11 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 82 | 0 | 9,364 |
| 2011010707 Jan, 11 | 2011010404 Jan, 11 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 1,765 | 33.986 | 0 |
| 2010120303 Dec, 10 | 2010120101 Dec, 10 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 65 | 0 | 7,517 |
| 2010090909 Sep, 10 | 2010090101 Sep, 10 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 30 - Acquisition or disposition under a purchase/ownership plan | 71 | 0 | 7,452 |
| 2010060303 Jun, 10 | 2010060101 Jun, 10 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 56 - Grant of rights | 78 | 0 | 7,381 |
| 2010060303 Jun, 10 | 2007050808 May, 07 | Direct Ownership : | Deferred Share Unit (Cash payment equal to value of one common share) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 7,303 |
| 2008022929 Feb, 08 | 2008022626 Feb, 08 | Direct Ownership : | Common Shares | 11 - Acquisition or disposition carried out privately | -948,294 | 28.5 | 10,000 |
| 2008012121 Jan, 08 | 2008012121 Jan, 08 | Direct Ownership : | Common Shares | 36 - Conversion or exchange | 305,056 | 11.965 | 958,294 |
| 2008012121 Jan, 08 | 2008012121 Jan, 08 | Direct Ownership : | Common Shares | 36 - Conversion or exchange | 653,238 | 9.185 | 653,238 |
| 2008012121 Jan, 08 | 2007050808 May, 07 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Talon Metals Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2012031919 Mar, 12 | 2009061111 Jun, 09 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 50,000 | 0.385 | 250,000 |
| 2012031919 Mar, 12 | 2010052121 May, 10 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 315,000 | 0.4 | 565,000 |
| 2012031919 Mar, 12 | 2010100505 Oct, 10 | Direct Ownership : | Options (Common Shares) | 52 - Expiration of options | -200,000 | 0 | 365,000 |
| 2012031919 Mar, 12 | 2011011717 Jan, 11 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 35,000 | 1.58 | 400,000 |
| 2011031616 Mar, 11 | 2010032424 Mar, 10 | Indirect Ownership : Sea Shell Limited | Common Shares | 36 - Conversion or exchange | 3,940,809 | 0 | 4,726,209 |
| 2011010404 Jan, 11 | 2010122929 Dec, 10 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 72,700 | 1.259 | 4,798,909 |
| 2011010404 Jan, 11 | 2010123030 Dec, 10 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 83,400 | 1.362 | 4,882,309 |
| 2010040606 Apr, 10 | 2010032424 Mar, 10 | Indirect Ownership : Sea Shell Limited | Common Shares | 36 - Conversion or exchange | 3,904,809 | 0 | 0 |
| 2009022323 Feb, 09 | 2009021717 Feb, 09 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 50,000 | 0 | 785,400 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Victory Nickel Inc.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014012727 Jan, 14 | 2014012424 Jan, 14 | Direct Ownership : | Options (Common Shares) | 51 - Exercise of options | -400,000 | 0.05 | 187,500 |
| 2014012727 Jan, 14 | 2014012424 Jan, 14 | Indirect Ownership : Sea Shell Limited | Common Shares | 51 - Exercise of options | 400,000 | 0 | 48,439,445 |
| 2014011313 Jan, 14 | 2014011010 Jan, 14 | Control or Direction : Sea Shell Limited | Common Shares | 11 - Acquisition or disposition carried out privately | 6,471,112 | 0.0475 | 48,039,445 |
| 2014011313 Jan, 14 | 2013111111 Nov, 13 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 125,000 |
| 2013122323 Dec, 13 | 2013121616 Dec, 13 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 2,690,000 | 0.045 | 41,522,333 |
| 2013121919 Dec, 13 | 2013121616 Dec, 13 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 46,000 | 0.05 | 41,568,333 |
| 2013121919 Dec, 13 | 2013121616 Dec, 13 | Indirect Ownership : Sea Shell Limited | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 2,690,000 | 0.045 | 0 |
| 2013121919 Dec, 13 | 2013121616 Dec, 13 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 264,000 | 0.04 | 38,832,333 |
| 2013121717 Dec, 13 | 2013121313 Dec, 13 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 499,000 | 0.03 | 35,813,333 |
| 2013121717 Dec, 13 | 2013121313 Dec, 13 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 1,895,000 | 0.035 | 37,708,333 |
