Insider: Dean Orrico
Issuer Name: Middlefield Healthcare & Life Sciences Dividend Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2017072424 Jul, 17 | 2017072121 Jul, 17 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2017072424 Jul, 17 | 2017072121 Jul, 17 | Direct Ownership : | Trust Units | 15 - Acquisition or disposition under a prospectus | 10,000 | 10 | 10,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2017 Resource Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2017112929 Nov, 17 | 2017112727 Nov, 17 | Direct Ownership : | Limited Partnership Units | 11 - Acquisition or disposition carried out privately | 7,000 | 25 | 24,000 |
| 2017032424 Mar, 17 | 2017032323 Mar, 17 | Direct Ownership : | Limited Partnership Units | 11 - Acquisition or disposition carried out privately | 1,000 | 25 | 17,000 |
| 2017031515 Mar, 17 | 2017022323 Feb, 17 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2017031515 Mar, 17 | 2017031313 Mar, 17 | Direct Ownership : | Limited Partnership Units | 11 - Acquisition or disposition carried out privately | 16,000 | 25 | 16,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Middlefield Healthcare & Wellness Dividend Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2018060808 Jun, 18 | 2018051818 May, 18 | Direct Ownership : | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -12,000 | 9.98 | 8,000 |
| 2017110202 Nov, 17 | 2017110101 Nov, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 2,500 | 9.69 | 20,000 |
| 2017110101 Nov, 17 | 2017103131 Oct, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 9.7 | 17,500 |
| 2017110101 Nov, 17 | 2017103030 Oct, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 2,000 | 9.695 | 17,000 |
| 2017101919 Oct, 17 | 2017101717 Oct, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,000 | 9.7 | 15,000 |
| 2017101717 Oct, 17 | 2017101313 Oct, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 4,000 | 9.6833 | 14,000 |
| 2017091313 Sep, 17 | 2017091212 Sep, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 5,000 | 9.6052 | 10,000 |
| 2017090808 Sep, 17 | 2017090606 Sep, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 3,600 | 9.6 | 5,000 |
| 2017090808 Sep, 17 | 2017090505 Sep, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,400 | 9.6 | 1,400 |
| 2017052929 May, 17 | 2017052626 May, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -5,700 | 10.3333 | 0 |
| 2017052626 May, 17 | 2017052525 May, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -14,300 | 10.4 | 5,700 |
| 2017052626 May, 17 | 2017052525 May, 17 | Control or Direction : Middlefield International Services Limited | Trust Units | 10 - Acquisition or disposition in the public market | -10,000 | 10.4 | 0 |
| 2017052626 May, 17 | 2017052424 May, 17 | Control or Direction : Middlefield International Services Limited | Trust Units | 10 - Acquisition or disposition in the public market | -40,000 | 10.4 | 10,000 |
| 2016122222 Dec, 16 | 2016122020 Dec, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 5,000 | 9.7914 | 20,000 |
| 2016121919 Dec, 16 | 2016121616 Dec, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 5,000 | 9.8 | 15,000 |
| 2016121515 Dec, 16 | 2016121414 Dec, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 6,400 | 9.8 | 10,000 |
| 2016121414 Dec, 16 | 2016121313 Dec, 16 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 3,600 | 9.8 | 3,600 |
| 2016121414 Dec, 16 | 2016102020 Oct, 16 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2016102424 Oct, 16 | 2016102020 Oct, 16 | Control or Direction : Middlefield International Services Limited | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2016102424 Oct, 16 | 2016102020 Oct, 16 | Control or Direction : Middlefield International Services Limited | Trust Units | 15 - Acquisition or disposition under a prospectus | 50,000 | 10 | 50,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2016 Resource Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2016032828 Mar, 16 | 2016022525 Feb, 16 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2016032828 Mar, 16 | 2016032424 Mar, 16 | Direct Ownership : | Limited Partnership Units | 15 - Acquisition or disposition under a prospectus | 4,000 | 25 | 4,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2015 Resource Limited Partnership - CEE Units
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2015120202 Dec, 15 | 2015120101 Dec, 15 | Direct Ownership : | Limited Partnership Units CEE units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2015120202 Dec, 15 | 2015120101 Dec, 15 | Direct Ownership : | Limited Partnership Units CEE units | 11 - Acquisition or disposition carried out privately | 12,000 | 25 | 12,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Globalance Dividend Growers Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2018083131 Aug, 18 | 2018082929 Aug, 18 | Direct Ownership : | Common Shares Equity Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -7,000 | 9.11 | 0 |
| 2015102626 Oct, 15 | 2015102323 Oct, 15 | Direct Ownership : | Common Shares Equity Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2015102626 Oct, 15 | 2015102323 Oct, 15 | Direct Ownership : | Common Shares Equity Shares | 15 - Acquisition or disposition under a prospectus | 7,000 | 10 | 7,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Global Real Estate Dividend Growers Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2015072727 Jul, 15 | 2015072424 Jul, 15 | Indirect Ownership : RRSP | Common Shares Equity Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2015072727 Jul, 15 | 2015072424 Jul, 15 | Indirect Ownership : RRSP | Common Shares Equity Shares | 15 - Acquisition or disposition under a prospectus | 2,000 | 10 | 2,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Discovery 2014 Flow-Through Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014121919 Dec, 14 | 2014121717 Dec, 14 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014121919 Dec, 14 | 2014121717 Dec, 14 | Direct Ownership : | Limited Partnership Units | 11 - Acquisition or disposition carried out privately | 1,880 | 25 | 1,880 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Global Healthcare Dividend Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2016022929 Feb, 16 | 2014102323 Oct, 14 | Indirect Ownership : RESP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2016022929 Feb, 16 | 2016022525 Feb, 16 | Indirect Ownership : RESP | Trust Units | 10 - Acquisition or disposition in the public market | 1,300 | 10.9174 | 1,300 |
| 2016022929 Feb, 16 | 2014102323 Oct, 14 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2016022929 Feb, 16 | 2016022525 Feb, 16 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 3,700 | 10.9174 | 3,700 |
| 2015061111 Jun, 15 | 2015061010 Jun, 15 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -10,000 | 10.41 | 0 |
| 2014102727 Oct, 14 | 2014102323 Oct, 14 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014102727 Oct, 14 | 2014102323 Oct, 14 | Direct Ownership : | Trust Units | 15 - Acquisition or disposition under a prospectus | 10,000 | 10 | 10,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Global Infrastructure Dividend Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014122424 Dec, 14 | 2014121919 Dec, 14 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 6,400 | 8.999 | 11,400 |
| 2014072424 Jul, 14 | 2014072424 Jul, 14 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014072424 Jul, 14 | 2014072424 Jul, 14 | Direct Ownership : | Trust Units | 15 - Acquisition or disposition under a prospectus | 5,000 | 10 | 5,000 |
| 2014072424 Jul, 14 | 2014072424 Jul, 14 | Indirect Ownership : RESP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014072424 Jul, 14 | 2014072424 Jul, 14 | Indirect Ownership : RESP | Trust Units | 15 - Acquisition or disposition under a prospectus | 2,000 | 10 | 2,000 |
| 2014072424 Jul, 14 | 2014072424 Jul, 14 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014072424 Jul, 14 | 2014072424 Jul, 14 | Indirect Ownership : RRSP | Trust Units | 15 - Acquisition or disposition under a prospectus | 3,000 | 10 | 3,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2014 Resource Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014043030 Apr, 14 | 2014042929 Apr, 14 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2014043030 Apr, 14 | 2014042929 Apr, 14 | Direct Ownership : | Limited Partnership Units | 15 - Acquisition or disposition under a prospectus | 8,000 | 25 | 8,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MBN Corporation
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2018083131 Aug, 18 | 2018082929 Aug, 18 | Direct Ownership : | Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 7,771 | 8.21 | 17,784 |
| 2013092222 Sep, 13 | 2013082828 Aug, 13 | Control or Direction : Middlefield International Services Limited | Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 96,108 | 0 | 96,108 |
| 2013092020 Sep, 13 | 2013091616 Sep, 13 | Indirect Ownership : Middlefield International Services Limited | Units | 10 - Acquisition or disposition in the public market | 2,400 | 5.55 | 98,508 |
| 2013092020 Sep, 13 | 2013091616 Sep, 13 | Indirect Ownership : Middlefield International Services Limited | Units | 10 - Acquisition or disposition in the public market | 1,392 | 5.6 | 99,900 |
| 2013092020 Sep, 13 | 2013091717 Sep, 13 | Indirect Ownership : Middlefield International Services Limited | Units | 10 - Acquisition or disposition in the public market | 100 | 5.55 | 100,000 |
| 2013082929 Aug, 13 | 2007080202 Aug, 07 | Control or Direction : Middlefield International Services Limited | Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2013082929 Aug, 13 | 2013082828 Aug, 13 | Control or Direction : Middlefield International Services Limited | Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 96,109 | 0 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2013 Resource Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2013043030 Apr, 13 | 2013022222 Feb, 13 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2013043030 Apr, 13 | 2013042626 Apr, 13 | Direct Ownership : | Limited Partnership Units | 15 - Acquisition or disposition under a prospectus | 8,000 | 25 | 8,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Global Dividend Growers Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2013032626 Mar, 13 | 2013032121 Mar, 13 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2013032626 Mar, 13 | 2013032121 Mar, 13 | Indirect Ownership : RRSP | Trust Units | 15 - Acquisition or disposition under a prospectus | 2,500 | 10 | 2,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Middlefield Income Plus II Corp.