| 2013121717 Dec, 13 | 2013121313 Dec, 13 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 860,000 | 0.04 | 38,568,333 |
| 2013111212 Nov, 13 | 2013111111 Nov, 13 | Indirect Ownership : Sea Shell Limited | Warrants (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 17,062,866 |
| 2013111212 Nov, 13 | 2013111111 Nov, 13 | Indirect Ownership : Sea Shell Limited | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 35,314,333 |
| 2013111212 Nov, 13 | 2013111111 Nov, 13 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 587,500 |
| 2013111212 Nov, 13 | 2013111111 Nov, 13 | Indirect Ownership : Sea Shell Limited | Promissory Notes | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2013111212 Nov, 13 | 2013111111 Nov, 13 | Indirect Ownership : Sea Shell Limited | Promissory Notes | 11 - Acquisition or disposition carried out privately | 0 | 0.1 | 0 |
| 2009020303 Feb, 09 | 2009012828 Jan, 09 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 400,000 | 0 | 1,293,750 |
| 2008062727 Jun, 08 | 2008061717 Jun, 08 | Indirect Ownership : Sea Shell Limited | Common Shares | 11 - Acquisition or disposition carried out privately | 100,000 | 0.54 | 10,181,857 |
| 2008020606 Feb, 08 | 2008012626 Jan, 08 | Direct Ownership : | Options (Common Shares) | 51 - Exercise of options | -150,000 | 0.2747 | 893,750 |
| 2008020606 Feb, 08 | 2008012626 Jan, 08 | Indirect Ownership : Sea Shell Limited | Common Shares | 51 - Exercise of options | 150,000 | 0.2747 | 10,081,857 |
| 2008020606 Feb, 08 | 2008012626 Jan, 08 | Indirect Ownership : Sea Shell Limited | Common Shares | 51 - Exercise of options | 150,000 | 0.2747 | 0 |
| 2007123030 Dec, 07 | 2007122121 Dec, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 100,000 | 0.5 | 1,043,750 |
| 2007043030 Apr, 07 | 2007043030 Apr, 07 | Direct Ownership : | Options (Common Shares) | 51 - Exercise of options | -131,250 | 0 | 943,750 |
| 2007043030 Apr, 07 | 2007043030 Apr, 07 | Indirect Ownership : Sea Shell Limited | Common Shares | 51 - Exercise of options | 131,250 | 0.791 | 9,931,857 |
| 2007032828 Mar, 07 | 2007020101 Feb, 07 | Indirect Ownership : Sea Shell Limited | Common Shares | 97 - Other | 9,800,607 | 0 | 9,800,607 |
| 2007030909 Mar, 07 | 2007030606 Mar, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 250,000 | 0 | 1,075,000 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Indirect Ownership : Sea Shell Limited | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 206,250 | 0 | 825,000 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 75,000 | 0 | 618,750 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 187,500 | 0 | 543,750 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 75,000 | 0 | 356,250 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 150,000 | 0 | 281,250 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 131,250 | 0 | 131,250 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Indirect Ownership : Sea Shell Limited | Common Shares | 97 - Other | 1,246,875 | 0 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: C.A. Bancorp Inc.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007082727 Aug, 07 | 2007082121 Aug, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 30,000 | 0 | 60,000 |
| 2007082222 Aug, 07 | 2007082121 Aug, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 30,000 | 0 | 0 |
| 2007050202 May, 07 | 2007043030 Apr, 07 | Indirect Ownership : Sea Shell Limited | Common Shares | 37 - Stock split or consolidation | -10,500,000 | 0 | 1,166,667 |
| 2007050202 May, 07 | 2007043030 Apr, 07 | Direct Ownership : | Options (Common Shares) | 37 - Stock split or consolidation | -270,000 | 0 | 30,000 |
| 2006122828 Dec, 06 | 2006112727 Nov, 06 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006122828 Dec, 06 | 2006122222 Dec, 06 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 300,000 | 0 | 300,000 |
| 2006113030 Nov, 06 | 2006112727 Nov, 06 | Indirect Ownership : Sea Shell Limited | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 11,666,667 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: BrazMin Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007011111 Jan, 07 | 2007010505 Jan, 07 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 53,400 | 1.1 | 732,400 |