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2014030606 Mar, 14 | 2014030404 Mar, 14 | Control or Direction : Middlefield International Services Limited | Non-Voting Shares equity shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -46,000 | 11.78 | 0 |
| 2014030606 Mar, 14 | 2014030404 Mar, 14 | Direct Ownership : | Non-Voting Shares equity shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -1,800 | 11.78 | 0 |
| 2014030606 Mar, 14 | 2014030404 Mar, 14 | Indirect Ownership : RRSP | Non-Voting Shares equity shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -700 | 11.78 | 0 |
| 2012111515 Nov, 12 | 2012032020 Mar, 12 | Direct Ownership : | Non-Voting Shares equity shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2012111515 Nov, 12 | 2012111313 Nov, 12 | Direct Ownership : | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | 800 | 11.13 | 800 |
| 2012111515 Nov, 12 | 2012111313 Nov, 12 | Direct Ownership : | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | 200 | 11.14 | 1,000 |
| 2012111515 Nov, 12 | 2012111313 Nov, 12 | Direct Ownership : | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | 800 | 11.1 | 1,800 |
| 2012111515 Nov, 12 | 2012032020 Mar, 12 | Indirect Ownership : RRSP | Non-Voting Shares equity shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2012111515 Nov, 12 | 2012111212 Nov, 12 | Indirect Ownership : RRSP | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | 100 | 11.19 | 100 |
| 2012111515 Nov, 12 | 2012111212 Nov, 12 | Indirect Ownership : RRSP | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | 400 | 11.2225 | 500 |
| 2012111515 Nov, 12 | 2012111212 Nov, 12 | Indirect Ownership : RRSP | Non-Voting Shares equity shares | 10 - Acquisition or disposition in the public market | 200 | 11.22 | 700 |
| 2012032121 Mar, 12 | 2012032020 Mar, 12 | Control or Direction : Middlefield International Services Limited | Non-Voting Shares equity shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2012032121 Mar, 12 | 2012032020 Mar, 12 | Control or Direction : Middlefield International Services Limited | Non-Voting Shares equity shares | 15 - Acquisition or disposition under a prospectus | 46,000 | 12 | 46,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Middlefield Tactical Energy Corporation
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2012022828 Feb, 12 | 2012022323 Feb, 12 | Direct Ownership : | Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 9,513 | 6.43 | 10,013 |
| 2012022828 Feb, 12 | 2007080202 Aug, 07 | Indirect Ownership : RESP | Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2012022828 Feb, 12 | 2012022323 Feb, 12 | Indirect Ownership : RESP | Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 584 | 6.43 | 584 |
| 2012022828 Feb, 12 | 2007080202 Aug, 07 | Indirect Ownership : RRSP | Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2012022828 Feb, 12 | 2012022323 Feb, 12 | Indirect Ownership : RRSP | Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 10,169 | 6.43 | 10,169 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: ENERGY INDEXPLUS Dividend Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2012091414 Sep, 12 | 2012091414 Sep, 12 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -300 | 8.55 | 500 |
| 2012091414 Sep, 12 | 2012091414 Sep, 12 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -300 | 8.58 | 200 |
| 2012091414 Sep, 12 | 2012091414 Sep, 12 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -200 | 8.58 | 0 |
| 2012011313 Jan, 12 | 2012011111 Jan, 12 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 9.5 | 800 |
| 2011122323 Dec, 11 | 2011122222 Dec, 11 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 9.4 | 600 |
| 2011122020 Dec, 11 | 2011121616 Dec, 11 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 9.4 | 400 |
| 2011112525 Nov, 11 | 2011071919 Jul, 11 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011112525 Nov, 11 | 2011112424 Nov, 11 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 8.9 | 200 |
| 2011112323 Nov, 11 | 2011112222 Nov, 11 | Control or Direction : Middlefield International Services Limited | Trust Units | 10 - Acquisition or disposition in the public market | -10,000 | 9 | 0 |
| 2011080505 Aug, 11 | 2011080404 Aug, 11 | Control or Direction : Middlefield International Services Limited | Trust Units | 10 - Acquisition or disposition in the public market | -416 | 11.75 | 10,000 |
| 2011072222 Jul, 11 | 2011071919 Jul, 11 | Control or Direction : Middlefield International Services Limited | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011072222 Jul, 11 | 2011071919 Jul, 11 | Control or Direction : Middlefield International Services Limited | Trust Units | 15 - Acquisition or disposition under a prospectus | 10,416 | 12 | 10,416 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: REIT INDEXPLUS Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2012100505 Oct, 12 | 2012100202 Oct, 12 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,000 | 11.95 | 4,500 |
| 2012072424 Jul, 12 | 2011042525 Apr, 11 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2012072424 Jul, 12 | 2012072020 Jul, 12 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 11.87 | 500 |
| 2012072424 Jul, 12 | 2012072020 Jul, 12 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | 1,200 | 11.87 | 1,700 |
| 2012072424 Jul, 12 | 2011042525 Apr, 11 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2012072424 Jul, 12 | 2012072020 Jul, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 2,000 | 11.87 | 2,000 |
| 2011051919 May, 11 | 2011051717 May, 11 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,500 | 11.6913 | 3,500 |
| 2011042727 Apr, 11 | 2011042525 Apr, 11 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011042727 Apr, 11 | 2011042525 Apr, 11 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 2,000 | 11.75 | 2,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2011 Resource Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2013031414 Mar, 13 | 2013031313 Mar, 13 | Direct Ownership : | Limited Partnership Units | 36 - Conversion or exchange | -14,000 | 10.89 | 0 |
| 2011122020 Dec, 11 | 2011121919 Dec, 11 | Direct Ownership : | Limited Partnership Units | 11 - Acquisition or disposition carried out privately | 2,000 | 25 | 14,000 |
| 2011113030 Nov, 11 | 2011112929 Nov, 11 | Direct Ownership : | Limited Partnership Units | 11 - Acquisition or disposition carried out privately | 8,000 | 25 | 12,000 |
| 2011042525 Apr, 11 | 2011042121 Apr, 11 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011042525 Apr, 11 | 2011042121 Apr, 11 | Direct Ownership : | Limited Partnership Units | 15 - Acquisition or disposition under a prospectus | 4,000 | 25 | 4,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: INDEXPLUS Dividend Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2013010202 Jan, 13 | 2012122424 Dec, 12 | Indirect Ownership : RRSP | Trust Units | 36 - Conversion or exchange | -8,700 | 0 | 0 |
| 2013010202 Jan, 13 | 2012122424 Dec, 12 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -8,700 | 0 | 0 |
| 2011072929 Jul, 11 | 2011072828 Jul, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 1,000 | 11.345 | 6,000 |
| 2011072929 Jul, 11 | 2011072828 Jul, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 2,000 | 11.2985 | 8,000 |
| 2011072929 Jul, 11 | 2011072828 Jul, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 700 | 11.3 | 8,700 |
| 2011052424 May, 11 | 2011051919 May, 11 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -2,500 | 11.83 | 0 |
| 2011051919 May, 11 | 2011051717 May, 11 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -1,600 | 11.8 | 2,500 |
| 2011042727 Apr, 11 | 2011042525 Apr, 11 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -1,900 | 11.93 | 4,100 |
| 2011031414 Mar, 11 | 2011021818 Feb, 11 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011031414 Mar, 11 | 2011031010 Mar, 11 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 6,000 | 11.75 | 6,000 |
| 2011031414 Mar, 11 | 2011031010 Mar, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 2,500 | 11.75 | 5,000 |
| 2011031010 Mar, 11 | 2011021818 Feb, 11 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011031010 Mar, 11 | 2011030808 Mar, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 2,500 | 11.95 | 2,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Discovery 2010 Flow-Through Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2013020505 Feb, 13 | 2013013131 Jan, 13 | Direct Ownership : | Limited Partnership Units | 36 - Conversion or exchange | -611 | 0 | 0 |
| 2010122424 Dec, 10 | 2010122121 Dec, 10 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010122424 Dec, 10 | 2010122121 Dec, 10 | Direct Ownership : | Limited Partnership Units | 11 - Acquisition or disposition carried out privately | 611 | 25 | 611 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: GMIncome & Growth Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2011101818 Oct, 11 | 2011101414 Oct, 11 | Direct Ownership : | Warrants (Units) | 55 - Expiration of warrants | -70,000 | 0 | 0 |
| 2011072222 Jul, 11 | 2011071818 Jul, 11 | Direct Ownership : | Units | 10 - Acquisition or disposition in the public market | -11,100 | 11.2028 | 13,900 |
| 2011072222 Jul, 11 | 2011071818 Jul, 11 | Direct Ownership : | Units | 10 - Acquisition or disposition in the public market | -200 | 11.17 | 13,700 |
| 2011072222 Jul, 11 | 2011071818 Jul, 11 | Direct Ownership : | Units | 10 - Acquisition or disposition in the public market | -13,700 | 11.16 | 0 |
| 2011071818 Jul, 11 | 2011071414 Jul, 11 | Direct Ownership : | Units | 10 - Acquisition or disposition in the public market | -40,000 | 11.2915 | 30,000 |
| 2011071818 Jul, 11 | 2011071414 Jul, 11 | Direct Ownership : | Units | 10 - Acquisition or disposition in the public market | -5,000 | 11.28 | 25,000 |
| 2010111818 Nov, 10 | 2010102020 Oct, 10 | Direct Ownership : | Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010111818 Nov, 10 | 2010111616 Nov, 10 | Direct Ownership : | Units | 36 - Conversion or exchange | 70,000 | 0 | 70,000 |
| 2010111818 Nov, 10 | 2010111616 Nov, 10 | Direct Ownership : | Units Combined units | 36 - Conversion or exchange | -70,000 | 0 | 0 |
| 2010111818 Nov, 10 | 2010102020 Oct, 10 | Direct Ownership : | Warrants (Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010111818 Nov, 10 | 2010111616 Nov, 10 | Direct Ownership : | Warrants (Units) | 36 - Conversion or exchange | 70,000 | 0 | 70,000 |
| 2010102121 Oct, 10 | 2010102020 Oct, 10 | Direct Ownership : | Units Combined units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010102121 Oct, 10 | 2010102020 Oct, 10 | Direct Ownership : | Units Combined units | 15 - Acquisition or disposition under a prospectus | 70,000 | 12 | 70,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: COMPASS Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2017032727 Mar, 17 | 2017032222 Mar, 17 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -2,000 | 11.9667 | 0 |
| 2017032727 Mar, 17 | 2017032222 Mar, 17 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -1,609 | 11.9667 | 0 |
| 2017032727 Mar, 17 | 2017031717 Mar, 17 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 18 | 0 | 1,609 |
| 2017032727 Mar, 17 | 2017032222 Mar, 17 | Direct Ownership : | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -6,382 | 11.9667 | 0 |
| 2017032727 Mar, 17 | 2017031717 Mar, 17 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 77 | 0 | 6,382 |
| 2017012020 Jan, 17 | 2016123131 Dec, 16 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 80 | 0 | 1,591 |
| 2017012020 Jan, 17 | 2016123131 Dec, 16 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 340 | 0 | 6,305 |
| 2016010707 Jan, 16 | 2015123131 Dec, 15 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 398 | 0 | 5,965 |
| 2016010707 Jan, 16 | 2015123131 Dec, 15 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 95 | 0 | 1,511 |
| 2015012121 Jan, 15 | 2014123131 Dec, 14 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 78 | 0 | 1,416 |
| 2015012121 Jan, 15 | 2014123131 Dec, 14 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 326 | 0 | 5,567 |
| 2014021919 Feb, 14 | 2013123131 Dec, 13 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 80 | 0 | 1,338 |
| 2014021919 Feb, 14 | 2013123131 Dec, 13 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 327 | 0 | 5,241 |
| 2013021212 Feb, 13 | 2012123131 Dec, 12 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 48 | 0 | 1,258 |
| 2013021212 Feb, 13 | 2012123131 Dec, 12 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 320 | 0 | 4,914 |
| 2012080707 Aug, 12 | 2012080202 Aug, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 700 | 11.85 | 2,000 |
| 2012080707 Aug, 12 | 2012080202 Aug, 12 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | 200 | 11.85 | 1,210 |
| 2012072626 Jul, 12 | 2012072525 Jul, 12 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | 100 | 11.87 | 1,010 |
| 2012072626 Jul, 12 | 2003111717 Nov, 03 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2012072626 Jul, 12 | 2012072424 Jul, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 1,300 | 11.8608 | 1,300 |
| 2012072424 Jul, 12 | 2012072020 Jul, 12 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | 400 | 11.85 | 910 |
| 2012033030 Mar, 12 | 2011123131 Dec, 11 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 306 | 0 | 4,594 |
| 2012033030 Mar, 12 | 2011123131 Dec, 11 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 10 | 0 | 510 |
| 2011072222 Jul, 11 | 2003111717 Nov, 03 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2011072222 Jul, 11 | 2011072121 Jul, 11 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 12.55 | 500 |
| 2011030404 Mar, 11 | 2010123131 Dec, 10 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 316 | 0 | 4,288 |
| 2010042323 Apr, 10 | 2010041616 Apr, 10 | Direct Ownership : | Rights (Units) | 57 - Exercise of rights | -2,008 | 9.5 | 0 |
| 2010042323 Apr, 10 | 2010041616 Apr, 10 | Direct Ownership : | Trust Units | 57 - Exercise of rights | 2,008 | 9.5 | 3,972 |
| 2010040707 Apr, 10 | 2010033131 Mar, 10 | Direct Ownership : | Rights (Units) | 56 - Grant of rights | 2,008 | 0 | 2,008 |
| 2010040707 Apr, 10 | 2003111717 Nov, 03 | Direct Ownership : | Rights (Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010030404 Mar, 10 | 2009123131 Dec, 09 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 199 | 0 | 1,964 |
| 2009012828 Jan, 09 | 2008123131 Dec, 08 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 170 | 0 | 1,765 |
| 2008031818 Mar, 08 | 2007123131 Dec, 07 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 117 | 0 | 1,595 |
| 2007032222 Mar, 07 | 2006123131 Dec, 06 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 78 | 0 | 1,478 |
| 2006052424 May, 06 | 2006051111 May, 06 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,100 | 14.3 | 1,100 |
| 2006052424 May, 06 | 2006051111 May, 06 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 300 | 14.27 | 1,400 |
| 2003112727 Nov, 03 | 2003111717 Nov, 03 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -2,500 | 10.8 | 0 |
| 2003112727 Nov, 03 | 2003111717 Nov, 03 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 2,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Yieldplus Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2017032727 Mar, 17 | 2017032222 Mar, 17 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -43 | 6.3082 | 0 |
| 2017032727 Mar, 17 | 2017032222 Mar, 17 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -36 | 6.3082 | 0 |
| 2013021212 Feb, 13 | 2012123131 Dec, 12 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 36 | 0 | 36 |
| 2013021212 Feb, 13 | 2012123131 Dec, 12 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 43 | 0 | 43 |
| 2012042424 Apr, 12 | 2012040909 Apr, 12 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | -3,000 | 7.11 | 2,259 |
| 2012042424 Apr, 12 | 2012041010 Apr, 12 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | -2,364 | 7.0805 | -105 |
| 2012042424 Apr, 12 | 2012041010 Apr, 12 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 105 | 0 | 0 |
| 2012041313 Apr, 12 | 2012040909 Apr, 12 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | 3,000 | 7.11 | 0 |
| 2012041313 Apr, 12 | 2012041010 Apr, 12 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | 2,364 | 7.0805 | 0 |
| 2012033030 Mar, 12 | 2011123131 Dec, 11 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 415 | 0 | 5,259 |
| 2012033030 Mar, 12 | 2011123131 Dec, 11 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 701 | 0 | 6,335 |
| 2012033030 Mar, 12 | 2012032727 Mar, 12 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -6,419 | 7.3025 | -84 |
| 2012033030 Mar, 12 | 2012032727 Mar, 12 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 84 | 0 | 0 |
| 2011030404 Mar, 11 | 2010123131 Dec, 10 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 518 | 0 | 4,844 |
| 2011030404 Mar, 11 | 2010123131 Dec, 10 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 1,575 | 0 | 14,634 |
| 2011030404 Mar, 11 | 2011030101 Mar, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -9,000 | 7.65 | 5,634 |
| 2010030404 Mar, 10 | 2009123131 Dec, 09 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 792 | 0 | 7,583 |