| 2007011111 Jan, 07 | 2007010808 Jan, 07 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 3,000 | 1.1 | 735,400 |
| 2007010303 Jan, 07 | 2006122020 Dec, 06 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 77,000 | 0.95 | 677,000 |
| 2007010303 Jan, 07 | 2006122222 Dec, 06 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 2,000 | 0.95 | 679,000 |
| 2006121212 Dec, 06 | 2006061515 Jun, 06 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006121212 Dec, 06 | 2006120707 Dec, 06 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 200,000 | 1 | 200,000 |
| 2006080202 Aug, 06 | 2006061515 Jun, 06 | Indirect Ownership : Sea Shell Limited | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 600,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: CIC Energy Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007031313 Mar, 07 | 2007030909 Mar, 07 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 14,600 | 15 | 739,600 |
| 2007031313 Mar, 07 | 2007031212 Mar, 07 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 84,500 | 15 | 824,100 |
| 2007011818 Jan, 07 | 2007011212 Jan, 07 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 50,000 | 14.25 | 725,000 |
| 2006111313 Nov, 06 | 2006031414 Mar, 06 | Indirect Ownership : Sea Shell Limited | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 200,000 | 0 | 200,000 |
| 2006111010 Nov, 06 | 2006110707 Nov, 06 | Indirect Ownership : Sea Shell Limited | Common Shares | 10 - Acquisition or disposition in the public market | 100,000 | 9.278 | 675,000 |
| 2006072727 Jul, 06 | 2006031414 Mar, 06 | Indirect Ownership : Sea Shell Limited | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 250,000 | 1 | 450,000 |
| 2006072020 Jul, 06 | 2006071111 Jul, 06 | Indirect Ownership : Sea Shell Limited | Common Shares | 54 - Exercise of warrants | 125,000 | 1.75 | 575,000 |
| 2006072020 Jul, 06 | 2006071111 Jul, 06 | Indirect Ownership : Sea Shell Limited | Warrants Common Shares (Common Shares) | 54 - Exercise of warrants | -125,000 | 1.75 | 0 |
| 2006050202 May, 06 | 2006031414 Mar, 06 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006050202 May, 06 | 2006031414 Mar, 06 | Direct Ownership : | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 200,000 | 0 | 0 |
| 2006050202 May, 06 | 2006031414 Mar, 06 | Indirect Ownership : Sea Shell Limited | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006050202 May, 06 | 2006031414 Mar, 06 | Indirect Ownership : Sea Shell Limited | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 250,000 | 0 | 0 |
| 2006050202 May, 06 | 2006031414 Mar, 06 | Indirect Ownership : Sea Shell Limited | Warrants Common Shares (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006050202 May, 06 | 2006031414 Mar, 06 | Indirect Ownership : Sea Shell Limited | Warrants Common Shares (Common Shares) | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 125,000 | 1.75 | 125,000 |
| 2006042828 Apr, 06 | 2006031414 Mar, 06 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006042828 Apr, 06 | 2006041717 Apr, 06 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 160,000 | 0 | 160,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Nuinsco Resources Limited
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2008062727 Jun, 08 | 2008061717 Jun, 08 | Indirect Ownership : Sea Shell Limited | Common Shares | 11 - Acquisition or disposition carried out privately | 200,000 | 0.26 | 13,267,476 |
| 2008020606 Feb, 08 | 2008012626 Jan, 08 | Direct Ownership : | Options (Common Shares) | 52 - Expiration of options | -200,000 | 0.294 | 1,562,500 |