| 2010030404 Mar, 10 | 2010022626 Feb, 10 | Indirect Ownership : ITF Jacob and Joshua Orrico | Warrants (Trust Units) | 54 - Exercise of warrants | -1,815 | 6.5 | 0 |
| 2010030404 Mar, 10 | 2010022626 Feb, 10 | Indirect Ownership : RRSP | Warrants (Trust Units) | 54 - Exercise of warrants | -5,476 | 6.5 | 0 |
| 2010030404 Mar, 10 | 2010022626 Feb, 10 | Indirect Ownership : RRSP | Trust Units | 54 - Exercise of warrants | 5,476 | 6.5 | 13,059 |
| 2010030404 Mar, 10 | 2009123131 Dec, 09 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 256 | 0 | 2,511 |
| 2010030404 Mar, 10 | 2010022626 Feb, 10 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 54 - Exercise of warrants | 1,815 | 6.5 | 4,326 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Indexplus Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2013010202 Jan, 13 | 2012122424 Dec, 12 | Indirect Ownership : RRSP | Trust Units | 36 - Conversion or exchange | 6,701 | 0 | 0 |
| 2013010202 Jan, 13 | 2012122424 Dec, 12 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 6,701 | 0 | 6,712 |
| 2012033030 Mar, 12 | 2011123131 Dec, 11 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 11 | 0 | 11 |
| 2011030404 Mar, 11 | 2010123131 Dec, 10 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 177 | 0 | 2,162 |
| 2011030404 Mar, 11 | 2011022828 Feb, 11 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 24 | 0 | 2,186 |
| 2011030404 Mar, 11 | 2011030101 Mar, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -600 | 13.33 | 1,586 |
| 2011030404 Mar, 11 | 2011030101 Mar, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -500 | 13.32 | 1,086 |
| 2011030404 Mar, 11 | 2011030101 Mar, 11 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | -1,086 | 13.3184 | 0 |
| 2010030404 Mar, 10 | 2009123131 Dec, 09 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 211 | 0 | 1,985 |
| 2009012828 Jan, 09 | 2008123131 Dec, 08 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 113 | 0 | 1,774 |
| 2008052929 May, 08 | 2008052626 May, 08 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2008052929 May, 08 | 2008052626 May, 08 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 1,661 | 0 | 1,661 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Discovery 2009 Flow-Through Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2011101717 Oct, 11 | 2011101212 Oct, 11 | Direct Ownership : | Limited Partnership Units | 36 - Conversion or exchange | -4,000 | 26.7 | 0 |
| 2009100202 Oct, 09 | 2009092424 Sep, 09 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2009100202 Oct, 09 | 2009092424 Sep, 09 | Direct Ownership : | Limited Partnership Units | 15 - Acquisition or disposition under a prospectus | 4,000 | 25 | 4,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: YIELDPLUS Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2009100202 Oct, 09 | 2009092525 Sep, 09 | Indirect Ownership : RRSP | Rights (Trust Units) | 57 - Exercise of rights | -5,475 | 5.5 | 1 |
| 2009100202 Oct, 09 | 2009092525 Sep, 09 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 57 - Exercise of rights | 605 | 5.5 | 2,255 |
| 2009100202 Oct, 09 | 2009092525 Sep, 09 | Indirect Ownership : RRSP | Trust Units | 57 - Exercise of rights | 1,825 | 5.5 | 6,791 |
| 2009100202 Oct, 09 | 2009092525 Sep, 09 | Indirect Ownership : RRSP | Rights (Trust Units) | 58 - Expiration of rights | -1 | 5.5 | 0 |
| 2009100202 Oct, 09 | 2009092525 Sep, 09 | Control or Direction : ITF Jacob and Joshua Orrico | Rights (Trust Units) | 57 - Exercise of rights | -1,815 | 5.5 | 0 |
| 2009090202 Sep, 09 | 2005020808 Feb, 05 | Indirect Ownership : RRSP | Warrants (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2009090202 Sep, 09 | 2009082828 Aug, 09 | Control or Direction : ITF Jacob and Joshua Orrico | Warrants (Trust Units) | 53 - Grant of warrants | 1,815 | 0 | 1,815 |
| 2009090202 Sep, 09 | 2009082828 Aug, 09 | Indirect Ownership : RRSP | Rights (Trust Units) | 56 - Grant of rights | 5,476 | 0 | 5,476 |
| 2009090202 Sep, 09 | 2009082828 Aug, 09 | Control or Direction : ITF Jacob and Joshua Orrico | Rights (Trust Units) | 56 - Grant of rights | 1,815 | 0 | 1,815 |
| 2009090202 Sep, 09 | 2005020808 Feb, 05 | Control or Direction : ITF Jacob and Joshua Orrico | Warrants (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2009090202 Sep, 09 | 2009082828 Aug, 09 | Indirect Ownership : RRSP | Warrants (Trust Units) | 53 - Grant of warrants | 5,476 | 0 | 5,476 |
| 2009012828 Jan, 09 | 2008123131 Dec, 08 | Control or Direction : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 514 | 0 | 4,966 |
| 2009012828 Jan, 09 | 2008123131 Dec, 08 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 187 | 0 | 1,650 |
| 2008040202 Apr, 08 | 2008032525 Mar, 08 | Indirect Ownership : RRSP | Rights (Trust Units) | 57 - Exercise of rights | -3,340 | 0 | 0 |
| 2008040202 Apr, 08 | 2008032525 Mar, 08 | Control or Direction : ITF Jacob and Joshua Orrico | Rights (Trust Units) | 57 - Exercise of rights | -1,112 | 0 | 0 |
| 2008040202 Apr, 08 | 2008032525 Mar, 08 | Indirect Ownership : RRSP | Trust Units | 57 - Exercise of rights | 1,113 | 9.25 | 4,452 |
| 2008040202 Apr, 08 | 2008032525 Mar, 08 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 57 - Exercise of rights | 370 | 9.25 | 1,463 |
| 2008031818 Mar, 08 | 2007123131 Dec, 07 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 28 | 0 | 1,093 |
| 2008030505 Mar, 08 | 2008022525 Feb, 08 | Control or Direction : ITF Jacob and Joshua Orrico | Rights (Trust Units) | 56 - Grant of rights | 1,112 | 0 | 1,112 |
| 2008030505 Mar, 08 | 2008022525 Feb, 08 | Indirect Ownership : RRSP | Rights (Trust Units) | 56 - Grant of rights | 3,340 | 0 | 3,340 |
| 2008030505 Mar, 08 | 2005020808 Feb, 05 | Indirect Ownership : RRSP | Rights (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2008030505 Mar, 08 | 2005020808 Feb, 05 | Control or Direction : ITF Jacob and Joshua Orrico | Rights (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007100505 Oct, 07 | 2007092727 Sep, 07 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 813 | 0 | 1,065 |
| 2007100505 Oct, 07 | 2005020808 Feb, 05 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007100505 Oct, 07 | 2007092727 Sep, 07 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 3,339 | 0 | 3,339 |
| 2007032222 Mar, 07 | 2006123131 Dec, 06 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 2 | 0 | 252 |
| 2005021717 Feb, 05 | 2005020808 Feb, 05 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | 250 | 10.2 | 250 |
| 2005021717 Feb, 05 | 2005020808 Feb, 05 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Uranium Focused Energy Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2013082929 Aug, 13 | 2013082828 Aug, 13 | Control or Direction : Middlefield International Services Limited | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -293,800 | 0 | 0 |
| 2013082929 Aug, 13 | 2013082828 Aug, 13 | Control or Direction : Middlefield International Services Limited | Trust Units | 10 - Acquisition or disposition in the public market | 209,000 | 2.0667 | 293,800 |
| 2013082929 Aug, 13 | 2013082626 Aug, 13 | Control or Direction : Middlefield International Services Limited | Trust Units | 10 - Acquisition or disposition in the public market | 3,500 | 2 | 84,800 |
| 2013082626 Aug, 13 | 2013082323 Aug, 13 | Control or Direction : Middlefield International Services Limited | Trust Units | 10 - Acquisition or disposition in the public market | 5,000 | 2.0196 | 81,300 |
| 2013082121 Aug, 13 | 2013081919 Aug, 13 | Indirect Ownership : Middlefield International Services Limited | Trust Units | 10 - Acquisition or disposition in the public market | 2,500 | 2.07 | 51,300 |
| 2013082121 Aug, 13 | 2013081919 Aug, 13 | Indirect Ownership : Middlefield International Services Limited | Trust Units | 10 - Acquisition or disposition in the public market | 45,100 | 2.07 | 48,800 |
| 2013082121 Aug, 13 | 2013081616 Aug, 13 | Indirect Ownership : Middlefield International Services Limited | Trust Units | 10 - Acquisition or disposition in the public market | 3,700 | 1.95 | 3,700 |
| 2013082121 Aug, 13 | 2007040404 Apr, 07 | Indirect Ownership : Middlefield International Services Limited | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2013082121 Aug, 13 | 2013081919 Aug, 13 | Indirect Ownership : Middlefield International Services Limited | Trust Units | 10 - Acquisition or disposition in the public market | 2,500 | 2.0612 | 53,800 |
| 2013082121 Aug, 13 | 2013081919 Aug, 13 | Indirect Ownership : Middlefield International Services Limited | Trust Units | 10 - Acquisition or disposition in the public market | 2,500 | 2.07 | 56,300 |
| 2013082121 Aug, 13 | 2013082020 Aug, 13 | Indirect Ownership : Middlefield International Services Limited | Trust Units | 10 - Acquisition or disposition in the public market | 10,000 | 2.0611 | 66,300 |
| 2013082121 Aug, 13 | 2013082020 Aug, 13 | Indirect Ownership : Middlefield International Services Limited | Trust Units | 10 - Acquisition or disposition in the public market | 10,000 | 2.0517 | 76,300 |
| 2011072222 Jul, 11 | 2011072121 Jul, 11 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | -3,000 | 3.24 | 0 |
| 2009103030 Oct, 09 | 2009102323 Oct, 09 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 57 - Exercise of rights | 1,000 | 3 | 3,000 |
| 2009103030 Oct, 09 | 2009102323 Oct, 09 | Control or Direction : ITF Jacob and Joshua Orrico | Rights (Trust Units) | 57 - Exercise of rights | -2,000 | 3 | 0 |
| 2009100707 Oct, 09 | 2009092929 Sep, 09 | Control or Direction : ITF Jacob and Joshua Orrico | Rights (Trust Units) | 56 - Grant of rights | 2,000 | 3 | 2,000 |
| 2009100707 Oct, 09 | 2007040404 Apr, 07 | Control or Direction : ITF Jacob and Joshua Orrico | Rights (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2008123030 Dec, 08 | 2008122323 Dec, 08 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 213 | 0 | 5,361 |
| 2008123030 Dec, 08 | 2008122323 Dec, 08 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -5,361 | 1.9 | 0 |
| 2008031818 Mar, 08 | 2007123131 Dec, 07 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 148 | 0 | 5,148 |
| 2007091212 Sep, 07 | 2007091111 Sep, 07 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | 1,600 | 6.7 | 2,000 |
| 2007091212 Sep, 07 | 2007091111 Sep, 07 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | 400 | 6.65 | 400 |
| 2007091212 Sep, 07 | 2007040404 Apr, 07 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007090606 Sep, 07 | 2007082929 Aug, 07 | Direct Ownership : | Rights (Rights) | 58 - Expiration of rights | -5,066 | 0 | 0 |
| 2007081010 Aug, 07 | 2007080101 Aug, 07 | Direct Ownership : | Rights (Rights) | 56 - Grant of rights | 5,066 | 0 | 5,066 |
| 2007081010 Aug, 07 | 2007040404 Apr, 07 | Direct Ownership : | Rights (Rights) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007042626 Apr, 07 | 2007042424 Apr, 07 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 2,500 | 10 | 5,000 |
| 2007041010 Apr, 07 | 2007040404 Apr, 07 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 2,500 | 10 | 2,500 |
| 2007041010 Apr, 07 | 2007040404 Apr, 07 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: OilSands Canada Corporation
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2010092020 Sep, 10 | 2010090707 Sep, 10 | Direct Ownership : | Units | 10 - Acquisition or disposition in the public market | 500 | 6.27 | 500 |
| 2009010707 Jan, 09 | 2008123131 Dec, 08 | Direct Ownership : | Units | 38 - Redemption, retraction, cancellation, repurchase | -2,500 | 5.01 | 0 |
| 2009010707 Jan, 09 | 2007080202 Aug, 07 | Direct Ownership : | Warrants (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 1,250 |
| 2009010707 Jan, 09 | 2008123131 Dec, 08 | Direct Ownership : | Warrants (Trust Units) | 38 - Redemption, retraction, cancellation, repurchase | -1,250 | 0 | 0 |
| 2007080909 Aug, 07 | 2007080202 Aug, 07 | Direct Ownership : | Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007080909 Aug, 07 | 2007080202 Aug, 07 | Direct Ownership : | Units | 15 - Acquisition or disposition under a prospectus | 2,500 | 10 | 2,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MAXIN Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007100505 Oct, 07 | 2007092727 Sep, 07 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 47 | 0 | 1,425 |
| 2007100505 Oct, 07 | 2007092727 Sep, 07 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -1,425 | 0 | 0 |
| 2007051111 May, 07 | 2007051111 May, 07 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 1,378 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Middlefield Bancorp Limited
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2012022828 Feb, 12 | 2012022323 Feb, 12 | Indirect Ownership : RRSP | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -50,000 | 1.07 | 0 |
| 2012022828 Feb, 12 | 2012022323 Feb, 12 | Direct Ownership : | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -67,933 | 1.07 | 0 |
| 2012022828 Feb, 12 | 2012022323 Feb, 12 | Indirect Ownership : RESP | Common Shares | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -3,500 | 1.07 | 0 |
| 2010111818 Nov, 10 | 2010111313 Nov, 10 | Direct Ownership : | Options (Common Shares) | 52 - Expiration of options | -25,000 | 0 | 0 |
| 2008092222 Sep, 08 | 2008091717 Sep, 08 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 4,000 | 1.39 | 14,933 |
| 2008092222 Sep, 08 | 2008091717 Sep, 08 | Indirect Ownership : RRSP | Common Shares | 10 - Acquisition or disposition in the public market | 50,000 | 1.39 | 50,000 |
| 2008092222 Sep, 08 | 2007051111 May, 07 | Indirect Ownership : RRSP | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2008092222 Sep, 08 | 2008091717 Sep, 08 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 2,000 | 1.39 | 67,933 |
| 2008092222 Sep, 08 | 2008091717 Sep, 08 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 50,000 | 1.39 | 65,933 |
| 2008092222 Sep, 08 | 2008091717 Sep, 08 | Direct Ownership : | Common Shares | 10 - Acquisition or disposition in the public market | 1,000 | 1.32 | 15,933 |
| 2008082121 Aug, 08 | 2008081515 Aug, 08 | Indirect Ownership : RESP | Common Shares | 10 - Acquisition or disposition in the public market | 500 | 1.24 | 500 |
| 2008082121 Aug, 08 | 2008081515 Aug, 08 | Indirect Ownership : RESP | Common Shares | 10 - Acquisition or disposition in the public market | 3,000 | 1.29 | 3,500 |
| 2008082121 Aug, 08 | 2007051111 May, 07 | Indirect Ownership : RESP | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2008011616 Jan, 08 | 2007051111 May, 07 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 35,000 |
| 2007121313 Dec, 07 | 2007113030 Nov, 07 | Direct Ownership : | Options (Common Shares) | 52 - Expiration of options | -10,000 | 0 | 25,000 |
| 2007051111 May, 07 | 2007051111 May, 07 | Direct Ownership : | Options (Common Shares) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007051111 May, 07 | 2007051111 May, 07 | Direct Ownership : | Common Shares | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 10,933 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2007 Resource Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007050404 May, 07 | 2007043030 Apr, 07 | Direct Ownership : | General Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 4,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MRF 2005 Resource Limited Partnership
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007050404 May, 07 | 2007043030 Apr, 07 | Direct Ownership : | Limited Partnership Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 1,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: ACTIVEnergy Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2017052929 May, 17 | 2017052626 May, 17 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -7,794 | 4.386 | 0 |
| 2017052929 May, 17 | 2017052626 May, 17 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 195 | 0 | 7,794 |
| 2017012020 Jan, 17 | 2016123131 Dec, 16 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 445 | 0 | 7,599 |
| 2016010707 Jan, 16 | 2015123131 Dec, 15 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 743 | 0 | 7,154 |
| 2015012121 Jan, 15 | 2014123131 Dec, 14 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 431 | 0 | 6,411 |
| 2014021919 Feb, 14 | 2013123131 Dec, 13 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 451 | 0 | 5,980 |
| 2013021212 Feb, 13 | 2012123131 Dec, 12 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 421 | 0 | 5,529 |
| 2012033030 Mar, 12 | 2011123131 Dec, 11 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 65 | 0 | 5,108 |
| 2011120505 Dec, 11 | 2011120202 Dec, 11 | Direct Ownership : | Rights (Units) | 10 - Acquisition or disposition in the public market | -5,043 | 0.22 | 0 |
| 2011111010 Nov, 11 | 2011110808 Nov, 11 | Direct Ownership : | Rights (Units) | 56 - Grant of rights | 5,043 | 0 | 5,043 |
| 2011111010 Nov, 11 | 2011110808 Nov, 11 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 287 | 0 | 5,043 |
| 2011030404 Mar, 11 | 2010123131 Dec, 10 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 500 | 0 | 4,756 |
| 2010030404 Mar, 10 | 2009123131 Dec, 09 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 564 | 0 | 4,256 |