| 2007123030 Dec, 07 | 2007122121 Dec, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 100,000 | 0.31 | 1,762,500 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 175,000 | 0 | 737,500 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 250,000 | 0 | 1,287,500 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 100,000 | 0 | 1,037,500 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 200,000 | 0 | 937,500 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 100,000 | 0 | 1,387,500 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 275,000 | 0 | 1,662,500 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -275,000 | 0 | 562,500 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -100,000 | 0 | 837,500 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -250,000 | 0 | 937,500 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -100,000 | 0 | 1,187,500 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -175,000 | 0 | 0 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -175,000 | 0 | 1,487,500 |
| 2007021010 Feb, 07 | 2007020101 Feb, 07 | Direct Ownership : | Options (Common Shares) | 38 - Redemption, retraction, cancellation, repurchase | -200,000 | 0 | 1,287,500 |
| 2007020808 Feb, 07 | 2004012727 Jan, 04 | Indirect Ownership : Sea Shell Limited | Convertible Debentures July 9, 2007 | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007020808 Feb, 07 | 2002070808 Jul, 02 | Indirect Ownership : Sea Shell Limited | Convertible Debentures July 9, 2007 | 11 - Acquisition or disposition carried out privately | 0 | 0.19 | 0 |
| 2007020808 Feb, 07 | 2007013131 Jan, 07 | Indirect Ownership : Sea Shell Limited | Convertible Debentures July 9, 2007 | 36 - Conversion or exchange | 0 | 0.19 | 0 |
| 2007020808 Feb, 07 | 2007013131 Jan, 07 | Indirect Ownership : Sea Shell Limited | Common Shares | 36 - Conversion or exchange | 5,555,554 | 0.19 | 0 |
| 2007020808 Feb, 07 | 2007013131 Jan, 07 | Indirect Ownership : Sea Shell Limited | Common Shares | 36 - Conversion or exchange | 555,554 | 0.19 | 13,067,476 |
| 2006120606 Dec, 06 | 2006113030 Nov, 06 | Indirect Ownership : Sea Shell Limited | Common Shares | 16 - Acquisition or disposition under a prospectus exemption | 141,784 | 0.3 | 12,511,922 |
| 2006112323 Nov, 06 | 2006112323 Nov, 06 | Indirect Ownership : Sea Shell Limited | Common Shares | 57 - Exercise of rights | 1,767,162 | 0.3 | 12,370,138 |
| 2006112323 Nov, 06 | 2006110606 Nov, 06 | Indirect Ownership : Brawley Cathers Limited | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 56 - Grant of rights | 360,000 | 0.3 | 360,000 |
| 2006112323 Nov, 06 | 2006111717 Nov, 06 | Indirect Ownership : Brawley Cathers Limited | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 90 - Change in the nature of ownership | -360,000 | 0 | 0 |
| 2006112323 Nov, 06 | 2006111717 Nov, 06 | Indirect Ownership : Sea Shell Limited | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 90 - Change in the nature of ownership | 360,000 | 0.3 | 6,002,976 |
| 2006112323 Nov, 06 | 2006111717 Nov, 06 | Indirect Ownership : Sea Shell Limited | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 90 - Change in the nature of ownership | 4,600,000 | 0.3 | 10,602,976 |
| 2006112323 Nov, 06 | 2006112323 Nov, 06 | Indirect Ownership : Sea Shell Limited | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 57 - Exercise of rights | -10,602,976 | 0.3 | 0 |
| 2006111717 Nov, 06 | 2004120303 Dec, 04 | Direct Ownership : | Common Shares | 90 - Change in the nature of ownership | -702,500 | 0 | 3,940,476 |
| 2006111717 Nov, 06 | 2006111717 Nov, 06 | Direct Ownership : | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 90 - Change in the nature of ownership | -4,642,976 | 0 | 0 |
| 2006111717 Nov, 06 | 2006111717 Nov, 06 | Indirect Ownership : Brawley Cathers Limited | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 90 - Change in the nature of ownership | -360,000 | 0 | 0 |
| 2006111717 Nov, 06 | 2006111717 Nov, 06 | Indirect Ownership : Sea Shell Limited | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 90 - Change in the nature of ownership | 4,642,976 | 0.3 | 5,642,976 |
| 2006111717 Nov, 06 | 2006111717 Nov, 06 | Indirect Ownership : Sea Shell Limited | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 90 - Change in the nature of ownership | 360,000 | 0.3 | 0 |
| 2006111717 Nov, 06 | 2006111717 Nov, 06 | Indirect Ownership : Sea Shell Limited | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 90 - Change in the nature of ownership | 4,600,000 | 0.3 | 0 |