| 2009012828 Jan, 09 | 2008123131 Dec, 08 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 399 | 0 | 3,692 |
| 2008110505 Nov, 08 | 2008102727 Oct, 08 | Direct Ownership : | Trust Units | 57 - Exercise of rights | 883 | 7.5 | 3,293 |
| 2008110505 Nov, 08 | 2008102727 Oct, 08 | Direct Ownership : | Rights (Units) | 58 - Expiration of rights | -2,650 | 7.5 | 0 |
| 2008100808 Oct, 08 | 2008093030 Sep, 08 | Direct Ownership : | Rights (Units) | 56 - Grant of rights | 2,650 | 0 | 2,650 |
| 2008031818 Mar, 08 | 2007123131 Dec, 07 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 271 | 0 | 2,410 |
| 2007032222 Mar, 07 | 2006123131 Dec, 06 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 113 | 0 | 1,613 |
| 2007011919 Jan, 07 | 2007011212 Jan, 07 | Direct Ownership : | Trust Units | 57 - Exercise of rights | 526 | 9.3 | 2,139 |
| 2007011919 Jan, 07 | 2007011212 Jan, 07 | Direct Ownership : | Rights (Rights) | 57 - Exercise of rights | -1,578 | 0 | 0 |
| 2006122828 Dec, 06 | 2006050808 May, 06 | Direct Ownership : | Rights (Rights) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006122828 Dec, 06 | 2006121818 Dec, 06 | Direct Ownership : | Rights (Rights) | 56 - Grant of rights | 1,578 | 0 | 1,578 |
| 2006051010 May, 06 | 2006050808 May, 06 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 1,500 | 13.49 | 1,500 |
| 2006051010 May, 06 | 2006050808 May, 06 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MINT Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2021020909 Feb, 21 | 2021020808 Feb, 21 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | -47 | 5.56 | 0 |
| 2020121010 Dec, 20 | 2020120909 Dec, 20 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 4,102 | 0 | 56,466 |
| 2020121010 Dec, 20 | 2020120909 Dec, 20 | Direct Ownership : | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -45,000 | 5.4143 | 11,466 |
| 2020121010 Dec, 20 | 2020120909 Dec, 20 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 427 | 0 | 6,046 |
| 2020121010 Dec, 20 | 2020120909 Dec, 20 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -5,999 | 5.4143 | 47 |
| 2020121010 Dec, 20 | 2020120909 Dec, 20 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 1,400 | 0 | 19,689 |
| 2020121010 Dec, 20 | 2020120909 Dec, 20 | Indirect Ownership : RRSP | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -19,534 | 5.4143 | 155 |
| 2020011414 Jan, 20 | 2019123131 Dec, 19 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 3,845 | 0 | 52,364 |
| 2020011414 Jan, 20 | 2019123131 Dec, 19 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 408 | 0 | 5,619 |
| 2020011414 Jan, 20 | 2019123131 Dec, 19 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 1,338 | 0 | 18,289 |
| 2019011414 Jan, 19 | 2018123131 Dec, 18 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 4,899 | 0 | 48,519 |
| 2019011414 Jan, 19 | 2018123131 Dec, 18 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 675 | 0 | 5,211 |
| 2019011414 Jan, 19 | 2018123131 Dec, 18 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 1,126 | 0 | 16,951 |
| 2018123131 Dec, 18 | 2018122727 Dec, 18 | Direct Ownership : | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -25,000 | 6.4396 | 43,620 |
| 2018123131 Dec, 18 | 2018122727 Dec, 18 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -5,000 | 6.4396 | 4,536 |
| 2018010404 Jan, 18 | 2017123131 Dec, 17 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 3,884 | 0 | 68,620 |
| 2018010404 Jan, 18 | 2017123131 Dec, 17 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 527 | 0 | 9,536 |
| 2018010404 Jan, 18 | 2017123131 Dec, 17 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 886 | 0 | 15,825 |
| 2017032727 Mar, 17 | 2017022727 Feb, 17 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 581 | 0 | 53,932 |
| 2017032727 Mar, 17 | 2017032222 Mar, 17 | Direct Ownership : | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 10,804 | 7.0691 | 64,736 |
| 2017032727 Mar, 17 | 2017022727 Feb, 17 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 67 | 0 | 6,253 |
| 2017032727 Mar, 17 | 2017032222 Mar, 17 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 2,724 | 7.0691 | 8,977 |
| 2017032727 Mar, 17 | 2017032222 Mar, 17 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 32 | 7.0691 | 9,009 |
| 2017032727 Mar, 17 | 2017022727 Feb, 17 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 123 | 0 | 11,515 |
| 2017032727 Mar, 17 | 2017032222 Mar, 17 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 3,386 | 7.0691 | 14,901 |
| 2017032727 Mar, 17 | 2017032222 Mar, 17 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 38 | 7.0691 | 14,939 |
| 2017012020 Jan, 17 | 2016123131 Dec, 16 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 3,793 | 0 | 53,351 |
| 2017012020 Jan, 17 | 2016123131 Dec, 16 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 437 | 0 | 6,186 |
| 2017012020 Jan, 17 | 2016123131 Dec, 16 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 807 | 0 | 11,392 |
| 2016010707 Jan, 16 | 2015123131 Dec, 15 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 4,258 | 0 | 49,558 |
| 2016010707 Jan, 16 | 2015123131 Dec, 15 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 490 | 0 | 5,749 |
| 2016010707 Jan, 16 | 2015123131 Dec, 15 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 905 | 0 | 10,585 |
| 2015012121 Jan, 15 | 2014123131 Dec, 14 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 2,853 | 0 | 45,300 |
| 2015012121 Jan, 15 | 2014123131 Dec, 14 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 338 | 0 | 5,259 |
| 2015012121 Jan, 15 | 2014123131 Dec, 14 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 537 | 0 | 9,680 |
| 2014021919 Feb, 14 | 2013123131 Dec, 13 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 537 | 0 | 26,992 |
| 2014021919 Feb, 14 | 2013123131 Dec, 13 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 120 | 0 | 4,121 |
| 2014021919 Feb, 14 | 2013123131 Dec, 13 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 165 | 0 | 165 |
| 2014020303 Feb, 14 | 2014013131 Jan, 14 | Direct Ownership : | Trust Units | 54 - Exercise of warrants | 15,455 | 9.88 | 42,447 |
| 2014020303 Feb, 14 | 2014013131 Jan, 14 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 54 - Exercise of warrants | 800 | 9.88 | 4,921 |
| 2014020303 Feb, 14 | 2014013131 Jan, 14 | Indirect Ownership : RRSP | Trust Units | 54 - Exercise of warrants | 8,978 | 9.88 | 9,143 |
| 2014020303 Feb, 14 | 2014013131 Jan, 14 | Direct Ownership : | Warrants (Trust Units) | 54 - Exercise of warrants | -15,455 | 9.88 | 0 |
| 2014020303 Feb, 14 | 2014013131 Jan, 14 | Indirect Ownership : ITF Jacob and Joshua Orrico | Warrants (Trust Units) | 54 - Exercise of warrants | -800 | 9.88 | 0 |
| 2014020303 Feb, 14 | 2014013131 Jan, 14 | Indirect Ownership : RRSP | Warrants (Trust Units) | 54 - Exercise of warrants | -8,978 | 9.88 | 0 |
| 2014013030 Jan, 14 | 2014012929 Jan, 14 | Indirect Ownership : ITF Jacob and Joshua Orrico | Warrants (Trust Units) | 10 - Acquisition or disposition in the public market | -3,201 | 0.0097 | 800 |
| 2014010303 Jan, 14 | 2013123131 Dec, 13 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 109 | 0 | 9,087 |
| 2014010303 Jan, 14 | 2013123131 Dec, 13 | Indirect Ownership : RRSP | Trust Units | 38 - Redemption, retraction, cancellation, repurchase | -9,087 | 10.13 | 0 |
| 2013111919 Nov, 13 | 2013111515 Nov, 13 | Direct Ownership : | Trust Units | 36 - Conversion or exchange | 11,000 | 0 | 26,455 |
| 2013111919 Nov, 13 | 2013111515 Nov, 13 | Direct Ownership : | Trust Units Class A | 36 - Conversion or exchange | -11,000 | 0 | 0 |
| 2013081515 Aug, 13 | 2006061313 Jun, 06 | Direct Ownership : | Trust Units Class A | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2013081515 Aug, 13 | 2013081313 Aug, 13 | Direct Ownership : | Trust Units Class A | 15 - Acquisition or disposition under a prospectus | 11,000 | 10.0208 | 11,000 |
| 2013081515 Aug, 13 | 2013081212 Aug, 13 | Direct Ownership : | Warrants (Trust Units) | 15 - Acquisition or disposition under a prospectus | 15,455 | 0 | 15,455 |
| 2013081515 Aug, 13 | 2013081212 Aug, 13 | Indirect Ownership : ITF Jacob and Joshua Orrico | Warrants (Trust Units) | 15 - Acquisition or disposition under a prospectus | 4,001 | 0 | 4,001 |
| 2013081515 Aug, 13 | 2013081212 Aug, 13 | Indirect Ownership : RRSP | Warrants (Trust Units) | 15 - Acquisition or disposition under a prospectus | 8,978 | 0 | 8,978 |
| 2013081212 Aug, 13 | 2013081212 Aug, 13 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 610 | 0 | 15,455 |
| 2013081212 Aug, 13 | 2013081212 Aug, 13 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 155 | 0 | 4,001 |
| 2013081212 Aug, 13 | 2013081212 Aug, 13 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 353 | 0 | 8,978 |
| 2013021212 Feb, 13 | 2012123131 Dec, 12 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 757 | 0 | 11,134 |
| 2013021212 Feb, 13 | 2012123131 Dec, 12 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 193 | 0 | 2,885 |
| 2013021212 Feb, 13 | 2012123131 Dec, 12 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 437 | 0 | 6,469 |
| 2013020101 Feb, 13 | 2013012828 Jan, 13 | Direct Ownership : | Rights (Trust Units) | 57 - Exercise of rights | -11,133 | 0 | 1 |
| 2013020101 Feb, 13 | 2013012828 Jan, 13 | Direct Ownership : | Rights (Trust Units) | 58 - Expiration of rights | -1 | 0 | 0 |
| 2013020101 Feb, 13 | 2013012828 Jan, 13 | Indirect Ownership : ITF Jacob and Joshua Orrico | Rights (Trust Units) | 57 - Exercise of rights | -2,883 | 0 | 2 |
| 2013020101 Feb, 13 | 2013012828 Jan, 13 | Indirect Ownership : ITF Jacob and Joshua Orrico | Rights (Trust Units) | 58 - Expiration of rights | -2 | 0 | 0 |
| 2013020101 Feb, 13 | 2013012828 Jan, 13 | Indirect Ownership : RRSP | Rights (Trust Units) | 57 - Exercise of rights | -6,468 | 0 | 1 |
| 2013020101 Feb, 13 | 2013012828 Jan, 13 | Indirect Ownership : RRSP | Rights (Trust Units) | 58 - Expiration of rights | -1 | 0 | 0 |
| 2013020101 Feb, 13 | 2013012828 Jan, 13 | Direct Ownership : | Trust Units | 57 - Exercise of rights | 3,711 | 9 | 14,845 |
| 2013020101 Feb, 13 | 2013012828 Jan, 13 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 57 - Exercise of rights | 961 | 9 | 3,846 |
| 2013020101 Feb, 13 | 2013012828 Jan, 13 | Indirect Ownership : RRSP | Trust Units | 57 - Exercise of rights | 2,156 | 9 | 8,625 |
| 2013010303 Jan, 13 | 2013010202 Jan, 13 | Direct Ownership : | Rights (Trust Units) | 56 - Grant of rights | 11,134 | 0 | 11,134 |
| 2013010303 Jan, 13 | 2013010202 Jan, 13 | Indirect Ownership : ITF Jacob and Joshua Orrico | Rights (Trust Units) | 56 - Grant of rights | 2,885 | 0 | 2,885 |
| 2013010303 Jan, 13 | 2013010202 Jan, 13 | Indirect Ownership : RRSP | Rights (Trust Units) | 56 - Grant of rights | 6,469 | 0 | 6,469 |
| 2012033030 Mar, 12 | 2011123131 Dec, 11 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 162 | 0 | 2,692 |
| 2012033030 Mar, 12 | 2011123131 Dec, 11 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 689 | 0 | 10,377 |
| 2012033030 Mar, 12 | 2011123131 Dec, 11 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 370 | 0 | 6,032 |
| 2011030404 Mar, 11 | 2010123131 Dec, 10 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 802 | 0 | 9,688 |
| 2011030404 Mar, 11 | 2010123131 Dec, 10 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 130 | 0 | 1,620 |
| 2011030404 Mar, 11 | 2010123131 Dec, 10 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 283 | 0 | 3,451 |
| 2011021717 Feb, 11 | 2011021515 Feb, 11 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 54 - Exercise of warrants | 910 | 9.75 | 2,530 |
| 2011021717 Feb, 11 | 2011021515 Feb, 11 | Indirect Ownership : RRSP | Trust Units | 54 - Exercise of warrants | 2,211 | 9.75 | 5,662 |
| 2011021717 Feb, 11 | 2011021515 Feb, 11 | Indirect Ownership : ITF Jacob and Joshua Orrico | Warrants (Trust Units) | 54 - Exercise of warrants | -910 | 0 | 0 |
| 2011021717 Feb, 11 | 2011021515 Feb, 11 | Indirect Ownership : RRSP | Warrants (Trust Units) | 54 - Exercise of warrants | -2,211 | 0 | 0 |
| 2011021010 Feb, 11 | 2011020909 Feb, 11 | Direct Ownership : | Warrants (Trust Units) | 10 - Acquisition or disposition in the public market | -9,009 | 1.0041 | 0 |
| 2011021010 Feb, 11 | 2011020909 Feb, 11 | Indirect Ownership : ITF Jacob and Joshua Orrico | Warrants (Trust Units) | 10 - Acquisition or disposition in the public market | -600 | 1 | 910 |
| 2011021010 Feb, 11 | 2011020909 Feb, 11 | Indirect Ownership : RRSP | Warrants (Trust Units) | 10 - Acquisition or disposition in the public market | -1,000 | 1 | 2,211 |
| 2010030505 Mar, 10 | 2010022525 Feb, 10 | Direct Ownership : | Warrants (Trust Units) | 53 - Grant of warrants | 63 | 9.75 | 9,009 |
| 2010030505 Mar, 10 | 2010022525 Feb, 10 | Indirect Ownership : ITF Jacob and Joshua Orrico | Warrants (Trust Units) | 53 - Grant of warrants | 10 | 9.75 | 1,510 |
| 2010030505 Mar, 10 | 2010022525 Feb, 10 | Indirect Ownership : RRSP | Warrants (Trust Units) | 53 - Grant of warrants | 22 | 9.75 | 3,211 |
| 2010030404 Mar, 10 | 2009123131 Dec, 09 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 95 | 0 | 1,490 |
| 2010030404 Mar, 10 | 2009123131 Dec, 09 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 934 | 0 | 8,886 |
| 2010030404 Mar, 10 | 2009123131 Dec, 09 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 328 | 0 | 3,168 |
| 2010030404 Mar, 10 | 2006061313 Jun, 06 | Control or Direction : ITF Jacob and Joshua Orrico | Warrants (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010030404 Mar, 10 | 2010022525 Feb, 10 | Control or Direction : ITF Jacob and Joshua Orrico | Warrants (Trust Units) | 53 - Grant of warrants | 1,500 | 9.75 | 1,500 |
| 2010030404 Mar, 10 | 2006061313 Jun, 06 | Direct Ownership : | Warrants (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010030404 Mar, 10 | 2010022525 Feb, 10 | Direct Ownership : | Warrants (Trust Units) | 53 - Grant of warrants | 8,946 | 9.75 | 8,946 |
| 2010030404 Mar, 10 | 2006061313 Jun, 06 | Indirect Ownership : RRSP | Warrants (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2010030404 Mar, 10 | 2010022525 Feb, 10 | Indirect Ownership : RRSP | Warrants (Trust Units) | 53 - Grant of warrants | 3,189 | 9.75 | 3,189 |
| 2009100202 Oct, 09 | 2009092525 Sep, 09 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 674 | 0 | 1,395 |
| 2009012828 Jan, 09 | 2008123131 Dec, 08 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 55 | 0 | 721 |
| 2009012828 Jan, 09 | 2008123131 Dec, 08 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 658 | 0 | 7,952 |
| 2009012828 Jan, 09 | 2008123131 Dec, 08 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 202 | 0 | 2,840 |
| 2008122929 Dec, 08 | 2008121919 Dec, 08 | Control or Direction : ITF Jacob and Joshua Orrico | Rights (Trust Units) | 57 - Exercise of rights | -535 | 6.5 | 0 |
| 2008122929 Dec, 08 | 2008121919 Dec, 08 | Direct Ownership : | Rights (Trust Units) | 57 - Exercise of rights | -5,896 | 6.5 | 0 |
| 2008122929 Dec, 08 | 2008121919 Dec, 08 | Indirect Ownership : RRSP | Rights (Trust Units) | 57 - Exercise of rights | -2,106 | 6.5 | 0 |
| 2008122929 Dec, 08 | 2008121919 Dec, 08 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 57 - Exercise of rights | 178 | 6.5 | 666 |
| 2008122929 Dec, 08 | 2008121919 Dec, 08 | Direct Ownership : | Trust Units | 57 - Exercise of rights | 1,965 | 6.5 | 7,294 |
| 2008122929 Dec, 08 | 2008121919 Dec, 08 | Indirect Ownership : RRSP | Trust Units | 57 - Exercise of rights | 702 | 6.5 | 2,638 |
| 2008112727 Nov, 08 | 2008112424 Nov, 08 | Direct Ownership : | Rights (Trust Units) | 56 - Grant of rights | 5,896 | 0 | 5,896 |
| 2008112727 Nov, 08 | 2008112424 Nov, 08 | Indirect Ownership : ITF Jacob and Joshua Orrico | Rights (Trust Units) | 56 - Grant of rights | 535 | 0 | 535 |
| 2008112727 Nov, 08 | 2008112424 Nov, 08 | Indirect Ownership : RRSP | Rights (Trust Units) | 56 - Grant of rights | 2,106 | 0 | 2,106 |
| 2008031818 Mar, 08 | 2007123131 Dec, 07 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 27 | 0 | 367 |
| 2008031818 Mar, 08 | 2007123131 Dec, 07 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 353 | 0 | 4,006 |
| 2008011616 Jan, 08 | 2008011010 Jan, 08 | Control or Direction : ITF Jacob and Joshua Orrico | Rights (Trust Units) | 57 - Exercise of rights | -363 | 0 | 1 |
| 2008011616 Jan, 08 | 2008011010 Jan, 08 | Control or Direction : ITF Jacob and Joshua Orrico | Rights (Trust Units) | 58 - Expiration of rights | -1 | 0 | 0 |
| 2008011616 Jan, 08 | 2008011010 Jan, 08 | Direct Ownership : | Rights (Trust Units) | 57 - Exercise of rights | -3,969 | 0 | 0 |
| 2008011616 Jan, 08 | 2008011010 Jan, 08 | Indirect Ownership : RRSP | Rights (Trust Units) | 57 - Exercise of rights | -1,452 | 0 | 0 |
| 2008011616 Jan, 08 | 2008011010 Jan, 08 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 57 - Exercise of rights | 121 | 9.75 | 488 |
| 2008011616 Jan, 08 | 2008011010 Jan, 08 | Direct Ownership : | Trust Units | 57 - Exercise of rights | 1,323 | 9.75 | 5,329 |
| 2008011616 Jan, 08 | 2008011010 Jan, 08 | Indirect Ownership : RRSP | Trust Units | 57 - Exercise of rights | 484 | 9.75 | 1,936 |
| 2007121919 Dec, 07 | 2007121313 Dec, 07 | Direct Ownership : | Rights (Trust Units) | 56 - Grant of rights | 3,969 | 0 | 3,969 |