| 2006111717 Nov, 06 | 2006111717 Nov, 06 | Indirect Ownership : Wincro Limited | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 90 - Change in the nature of ownership | -4,600,000 | 0 | 0 |
| 2006111717 Nov, 06 | 2005051212 May, 05 | Indirect Ownership : Sea Shell Limited | Common Shares | 90 - Change in the nature of ownership | 1,100,000 | 0 | 10,177,976 |
| 2006111717 Nov, 06 | 2004120303 Dec, 04 | Indirect Ownership : Sea Shell Limited | Common Shares | 90 - Change in the nature of ownership | 702,500 | 0 | 5,102,500 |
| 2006111717 Nov, 06 | 2004120303 Dec, 04 | Indirect Ownership : Sea Shell Limited | Common Shares | 90 - Change in the nature of ownership | 2,025,000 | 0 | 7,127,500 |
| 2006111717 Nov, 06 | 2004120101 Dec, 04 | Indirect Ownership : Sea Shell Limited | Common Shares | 90 - Change in the nature of ownership | 3,400,000 | 0 | 4,400,000 |
| 2006111717 Nov, 06 | 2004120707 Dec, 04 | Indirect Ownership : Sea Shell Limited | Common Shares | 90 - Change in the nature of ownership | 100,000 | 0 | 7,227,500 |
| 2006111717 Nov, 06 | 2004121414 Dec, 04 | Indirect Ownership : Sea Shell Limited | Common Shares | 90 - Change in the nature of ownership | 360,000 | 0 | 7,587,500 |
| 2006111717 Nov, 06 | 2005013131 Jan, 05 | Indirect Ownership : Sea Shell Limited | Common Shares | 90 - Change in the nature of ownership | 1,490,476 | 0 | 9,077,976 |
| 2006111717 Nov, 06 | 2005052626 May, 05 | Indirect Ownership : Sea Shell Limited | Common Shares | 90 - Change in the nature of ownership | 425,000 | 0 | 10,602,976 |
| 2006111717 Nov, 06 | 2004121414 Dec, 04 | Indirect Ownership : Brawley Cathers Limited | Common Shares | 90 - Change in the nature of ownership | -360,000 | 0 | 0 |
| 2006111717 Nov, 06 | 2004120101 Dec, 04 | Indirect Ownership : Wincro Limited | Common Shares | 90 - Change in the nature of ownership | -3,400,000 | 0 | 1,200,000 |
| 2006111717 Nov, 06 | 2004120707 Dec, 04 | Indirect Ownership : Wincro Limited | Common Shares | 90 - Change in the nature of ownership | -100,000 | 0 | 1,100,000 |
| 2006111717 Nov, 06 | 2005051212 May, 05 | Indirect Ownership : Wincro Limited | Common Shares | 90 - Change in the nature of ownership | -1,100,000 | 0 | 0 |
| 2006111717 Nov, 06 | 2004120303 Dec, 04 | Direct Ownership : | Common Shares | 90 - Change in the nature of ownership | -2,025,000 | 0 | 1,915,476 |
| 2006111717 Nov, 06 | 2005052626 May, 05 | Direct Ownership : | Common Shares | 90 - Change in the nature of ownership | -425,000 | 0 | 0 |
| 2006111717 Nov, 06 | 2005010303 Jan, 05 | Direct Ownership : | Common Shares | 90 - Change in the nature of ownership | -1,490,476 | 0 | 425,000 |
| 2006111515 Nov, 06 | 2006110606 Nov, 06 | Direct Ownership : | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 56 - Grant of rights | 4,642,976 | 0.3 | 4,642,976 |
| 2006111515 Nov, 06 | 2004012727 Jan, 04 | Indirect Ownership : Sea Shell Limited | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 1,000,000 |
| 2006111515 Nov, 06 | 2006110606 Nov, 06 | Indirect Ownership : Sea Shell Limited | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 56 - Grant of rights | 1,000,000 | 0.3 | 1,000,000 |
| 2006111515 Nov, 06 | 2004012727 Jan, 04 | Indirect Ownership : Sea Shell Limited | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006111515 Nov, 06 | 2006110606 Nov, 06 | Indirect Ownership : Brawley Cathers Limited | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 56 - Grant of rights | 360,000 | 0.3 | 0 |
| 2006111515 Nov, 06 | 2004012727 Jan, 04 | Indirect Ownership : Brawley Cathers Limited | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006111515 Nov, 06 | 2004012727 Jan, 04 | Direct Ownership : | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006111515 Nov, 06 | 2004012727 Jan, 04 | Indirect Ownership : Wincro Limited | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006111515 Nov, 06 | 2006110606 Nov, 06 | Indirect Ownership : Wincro Limited | Rights (expires 4:00 pm November 23, 2006) (Common Shares (6 rights + 30 cents to purchase one common share)) | 56 - Grant of rights | 4,600,000 | 0.3 | 4,600,000 |
| 2006082323 Aug, 06 | 2006081616 Aug, 06 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 100,000 | 0.31 | 1,662,500 |
| 2006050202 May, 06 | 2004012727 Jan, 04 | Direct Ownership : | Warrants @$.40 Oct 2003 (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 657,238 |
| 2006050202 May, 06 | 2004012727 Jan, 04 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 4,642,976 |
| 2006050202 May, 06 | 2004012727 Jan, 04 | Indirect Ownership : Brawley Cathers Limited | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 360,000 |
| 2006050202 May, 06 | 2004012727 Jan, 04 | Indirect Ownership : Wincro Limited | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 4,600,000 |
| 2006050202 May, 06 | 2004012727 Jan, 04 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 1,037,500 |
| 2006050202 May, 06 | 2004012828 Jan, 04 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 250,000 | 0.42 | 1,287,500 |
| 2006050202 May, 06 | 2005082222 Aug, 05 | Direct Ownership : | Options (Common Shares) | 50 - Grant of options | 275,000 | 0.2 | 1,562,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Tiverton Petroleums Ltd.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2005110404 Nov, 05 | 2004051313 May, 04 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 10,433,571 |
| 2005110404 Nov, 05 | 2005102020 Oct, 05 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | -10,000,000 | 0.25 | 433,571 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Sentry Select Diversified Income Trust
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2004073030 Jul, 04 | 2004072222 Jul, 04 | Direct Ownership : | Rights (Trust Units) | 57 - Exercise of rights | -75,000 | 0 | 0 |
| 2004073030 Jul, 04 | 2004072222 Jul, 04 | Direct Ownership : | Trust Units | 57 - Exercise of rights | 25,000 | 4.45 | 100,000 |
| 2004071515 Jul, 04 | 2004052424 May, 04 | Direct Ownership : | Rights (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2004071515 Jul, 04 | 2004070505 Jul, 04 | Direct Ownership : | Rights (Trust Units) | 56 - Grant of rights | 75,000 | 0 | 75,000 |
| 2004060707 Jun, 04 | 2004052424 May, 04 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 75,000 |
| 2004060707 Jun, 04 | 2004052424 May, 04 | Direct Ownership : | Options (Common Shares) | 51 - Exercise of options | -50,000 | 0 | 25,000 |
| 2004060707 Jun, 04 | 2004052424 May, 04 | Direct Ownership : | Options (Common Shares) | 51 - Exercise of options | -25,000 | 0 | 0 |
| 2004060707 Jun, 04 | 2004052424 May, 04 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2004060707 Jun, 04 | 2004052424 May, 04 | Direct Ownership : | Trust Units | 51 - Exercise of options | 50,000 | 3.76 | 50,000 |
| 2004060707 Jun, 04 | 2004052424 May, 04 | Direct Ownership : | Trust Units | 51 - Exercise of options | 25,000 | 2.97 | 75,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Ventures Resource Corporation
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2005040707 Apr, 05 | 2005033030 Mar, 05 | Control or Direction : Sea Shell Limited | Promissory Notes | 11 - Acquisition or disposition carried out privately | 0 | 0 | 0 |
| 2005040707 Apr, 05 | 2005033030 Mar, 05 | Control or Direction : Sea Shell Limited | Promissory Notes | 11 - Acquisition or disposition carried out privately | 0 | 0 | 0 |
| 2005030505 Mar, 05 | 2005022424 Feb, 05 | Control or Direction : Sea Shell Limited | Promissory Notes | 11 - Acquisition or disposition carried out privately | 0 | 0 | 0 |
| 2005010808 Jan, 05 | 2004123131 Dec, 04 | Control or Direction : Sea Shell Limited | Common Shares | 36 - Conversion or exchange | 2,011,380 | 0.25 | 9,099,937 |
| 2005010808 Jan, 05 | 2004122929 Dec, 04 | Control or Direction : Sea Shell Limited | Promissory Notes | 11 - Acquisition or disposition carried out privately | 0 | 0 | 0 |
| 2005010808 Jan, 05 | 2004123131 Dec, 04 | Control or Direction : Sea Shell Limited | Debentures | 36 - Conversion or exchange | 0 | 0.25 | 0 |