| 2007121919 Dec, 07 | 2007121313 Dec, 07 | Indirect Ownership : ITF Jacob and Joshua Orrico | Rights (Trust Units) | 56 - Grant of rights | 364 | 0 | 364 |
| 2007121919 Dec, 07 | 2006061313 Jun, 06 | Indirect Ownership : RRSP | Rights (Trust Units) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007121919 Dec, 07 | 2007121313 Dec, 07 | Indirect Ownership : RRSP | Rights (Trust Units) | 56 - Grant of rights | 1,452 | 0 | 1,452 |
| 2007053131 May, 07 | 2006061313 Jun, 06 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2007053131 May, 07 | 2007052424 May, 07 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | 1,452 | 0 | 1,452 |
| 2007032222 Mar, 07 | 2006123131 Dec, 06 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 6 | 0 | 340 |
| 2007032222 Mar, 07 | 2006123131 Dec, 06 | Direct Ownership : | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 67 | 0 | 3,653 |
| 2006071414 Jul, 06 | 2006070707 Jul, 06 | Direct Ownership : | Rights (Rights) | 57 - Exercise of rights | -2,690 | 11.75 | 0 |
| 2006071414 Jul, 06 | 2006070707 Jul, 06 | Indirect Ownership : ITF Jacob and Joshua Orrico | Rights (Rights) | 57 - Exercise of rights | -251 | 11.75 | 0 |
| 2006071414 Jul, 06 | 2006070707 Jul, 06 | Direct Ownership : | Trust Units | 57 - Exercise of rights | 896 | 11.75 | 3,586 |
| 2006071414 Jul, 06 | 2006061313 Jun, 06 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006071414 Jul, 06 | 2006061313 Jun, 06 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 251 |
| 2006071414 Jul, 06 | 2006070707 Jul, 06 | Indirect Ownership : ITF Jacob and Joshua Orrico | Trust Units | 57 - Exercise of rights | 83 | 11.75 | 334 |
| 2006070404 Jul, 06 | 2006061313 Jun, 06 | Direct Ownership : | Rights (Rights) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006070404 Jul, 06 | 2006061313 Jun, 06 | Direct Ownership : | Rights (Rights) | 56 - Grant of rights | 2,690 | 0 | 2,690 |
| 2006070404 Jul, 06 | 2006061313 Jun, 06 | Indirect Ownership : ITF Jacob and Joshua Orrico | Rights (Rights) | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006070404 Jul, 06 | 2006061313 Jun, 06 | Indirect Ownership : ITF Jacob and Joshua Orrico | Rights (Rights) | 56 - Grant of rights | 251 | 0 | 251 |
| 2006070404 Jul, 06 | 2006061313 Jun, 06 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 2,690 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Middlefield Equal Sector Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2008052929 May, 08 | 2008052626 May, 08 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 80 | 0 | 2,345 |
| 2008052929 May, 08 | 2008052626 May, 08 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -2,345 | 0 | 0 |
| 2008031818 Mar, 08 | 2007123131 Dec, 07 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 155 | 0 | 2,265 |
| 2007032222 Mar, 07 | 2006123131 Dec, 06 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 110 | 0 | 2,110 |
| 2006050505 May, 06 | 2006050303 May, 06 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006050505 May, 06 | 2006050303 May, 06 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 900 | 9.75 | 900 |
| 2006050505 May, 06 | 2006050303 May, 06 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 1,100 | 9.9 | 2,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: Core IncomePlus Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007100505 Oct, 07 | 2007092727 Sep, 07 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 60 | 0 | 1,076 |
| 2007100505 Oct, 07 | 2007092727 Sep, 07 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -1,076 | 0 | 0 |
| 2007100505 Oct, 07 | 2007092727 Sep, 07 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 124 | 0 | 2,156 |
| 2007100505 Oct, 07 | 2007092727 Sep, 07 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -2,156 | 0 | 0 |
| 2007032222 Mar, 07 | 2006123131 Dec, 06 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 16 | 0 | 1,016 |
| 2007032222 Mar, 07 | 2006123131 Dec, 06 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 32 | 0 | 2,032 |
| 2006050505 May, 06 | 2005111818 Nov, 05 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2006050505 May, 06 | 2006050404 May, 06 | Indirect Ownership : RRSP | Trust Units | 10 - Acquisition or disposition in the public market | 2,000 | 9.6 | 2,000 |
| 2005111818 Nov, 05 | 2005111818 Nov, 05 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2005111818 Nov, 05 | 2005111818 Nov, 05 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | 1,000 | 8.48 | 1,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: STaRS Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2009100202 Oct, 09 | 2009092525 Sep, 09 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -500 | 0 | 0 |
| 2005101717 Oct, 05 | 2003111717 Nov, 03 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2005101717 Oct, 05 | 2005101313 Oct, 05 | Control or Direction : ITF Jacob and Joshua Orrico | Trust Units | 10 - Acquisition or disposition in the public market | 500 | 14 | 500 |
| 2003112727 Nov, 03 | 2003111717 Nov, 03 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 2,500 |
| 2003112727 Nov, 03 | 2003111717 Nov, 03 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -2,500 | 10.78 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: PATHFINDER Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2005112121 Nov, 05 | 2005071818 Jul, 05 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -1,800 | 14.75 | 700 |
| 2005112121 Nov, 05 | 2005071919 Jul, 05 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | -700 | 14.75 | 0 |
| 2005030808 Mar, 05 | 2005030404 Mar, 05 | Direct Ownership : | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2005030808 Mar, 05 | 2005030404 Mar, 05 | Direct Ownership : | Trust Units | 10 - Acquisition or disposition in the public market | 2,500 | 13.7 | 2,500 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: MATRIX Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2007053131 May, 07 | 2007052424 May, 07 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 73 | 0 | 2,109 |
| 2007053131 May, 07 | 2007052424 May, 07 | Indirect Ownership : RRSP | Trust Units | 22 - Acquisition or disposition pursuant to a take-over bid, merger or acquisition | -2,109 | 0 | 0 |
| 2007032222 Mar, 07 | 2006123131 Dec, 06 | Indirect Ownership : RRSP | Trust Units | 30 - Acquisition or disposition under a purchase/ownership plan | 36 | 0 | 2,036 |
| 2005021717 Feb, 05 | 2005020909 Feb, 05 | Indirect Ownership : RRSP | Trust Units | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2005021717 Feb, 05 | 2005020909 Feb, 05 | Indirect Ownership : RRSP | Trust Units | 15 - Acquisition or disposition under a prospectus | 2,000 | 10 | 2,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: STRATA Income Fund
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2009120303 Dec, 09 | 2009113030 Nov, 09 | Indirect Ownership : RRSP | Preferred Securities | 38 - Redemption, retraction, cancellation, repurchase | 0 | 10 | 0 |
| 2008121616 Dec, 08 | 2008121212 Dec, 08 | Indirect Ownership : RRSP | Preferred Securities | 38 - Redemption, retraction, cancellation, repurchase | 0 | 10.2 | 0 |
| 2007010505 Jan, 07 | 2004032424 Mar, 04 | Indirect Ownership : RRSP | Preferred Securities | 10 - Acquisition or disposition in the public market | 0 | 10.25 | 0 |
| 2007010505 Jan, 07 | 2005121919 Dec, 05 | Indirect Ownership : RRSP | Preferred Securities | 38 - Redemption, retraction, cancellation, repurchase | 0 | 10.8 | 0 |
| 2007010505 Jan, 07 | 2006122121 Dec, 06 | Indirect Ownership : RRSP | Preferred Securities | 38 - Redemption, retraction, cancellation, repurchase | 0 | 10.7288 | 0 |
| 2004032929 Mar, 04 | 2004032424 Mar, 04 | Indirect Ownership : RRSP | Preferred Securities | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2004032929 Mar, 04 | 2004032424 Mar, 04 | Indirect Ownership : RRSP | Preferred Securities | 10 - Acquisition or disposition in the public market | 0 | 10.25 | 0 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
Issuer Name: INDEXPLUS 2 INCOME FUND
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
|---|---|---|---|---|---|---|---|
| 2005020707 Feb, 05 | 2005020404 Feb, 05 | Direct Ownership : | Trust Unit | 10 - Acquisition or disposition in the public market | -5,000 | 12 | 0 |
| 2003112727 Nov, 03 | 2003111717 Nov, 03 | Direct Ownership : | Trust Unit | 00 - Opening Balance-Initial SEDI Report | 0 | 0 | 0 |
| 2003112727 Nov, 03 | 2003111818 Nov, 03 | Direct Ownership : | Trust Unit | 15 - Acquisition or disposition under a prospectus | 5,000 | 10 | 5,000 |
| Filing Date | Transaction Date | Ownership Type | Securities | Nature of transaction | Volume | Unit cost | Closing Balance |