| 2004122323 Dec, 04 | 2004120101 Dec, 04 | Control or Direction : Island Corporate Holdings Limited | Common Shares | 99 - Correction of information | -1,249,987 | 0 | 513,000 |
| 2004122323 Dec, 04 | 2004122323 Dec, 04 | Direct Ownership : | Promissory Notes | 99 - Correction of information | 0 | 0 | 0 |
| 2004122323 Dec, 04 | 2004121313 Dec, 04 | Direct Ownership : | Promissory Notes | 90 - Change in the nature of ownership | 0 | 0 | 0 |
| 2004122323 Dec, 04 | 2004121313 Dec, 04 | Direct Ownership : | Promissory Notes | 99 - Correction of information | 0 | 0 | 0 |
| 2004122323 Dec, 04 | 2004121313 Dec, 04 | Control or Direction : Sea Shell Limited | Promissory Notes | 90 - Change in the nature of ownership | 0 | 0 | 0 |
| 2004122323 Dec, 04 | 2004121313 Dec, 04 | Direct Ownership : | Debentures | 90 - Change in the nature of ownership | 0 | 0 | 0 |
| 2004122323 Dec, 04 | 2004121313 Dec, 04 | Control or Direction : Sea Shell Limited | Debentures | 90 - Change in the nature of ownership | 0 | 0 | 0 |
| 2004122323 Dec, 04 | 2004122323 Dec, 04 | Direct Ownership : | Common Shares | 99 - Correction of information | 402,988 | 0 | 0 |
| 2004122323 Dec, 04 | 2004120303 Dec, 04 | Direct Ownership : | Common Shares | 99 - Correction of information | 402,988 | 0 | 3,164,800 |
| 2004122323 Dec, 04 | 2004120303 Dec, 04 | Direct Ownership : | Common Shares | 90 - Change in the nature of ownership | -3,164,800 | 0 | 0 |
| 2004122323 Dec, 04 | 2004120101 Dec, 04 | Control or Direction : Sea Shell Limited | Common Shares | 90 - Change in the nature of ownership | 3,410,757 | 0 | 3,410,757 |
| 2004122323 Dec, 04 | 2004120101 Dec, 04 | Control or Direction : Sea Shell Limited | Common Shares | 90 - Change in the nature of ownership | 513,000 | 0 | 3,923,757 |
| 2004122323 Dec, 04 | 2004120303 Dec, 04 | Control or Direction : Sea Shell Limited | Common Shares | 90 - Change in the nature of ownership | 3,164,800 | 0 | 7,088,557 |
| 2004122323 Dec, 04 | 2004120101 Dec, 04 | Control or Direction : Wincro Limited | Common Shares | 99 - Correction of information | 833,000 | 0 | 3,410,757 |
| 2004122323 Dec, 04 | 2004120101 Dec, 04 | Control or Direction : Wincro Limited | Common Shares | 90 - Change in the nature of ownership | -3,410,757 | 0 | 0 |
| 2004122323 Dec, 04 | 2004122323 Dec, 04 | Control or Direction : Island Corporate Holdings Limited | Common Shares | 99 - Correction of information | -1,249,987 | 0 | 0 |
| 2004122323 Dec, 04 | 2004120101 Dec, 04 | Control or Direction : Island Corporate Holdings Limited | Common Shares | 90 - Change in the nature of ownership | -513,000 | 0 | 0 |
| 2004122323 Dec, 04 | 2004122323 Dec, 04 | Control or Direction : Wincro Limited | Common Shares | 99 - Correction of information | 833,000 | 0 | 0 |
| 2004122222 Dec, 04 | 2003102828 Oct, 03 | Indirect Ownership : Sea Shell Limited | Debentures | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2004122222 Dec, 04 | 2003102828 Oct, 03 | Indirect Ownership : Sea Shell Limited | Promissory Notes | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2004122222 Dec, 04 | 2003102828 Oct, 03 | Indirect Ownership : Sea Shell Limited | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2004090808 Sep, 04 | 2004083131 Aug, 04 | Direct Ownership : | Promissory Notes | 11 - Acquisition or disposition carried out privately | 0 | 118800 | 0 |
| 2004070909 Jul, 04 | 2004062929 Jun, 04 | Direct Ownership : | Promissory Notes | 11 - Acquisition or disposition carried out privately | 0 | 0 | 0 |
| 2004042727 Apr, 04 | 2004041919 Apr, 04 | Direct Ownership : | Promissory Notes | 11 - Acquisition or disposition carried out privately | 0 | 0 | 0 |
| 2004020404 Feb, 04 | 2004012828 Jan, 04 | Direct Ownership : | Promissory Notes | 11 - Acquisition or disposition carried out privately | 0 | 0 | 0 |
| 2004011414 Jan, 04 | 2003100202 Oct, 03 | Direct Ownership : | Promissory Notes | 97 - Other | 0 | 0 | 0 |
| 2004011414 Jan, 04 | 2003122323 Dec, 03 | Direct Ownership : | Promissory Notes | 11 - Acquisition or disposition carried out privately | 0 | 0 | 0 |
| 2004011414 Jan, 04 | 2003111919 Nov, 03 | Direct Ownership : | Promissory Notes | 11 - Acquisition or disposition carried out privately | 0 | 0 | 0 |
| 2004011414 Jan, 04 | 2003100202 Oct, 03 | Direct Ownership : | Promissory Notes | 11 - Acquisition or disposition carried out privately | 0 | 0 | 0 |
| 2003102828 Oct, 03 | 2003102828 Oct, 03 | Direct Ownership : | Promissory Notes | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2003102828 Oct, 03 | 2003102828 Oct, 03 | Control or Direction : Wincro Limited | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 2,577,757 |
| 2003102828 Oct, 03 | 2003102828 Oct, 03 | Direct Ownership : | Debentures | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2003102828 Oct, 03 | 2003102828 Oct, 03 | Direct Ownership : | Debentures | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2003102828 Oct, 03 | 2003102828 Oct, 03 | Control or Direction : Island Corporate Holdings Limited | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 1,762,987 |
| 2003102828 Oct, 03 | 2003102828 Oct, 03 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 2,761,812 |
| 2003102828 Oct, 03 | 2003102727 Oct, 03 | Direct Ownership : | Warrants (Common Shares) | 55 - Expiration of warrants | -847,000 | 1 | 0 |
| 2003102828 Oct, 03 | 2003102828 Oct, 03 | Direct Ownership : | Warrants (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 847,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Caribbean Utilities Company, Ltd.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007010404 Jan, 07 | 2006110707 Nov, 06 | Control or Direction : International Power Holdings Limited | Common Shares Class A Ordinary Shares | 11 - Acquisition or disposition carried out privately | -3,737,425 | 11.89 | 0 |
| 2006111717 Nov, 06 | 2003080101 Aug, 03 | Control or Direction : Wincrest Corporation | Common Shares Class A Ordinary Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 250,691 |
| 2006111717 Nov, 06 | 2006110707 Nov, 06 | Control or Direction : Wincrest Corporation | Common Shares Class A Ordinary Shares | 11 - Acquisition or disposition carried out privately | -250,691 | 11.89 | 0 |
| 2006060505 Jun, 06 | 2006052626 May, 06 | Direct Ownership : | Common Shares Class A Ordinary Shares | 30 - Acquisition or disposition under a purchase/ownership plan | 250 | 11.896 | 81,880 |
| 2005060707 Jun, 05 | 2005060303 Jun, 05 | Direct Ownership : | Common Shares Class A Ordinary Shares | 51 - Exercise of options | 14,000 | 10.05 | 81,630 |
| 2005060707 Jun, 05 | 2005060303 Jun, 05 | Direct Ownership : | Options US$10.05 Options (Common Shares Class A Ordinary Shares) | 51 - Exercise of options | -14,000 | 10.05 | 0 |
| 2004030909 Mar, 04 | 2003080101 Aug, 03 | Direct Ownership : | Options US$13.78 Options (Options US$13.78 Options) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 7,500 |
| 2003091111 Sep, 03 | 2003090505 Sep, 03 | Direct Ownership : | Common Shares Class A Ordinary Shares | 11 - Acquisition or disposition carried out privately | -6,400 | 13.75 | 67,630 |
| 2003080505 Aug, 03 | 2003080101 Aug, 03 | Control or Direction : International Power Holdings Limited | Common Shares Class A Ordinary Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 3,737,425 |
| 2003080505 Aug, 03 | 2003080101 Aug, 03 | Direct Ownership : | Common Shares Class A Ordinary Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 146,030 |
| 2003080505 Aug, 03 | 2003080404 Aug, 03 | Direct Ownership : | Common Shares Class A Ordinary Shares | 11 - Acquisition or disposition carried out privately | -65,000 | 13.25 | 81,030 |
| 2003080505 Aug, 03 | 2003080505 Aug, 03 | Direct Ownership : | Common Shares Class A Ordinary Shares | 11 - Acquisition or disposition carried out privately | -7,000 | 13.25 | 74,030 |
| 2003080505 Aug, 03 | 2003080101 Aug, 03 | Direct Ownership : | Options US$10.05 Options (Common Shares Class A Ordinary Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 14,000 |
| 2003080505 Aug, 03 | 2003080101 Aug, 03 | Direct Ownership : | Options US$11.46 Options (Common Shares Class A Ordinary Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 50,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
